Daphne Roberson has been an investment adviser representative at William Joseph Capital Management since July 2018, and is not listed among the firm’s executive officers or direct owners.
William Joseph Capital Management, Inc. is a Bristol, CT firm with $694M under management, 1,879 clients and 27 advisers across 28 offices, as of its March 2026 filing.
- – present · 8 yearsAdviser representative · Firm CRD 226535
Investment adviser representative registrations
Daphne Roberson is registered as an investment adviser representative in Connecticut, since July 2018.
- ConnecticutSince 2 July 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 2 July 2018 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Daphne Lynn Roberson
- CRD
- 6618543
- Firm
- William Joseph Capital Management · CRD 226535
- Registration
- Investment adviser registration
- In the industry since
- July 2018
- Disciplinary history
- Not yet shown here · SEC record
Where does Daphne Roberson work?
Daphne Roberson is an investment adviser representative registered through William Joseph Capital Management, Inc. since July 2018, and is not listed among the firm’s executive officers or direct owners.
Is Daphne Roberson a financial advisor?
Yes. Daphne Roberson has a current investment-adviser registration in Connecticut, through William Joseph Capital Management since July 2018.
How many years of experience does Daphne Roberson have?
Daphne Roberson has 8 years in the financial industry, since July 2018, across 1 adviser firm.
What exams has Daphne Roberson passed?
Daphne Roberson passed the Series 65 in July 2018.
Is Daphne Roberson registered with FINRA?
No. Daphne Roberson has no current broker registration.
How can I verify Daphne Roberson’s record?
Search CRD 6618543 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Daphne Roberson’s full registration record.
