James Tuohey has been an investment adviser representative at William Joseph Capital Management since November 2025, and is not listed among the firm’s executive officers or direct owners.
William Joseph Capital Management, Inc. is a Bristol, CT firm with $694M under management, 1,879 clients and 27 advisers across 28 offices, as of its March 2026 filing.
James Tuohey’s longest registration was 6 years at Bolmgren Retireplan, Inc. (2015–2022). Before joining William Joseph Capital Management in 2025, James Tuohey was registered through Garland and Greenwood Wealth Advisors LLC and Bolmgren Retireplan, Inc.
- – present · under a yearHot Springs, AR · Adviser representative · Firm CRD 226535
- Garland and Greenwood Wealth Advisors LLC– · 3 yearsRoland, AR · Adviser representative · Firm CRD 318815
- Bolmgren Retireplan, Inc.– · 6 yearsChicago, IL · Adviser representative · Firm CRD 166560
- Sandlapper Wealth Management, LLC– · 1 yearGreenville, SC · Adviser representative · Firm CRD 164443
- Fmsi Advisers– · under a yearBloomington, IL · Adviser representative · Firm CRD 21786
Investment adviser representative registrations
James Tuohey is registered as an investment adviser representative in Arkansas, since November 2025.
- ArkansasSince 5 November 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 5 May 2012 |
| Series 27 | Financial and Operations Principal Examination | 27 May 2008 |
| Series 24 | General Securities Principal Examination | 27 December 2007 |
| Series 7 | General Securities Representative Examination | 19 November 2007 |
| Series 63 | Uniform Securities Agent State Law Examination | 28 February 2007 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 19 February 2007 |
- Name
- Uniform Combined State Law Examination
- Name
- Financial and Operations Principal Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- James Michael Tuohey
- CRD
- 1828227
- Firm
- William Joseph Capital Management · CRD 226535
- Office
- 2836 Malvern Ave, Suite G, Hot Springs, AR 71901
- Registration
- Investment adviser registration
- In the industry since
- December 2009
- Disciplinary history
- Not yet shown here · SEC record
Where does James Tuohey work?
James Tuohey is an investment adviser representative registered through William Joseph Capital Management, Inc. since November 2025, and is not listed among the firm’s executive officers or direct owners.
Is James Tuohey a financial advisor?
Yes. James Tuohey has a current investment-adviser registration in Arkansas, through William Joseph Capital Management since November 2025.
How many years of experience does James Tuohey have?
James Tuohey has 16 years in the financial industry, since December 2009, across 5 adviser firms.
What exams has James Tuohey passed?
James Tuohey has passed 6 licensing exams: the Series 6, Series 63, Series 7, Series 24, Series 27 and Series 66. The earliest, the Series 6, was passed in February 2007.
Where did James Tuohey work before William Joseph Capital Management?
Before William Joseph Capital Management, James Tuohey was registered through Garland and Greenwood Wealth Advisors LLC, May 2022 to October 2025; Bolmgren Retireplan, Inc., May 2015 to February 2022; Sandlapper Wealth Management, LLC, October 2012 to November 2013; Fmsi Advisers, May 2012 to September 2012.
Where is James Tuohey based?
James Tuohey’s registered office is in Hot Springs, AR.
Is James Tuohey registered with FINRA?
No. James Tuohey has no current broker registration.
How can I verify James Tuohey’s record?
Search CRD 1828227 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Tuohey’s full registration record.
