Morgan Marx has been an investment adviser representative at William Joseph Capital Management since January 2016, and is not listed among the firm’s executive officers or direct owners.
William Joseph Capital Management, Inc. is a Bristol, CT firm with $694M under management, 1,879 clients and 27 advisers across 28 offices, as of its March 2026 filing.
- – present · 10 yearsLeander, TX · Adviser representative · Firm CRD 226535
Investment adviser representative registrations
Morgan Marx is registered as an investment adviser representative in Texas, since January 2016.
- TexasSince 27 January 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 14 October 2015 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Morgan Nichole Marx
- CRD
- 6595524
- Firm
- William Joseph Capital Management · CRD 226535
- Office
- Leander, TX
- Registration
- Investment adviser registration
- In the industry since
- January 2016
- Disciplinary history
- Not yet shown here · SEC record
Where does Morgan Marx work?
Morgan Marx is an investment adviser representative registered through William Joseph Capital Management, Inc. since January 2016, and is not listed among the firm’s executive officers or direct owners.
Is Morgan Marx a financial advisor?
Yes. Morgan Marx has a current investment-adviser registration in Texas, through William Joseph Capital Management since January 2016.
How many years of experience does Morgan Marx have?
Morgan Marx has 10 years in the financial industry, since January 2016, across 1 adviser firm.
What exams has Morgan Marx passed?
Morgan Marx passed the Series 65 in October 2015.
Where is Morgan Marx based?
Morgan Marx’s registered office is in Leander, TX.
Is Morgan Marx registered with FINRA?
No. Morgan Marx has no current broker registration.
How can I verify Morgan Marx’s record?
Search CRD 6595524 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Morgan Marx’s full registration record.
