David Cowan has been an investment adviser representative at William Joseph Capital Management since October 2015, and is not listed among the firm’s executive officers or direct owners.
William Joseph Capital Management, Inc. is a Bristol, CT firm with $694M under management, 1,879 clients and 27 advisers across 28 offices, as of its March 2026 filing.
- – present · 11 yearsNoth Haven, CT · Adviser representative · Firm CRD 226535
Investment adviser representative registrations
David Cowan is registered as an investment adviser representative in Connecticut, since October 2015.
- ConnecticutSince 5 October 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 27 August 2015 |
| Series 63 | Uniform Securities Agent State Law Examination | 2 January 1986 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 2 January 1986 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- David Lee Cowan
- CRD
- 1445632
- Firm
- William Joseph Capital Management · CRD 226535
- Office
- Noth Haven, CT
- Registration
- Investment adviser registration
- In the industry since
- April 2009
- Disciplinary history
- Not yet shown here · SEC record
Where does David Cowan work?
David Cowan is an investment adviser representative registered through William Joseph Capital Management, Inc. since October 2015, and is not listed among the firm’s executive officers or direct owners.
Is David Cowan a financial advisor?
Yes. David Cowan has a current investment-adviser registration in Connecticut, through William Joseph Capital Management since October 2015.
How many years of experience does David Cowan have?
David Cowan has 17 years in the financial industry, since April 2009, across 1 adviser firm.
What exams has David Cowan passed?
David Cowan has passed 3 licensing exams: the Series 63, Series 6 and Series 65. The earliest, the Series 63, was passed in January 1986.
Where is David Cowan based?
David Cowan’s registered office is in Noth Haven, CT.
Is David Cowan registered with FINRA?
No. David Cowan has no current broker registration.
How can I verify David Cowan’s record?
Search CRD 1445632 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Cowan’s full registration record.
