Richard Knudsen has been an investment adviser representative at William Joseph Capital Management since August 2017, and is not listed among the firm’s executive officers or direct owners.
William Joseph Capital Management, Inc. is a Bristol, CT firm with $694M under management, 1,879 clients and 27 advisers across 28 offices, as of its March 2026 filing.
- – present · 9 yearsBethel, CT · Adviser representative · Firm CRD 226535
Investment adviser representative registrations
Richard Knudsen is registered as an investment adviser representative in Connecticut, since August 2017.
- ConnecticutSince 22 August 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 22 August 2017 |
| Series 63 | Uniform Securities Agent State Law Examination | 7 May 1997 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 7 May 1997 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Richard Joseph Knudsen
- CRD
- 2879347
- Firm
- William Joseph Capital Management · CRD 226535
- Office
- Bethel, CT
- Registration
- Investment adviser registration
- In the industry since
- August 2017
- Disciplinary history
- Not yet shown here · SEC record
Where does Richard Knudsen work?
Richard Knudsen is an investment adviser representative registered through William Joseph Capital Management, Inc. since August 2017, and is not listed among the firm’s executive officers or direct owners.
Is Richard Knudsen a financial advisor?
Yes. Richard Knudsen has a current investment-adviser registration in Connecticut, through William Joseph Capital Management since August 2017.
How many years of experience does Richard Knudsen have?
Richard Knudsen has 9 years in the financial industry, since August 2017, across 1 adviser firm.
What exams has Richard Knudsen passed?
Richard Knudsen has passed 3 licensing exams: the Series 63, Series 6 and Series 65. The earliest, the Series 63, was passed in May 1997.
Where is Richard Knudsen based?
Richard Knudsen’s registered office is in Bethel, CT.
Is Richard Knudsen registered with FINRA?
No. Richard Knudsen has no current broker registration.
How can I verify Richard Knudsen’s record?
Search CRD 2879347 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Richard Knudsen’s full registration record.
