Willliam McCloskey has been an investment adviser representative at William Joseph Capital Management since March 2016, and is not listed among the firm’s executive officers or direct owners.
William Joseph Capital Management, Inc. is a Bristol, CT firm with $694M under management, 1,879 clients and 27 advisers across 28 offices, as of its March 2026 filing.
William McCloskey is Private Wealth Advisor and Investment Advisor Representative at William Joseph Capital Management. He has 43 years of experience in insurance and financial services. He is Founder and Managing Partner of Stateline Senior Services, a practice centered on strategies to help clients evaluate how their accumulated assets and income sources may support their long-term needs.
- – present · 10 yearsSomers, CT · Adviser representative · Firm CRD 226535
Investment adviser representative registrations
Willliam McCloskey is registered as an investment adviser representative in 2 states. The first approvals date from March 2016; the most recent is Massachusetts, in August 2021.
- ConnecticutSince 14 March 2016
- MassachusettsSince 5 August 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 14 March 2016 |
| Series 63 | Uniform Securities Agent State Law Examination | 5 November 2004 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 3 November 2004 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Willliam Joseph McCloskey
- CRD
- 4802108
- Firm
- William Joseph Capital Management · CRD 226535
- Office
- 48 South Rd Unit 2, Somers, CT 06071
- Registration
- Investment adviser registration
- In the industry since
- March 2016
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- williamjosephcapital.com
Where does Willliam McCloskey work?
Willliam McCloskey is an investment adviser representative registered through William Joseph Capital Management, Inc. since March 2016, and is not listed among the firm’s executive officers or direct owners.
Is Willliam McCloskey a financial advisor?
Yes. Willliam McCloskey has a current investment-adviser registration in Connecticut and Massachusetts, through William Joseph Capital Management since March 2016.
How many years of experience does Willliam McCloskey have?
Willliam McCloskey has 10 years in the financial industry, since March 2016, across 1 adviser firm.
What exams has Willliam McCloskey passed?
Willliam McCloskey has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in November 2004.
Where is Willliam McCloskey based?
Willliam McCloskey’s registered office is in Somers, CT.
Is Willliam McCloskey registered with FINRA?
No. Willliam McCloskey has no current broker registration.
How can I verify Willliam McCloskey’s record?
Search CRD 4802108 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Willliam McCloskey’s full registration record.
