Charles Dufour has been an investment adviser representative at William Joseph Capital Management since March 2017, and is not listed among the firm’s executive officers or direct owners.
William Joseph Capital Management, Inc. is a Bristol, CT firm with $694M under management, 1,879 clients and 27 advisers across 28 offices, as of its March 2026 filing.
- – present · 9 yearsWoodstock, CT · Adviser representative · Firm CRD 226535
Investment adviser representative registrations
Charles Dufour is registered as an investment adviser representative in Connecticut, since March 2017.
- ConnecticutSince 2 March 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 2 March 2017 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 26 June 1984 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Charles Peter Dufour
- CRD
- 1279085
- Firm
- William Joseph Capital Management · CRD 226535
- Office
- Woodstock, CT
- Registration
- Investment adviser registration
- In the industry since
- March 2017
- Disciplinary history
- Not yet shown here · SEC record
Where does Charles Dufour work?
Charles Dufour is an investment adviser representative registered through William Joseph Capital Management, Inc. since March 2017, and is not listed among the firm’s executive officers or direct owners.
Is Charles Dufour a financial advisor?
Yes. Charles Dufour has a current investment-adviser registration in Connecticut, through William Joseph Capital Management since March 2017.
How many years of experience does Charles Dufour have?
Charles Dufour has 9 years in the financial industry, since March 2017, across 1 adviser firm.
What exams has Charles Dufour passed?
Charles Dufour has passed 2 licensing exams: the Series 6 and Series 65. The earliest, the Series 6, was passed in June 1984.
Where is Charles Dufour based?
Charles Dufour’s registered office is in Woodstock, CT.
Is Charles Dufour registered with FINRA?
No. Charles Dufour has no current broker registration.
How can I verify Charles Dufour’s record?
Search CRD 1279085 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Charles Dufour’s full registration record.
