Brianna Sternkopf has been an investment adviser representative at William Joseph Capital Management since November 2024, and is not listed among the firm’s executive officers or direct owners.
William Joseph Capital Management, Inc. is a Bristol, CT firm with $694M under management, 1,879 clients and 27 advisers across 28 offices, as of its March 2026 filing.
Brianna Sternkopf’s longest registration was 2 years at American Portfolios Advisors, Inc (2022–2024). Before joining William Joseph Capital Management in 2024, Brianna Sternkopf was registered through Osaic Wealth, Inc. and American Portfolios Advisors, Inc.
- – present · 1 yearAdviser representative · Firm CRD 226535
- Osaic Wealth, Inc.– · under a yearGoshen, NY · Adviser representative · Firm CRD 23131
- American Portfolios Advisors, Inc– · 2 yearsHolbrook, NY · Adviser representative · Firm CRD 112697
Investment adviser representative registrations
Brianna Sternkopf is registered as an investment adviser representative in New York, since November 2024.
- New YorkSince 27 November 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 9 November 2021 |
| Series 63 | Uniform Securities Agent State Law Examination | 3 October 2019 |
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 29 August 2019 |
| SIE | Securities Industry Essentials Examination | 10 July 2019 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Brianna Leah Sternkopf
- CRD
- 7170461
- Firm
- William Joseph Capital Management · CRD 226535
- Registration
- Investment adviser registration
- In the industry since
- August 2019
- Disciplinary history
- Not yet shown here · SEC record
Where does Brianna Sternkopf work?
Brianna Sternkopf is an investment adviser representative registered through William Joseph Capital Management, Inc. since November 2024, and is not listed among the firm’s executive officers or direct owners.
Is Brianna Sternkopf a financial advisor?
Yes. Brianna Sternkopf has a current investment-adviser registration in New York, through William Joseph Capital Management since November 2024.
How many years of experience does Brianna Sternkopf have?
Brianna Sternkopf has 7 years in the financial industry, since August 2019, across 3 adviser firms.
What exams has Brianna Sternkopf passed?
Brianna Sternkopf has passed 4 licensing exams: the SIE, Series 6TO, Series 63 and Series 65. The earliest, the SIE, was passed in July 2019.
Where did Brianna Sternkopf work before William Joseph Capital Management?
Before William Joseph Capital Management, Brianna Sternkopf was registered through American Portfolios Advisors, Inc, January 2022 to October 2024.
Is Brianna Sternkopf registered with FINRA?
No. Brianna Sternkopf has no current broker registration.
How can I verify Brianna Sternkopf’s record?
Search CRD 7170461 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brianna Sternkopf’s full registration record.
