Joseph Goss has been Secretary of William Joseph Capital Management since April 2015, is a control person of the firm and directly owns between 25% and 50% of it.
William Joseph Capital Management, Inc. is a Bristol, CT firm with $694M under management, 1,879 clients and 27 advisers across 28 offices, as of its March 2026 filing.
Jody Goss is Chief Growth Officer and Co-Founder of the William Joseph family of companies, where he works with advisors to support clients in planning to accumulate, protect and transfer wealth. For more than three decades he has coached advisors and educated CPAs, attorneys and insurance professionals. Earlier in his career he founded and led The Producers Firm, a regional insurance marketing organization, and he has maintained an active role as a financial advisor throughout his career.
Joseph Goss’ longest registration is the current one, 11 years at William Joseph Capital Management since 2015. Before joining William Joseph Capital Management in 2015, Joseph Goss was registered through Fairport Asset Management Corp.
- – present · 11 yearsBristol, CT · Adviser representative · Firm CRD 226535
- Fairport Asset Management Corp– · under a yearBristol, CT · Adviser representative · Firm CRD 108414
Investment adviser representative registrations
Joseph Goss is registered as an investment adviser representative in 2 states. The first approvals date from June 2015; the most recent is Texas, in January 2016.
- ConnecticutSince 23 June 2015
- TexasSince 27 January 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 16 March 2015 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Joseph Elzie Goss
- CRD
- 5115607
- Firm
- William Joseph Capital Management · CRD 226535
- Role
- Secretary
- Office
- 210 RED STONE HILL ROAD, SUITE 5, Bristol, CT 06010
- Registration
- Investment adviser registration
- In the industry since
- April 2015
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- williamjosephcapital.com
Where does Joseph Goss work?
Joseph Goss has been Secretary of William Joseph Capital Management, Inc. since April 2015, and is a control person of the firm.
Is Joseph Goss a financial advisor?
Yes. Joseph Goss has a current investment-adviser registration in Connecticut and Texas, through William Joseph Capital Management since June 2015.
How many years of experience does Joseph Goss have?
Joseph Goss has 11 years in the financial industry, since April 2015, across 2 adviser firms.
What exams has Joseph Goss passed?
Joseph Goss passed the Series 65 in March 2015.
Where is Joseph Goss based?
Joseph Goss’ registered office is in Bristol, CT.
Is Joseph Goss registered with FINRA?
No. Joseph Goss has no current broker registration.
How can I verify Joseph Goss’ record?
Search CRD 5115607 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joseph Goss’ full registration record.
