Jon Tanner has been an investment adviser representative at William Joseph Capital Management since July 2024, and is not listed among the firm’s executive officers or direct owners.
William Joseph Capital Management, Inc. is a Bristol, CT firm with $694M under management, 1,879 clients and 27 advisers across 28 offices, as of its March 2026 filing.
Jon Tanner is president of SUMMIT Advisors at William Joseph Capital Management Inc. He has over 35 years of experience in financial planning and asset management and specializes in guiding clients through major life transitions such as retirement, divorce and legacy planning. He is a founding member of the Hudson Valley Collaborative Divorce & Dispute Resolution Association and has trained other professionals in the Interdisciplinary Model for Collaborative Divorce.
Jon Tanner’s longest registration was 2 years at Summit Advisory Solutions, LTD. (2021–2024). Before joining William Joseph Capital Management in 2024, Jon Tanner was registered through Summit Advisory Solutions, LTD.
- – present · 2 yearsHighland, NY · Adviser representative · Firm CRD 226535
- Summit Advisory Solutions, LTD.– · 2 yearsHighland, NY · Adviser representative · Firm CRD 115374
Investment adviser representative registrations
Jon Tanner is registered as an investment adviser representative in New York, since July 2024.
- New YorkSince 2 July 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 17 November 2021 |
| Series 24 | General Securities Principal Examination | 20 October 1995 |
| Series 7 | General Securities Representative Examination | 20 September 1995 |
| Series 62 | Corporate Securities Limited Representative Examination | 13 August 1992 |
| Series 63 | Uniform Securities Agent State Law Examination | 3 November 1988 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 3 November 1988 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Corporate Securities Limited Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Jon D. Tanner
- CRD
- 1895039
- Firm
- William Joseph Capital Management · CRD 226535
- Office
- Highland, NY
- Registration
- Investment adviser registration
- In the industry since
- November 2021
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- williamjosephcapital.com
Where does Jon Tanner work?
Jon Tanner is an investment adviser representative registered through William Joseph Capital Management, Inc. since July 2024, and is not listed among the firm’s executive officers or direct owners.
Is Jon Tanner a financial advisor?
Yes. Jon Tanner has a current investment-adviser registration in New York, through William Joseph Capital Management since July 2024.
How many years of experience does Jon Tanner have?
Jon Tanner has 4 years in the financial industry, since November 2021, across 2 adviser firms.
What exams has Jon Tanner passed?
Jon Tanner has passed 6 licensing exams: the Series 63, Series 6, Series 62, Series 7, Series 24 and Series 65. The earliest, the Series 63, was passed in November 1988.
Where is Jon Tanner based?
Jon Tanner’s registered office is in Highland, NY.
Is Jon Tanner registered with FINRA?
No. Jon Tanner has no current broker registration.
How can I verify Jon Tanner’s record?
Search CRD 1895039 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jon Tanner’s full registration record.
