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Oxford Financial Group

SEC-registered adviser since 1984Carmel, INCRD 105303

$23.3B
AUM
697
Clients
See fees
Fee
36
Advisory staff

From Form ADV filed 9 July 2026 · data retrieved 15 October 2026SEC record

Oxford Financial Group is an investment adviser headquartered in Carmel, Indiana, and registered with the SEC since 1984. Its clients include high-net-worth individuals, pooled investment vehicles, and pension and profit-sharing plans. High-net-worth individuals account for 59% of its regulatory assets under management.

Its services include financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, pension consulting, and selecting other managers. Fee arrangements include a percentage of assets under management and fixed fees. Oxford Financial Group owns 75% or more of Oxford Financial Group, and Jeffrey Thomasson is its CEO.

Clients

Oxford Financial Group serves 697 clients, 551 of them high-net-worth individuals. The average client has about $33 million with the firm, and high-net-worth clients hold 59% of its $23.3 billion in assets.

Regulatory assets by client type
  • High-net-worth individuals551 clients59%
  • Pooled investment vehicles48 clients19%
  • Pension and profit-sharing plans29 clients14%
  • Corporations and other businesses11 clients5%
  • OtherIndividuals, Charitable organizations, Insurance companies2%
Show client breakdown
Individuals (other than HNW)
Clients
38
Regulatory AUM
$19,357,671
Share
0.1%
Avg. per client
$509K
High-net-worth individuals
Clients
551
Regulatory AUM
$13,854,781,586
Share
59.4%
Avg. per client
$25.1M
Pooled investment vehicles
Clients
48
Regulatory AUM
$4,547,482,343
Share
19.5%
Avg. per client
$94.7M
Pension and profit-sharing plans
Clients
29
Regulatory AUM
$3,315,030,972
Share
14.2%
Avg. per client
$114.3M
Charitable organizations
Clients
18
Regulatory AUM
$413,860,202
Share
1.8%
Avg. per client
$23.0M
Insurance companies
Clients
2
Regulatory AUM
$43,526,609
Share
0.2%
Avg. per client
$21.8M
Corporations and other businesses
Clients
11
Regulatory AUM
$1,136,810,350
Share
4.9%
Avg. per client
$103.3M

Total

Clients
697
Regulatory AUM
$23,330,849,733
Share
100%
Avg. per client
$33.5M

What it does

Oxford Financial Group provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, pension consulting and selecting other managers. It is paid through a percentage of assets and fixed fees.

Oxford Financial Group provided financial planning to 251–500 clients last fiscal year and advises 48 private funds.

49.5% of assets ($11.54B across 5,201 accounts) are managed with discretion; $11.79B across 1,392 accounts are not. 0% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.

What the accounts hold

Separately managed account assets by class, year end
  • Stocks28%
  • Funds64%
    • Registered funds59%
    • Pooled vehicles5%
  • Bonds8%
    • State and local bonds6%
    • U.S. government and agency bonds1%
    • Investment grade corporate bonds1%

Custodians

Oxford Financial Group’s client accounts are held mainly at Fidelity, with 60% of managed assets. Oxford Financial Group has custody of $14.09B for 648 clients.

Managed account assets by custodian
  • FidelityFidelity Brokerage Services LLC · Smithfield, RI · $14.11B60%
  • All other custodians$9.22B40%

Ownership and leadership

Oxford Financial Group owns 75% or more of Oxford Financial Group, and Jeffrey Thomasson is its CEO.

Who owns the firm
Oxford Financial Group, LTD. LLC· the adviser

  • Oxford Financial Group

    Control person · since December 2023

    Owns 75% or more of Oxford Financial Group, LTD. LLC

  • Oxford Financial Group Holdings, LLC

    Control person · since December 2023

    Owns 75% or more of Oxford Financial Group, LTD. LLC

Leadership

  • Jeffrey Thomasson
    Chief Executive Officer, Chairman of the Board
  • Brian Copsey
    Chief Financial Officer
  • Melia Krumm
    Chief Compliance Officer
  • Kristina Baron
    Co-Managing Partner, Corporate Director
  • Jarret Blum
    Chief Development Officer
  • Charles Carter
    Corporate Director
  • Charles Davis
    Corporate Director
  • Russell Delibero
    Chief Wealth Planning Officer
  • Daniel Ford
    Corporate Director
  • Sue McMillen
    Chief Talent Officer
  • Alexandra Neff
    Chief Marketing Officer
  • Jared Nishida
    Corporate Director
  • Robert Ramsey
    Chief Investment Officer, Co- Managing Partner, Corporate Director

Staff

  • 156 employees
  • 36 in advisory functions
  • 50 state-registered reps
  • 2 insurance agents

Reported holdings

Oxford Financial Group’s reported 13F holdings total $1.97B across 296 positions, and the ten largest make up 67.9% of it.

$1.97B
Reported 13F value
296
Positions
67.9%
In the 10 largest
+6.3%
Value vs. prior quarter
Ten largest positions, share of reported value
  1. Vanguard Index Fds · Total Stk Mkt14.3%
  2. Listed Fds TR · Hori KI Infl ETF9.8%
  3. Investment Managers Ser TR I · Fpa Gbl Eqty ETF7.9%
  4. Eli Lilly & CO7.8%
  5. Intuitive Surgical Inc.7.2%
  6. SPDR Index Shs Fds · ST Str Nat ETF6.2%
  7. iShares TR · National Mun ETF4.6%
  8. ETF Ser Solutions · Distillate US3.8%
  9. iShares TR · Core S&P500 ETF3.2%
  10. American Centy ETF TR · US Sml CP Valu3.1%

Together, the ten largest are 67.9% of reported value.

The 50 largest positions and quarterly changesQuarter ended 30 June 2026 · filed 11 August 2026

A 13F covers only exchange-traded long positions the firm holds with discretion, so this $1.97B is not its $23.33B in regulatory assets and does not represent any individual client's portfolio.

Fees

Oxford Financial Group is paid through a percentage of assets under management and fixed fees (other than subscription fees).

Oxford Financial Group’s fee rates are not included in this profile. Find its brochure on the SEC’s site.

Offices and registrations

Besides its headquarters, Oxford Financial Group has 6 offices, with 7 listed addresses across 7 states.

Listed office addresses by state

Indiana · 1 listed address

  • 11711 North Meridian Street, Suite 600, CarmelHQ

Registration details

Legal name
Oxford Financial Group, LTD. LLC
Headquarters
11711 North Meridian Street, Suite 600, Carmel, IN 46032
Phone
317-843-5678
Website
Not reported
SEC file
801-20692
Structure
Delaware LLC
Fiscal year end
December

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov

Common questions

How many clients does Oxford Financial Group have?

Oxford Financial Group has 697 clients and manages $23.3 billion for them, as of July 2026. They include 551 high-net-worth individuals, 48 pooled investment vehicles and 38 other individuals.

Source: Form ADV Part 1A, Items 5.D and 5.F, filed 9 July 2026

What services does Oxford Financial Group offer?

Oxford Financial Group provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, pension consulting and selecting other managers.

Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file

Which custodians does Oxford Financial Group use?

Oxford Financial Group’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $14,112,792,171. Only custodians holding at least a tenth of those assets are named.

Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 9 July 2026

How many financial advisors does Oxford Financial Group have?

Oxford Financial Group has 50 investment adviser representatives registered with state securities authorities, out of 156 employees, and 36 perform investment advisory functions. 0 are registered representatives of a broker-dealer and 2 are licensed insurance agents.

Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file

What does Oxford Financial Group invest in?

At the end of its last fiscal year, Oxford Financial Group’s separately managed accounts held 59% registered funds (mutual funds, ETFs, BDCs), 28% exchange-traded equities, 6% state and local bonds, 5% pooled vehicles (private funds and similar), 1% U.S. government and agency bonds and 1% investment grade corporate bonds. It advises 48 private funds.

Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file

Who owns Oxford Financial Group?

Oxford Financial Group is owned through a holding company by Oxford Financial Group Parent, LLC. Its direct owners are Oxford Financial Group (75% or more) and Oxford Financial Group Holdings, LLC (75% or more).

Source: Form ADV Part 1A, Schedules A and B, filed 9 July 2026

How does Oxford Financial Group get paid?

Oxford Financial Group is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.

Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file

Sources

  1. Form ADV Part 1A, amendment filed 9 July 2026. Items 1, 5, 9, 11 and Schedules A, B and D.
  2. IAPD firm record, CRD 105303.
  3. Form 13F-HR, filed 11 August 2026 for the quarter ended 30 June 2026.

Retrieved 15 October 2026. All are published by the SEC and may have been amended since.

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This profile is compiled from public regulatory filings and is provided for informational purposes only. Niva Wealth is not affiliated with Oxford Financial Group, LTD. LLC and makes no representation about the quality of its services. Figures reflect the filing dates shown and may have changed. Ownership percentages are the bands reported to the SEC, not exact figures.