Role at Oxford Financial Group
- Title on Schedule A
- Chief Compliance Officer
- Control
- Melia Krumm is a control person of Oxford Financial Group.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Melia Krumm has held the filed role since November 2024.
The firm
Form ADV filed 9 July 2026
Career on record
Melia Krumm has been registered through Oxford Financial Group since January 2025, and before that through Sanctuary Advisors, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Oneamerica Securities, Inc., Morgan Stanley, Ameriprise Financial Services, Inc., New England Securities Corporation and Norton Capital Management, Inc..
- Oxford Financial Group, LtdCurrent– present · 2 yearsCarmel, IN · Adviser representative · Firm CRD 105303
- Passed Series 24, Series 10, Series 9, Series 53, Series 7TO and Series 52TO · 2024
- Sanctuary Advisors, LLC– · 2 yearsIndianapolis, IN · Adviser representative · Firm CRD 226606
- Passed SIE · 2018
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 3 yearsIndianapolis, IN · Adviser representative · Firm CRD 7691
- Oneamerica Securities, Inc.– · 2 yearsIndianapolis, IN · Adviser representative · Firm CRD 4173
- Morgan Stanley– · 1 yearIndianapolis, IN · Adviser representative · Firm CRD 149777
- Oneamerica Securities, Inc.– · 4 yearsIndianapolis, IN · Adviser representative · Firm CRD 4173
- Ameriprise Financial Services, Inc.– · 1 yearIndianapolis, IN · Adviser representative · Firm CRD 6363
- New England Securities Corporation– · under a yearIndianapolis, IN · Adviser representative · Firm CRD 615
- Norton Capital Management, Inc.– · 4 yearsNorfolk, VA · Adviser representative · Firm CRD 110398
- Passed Series 66 · 2002
- Passed Series 7 · 2001
Registrations and exams
Melia Krumm has a current investment-adviser registration in Indiana and has passed 9 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Indiana | Investment adviser representative | Approved | 15 January 2025 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 25 February 2002 |
| Series 24 | General Securities Principal Examination | 8 January 2024 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 8 January 2024 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 8 January 2024 |
| Series 53 | Municipal Securities Principal Examination | 8 January 2024 |
| Series 7TO | General Securities Representative Examination | 8 January 2024 |
| Series 52TO | Municipal Securities Representative Examination | 8 January 2024 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 7 | General Securities Representative Examination | 25 October 2001 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Municipal Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Melia Breeze Krumm
- CRD
- 4372017
- Registration status
- Investment adviser registration
- Office
- 11711 NORTH MERIDIAN STREET, SUITE 600, Carmel, IN 46032
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Melia Krumm work?
Melia Krumm has been Chief Compliance Officer of Oxford Financial Group, LTD. LLC since November 2024, and is a control person of the firm.
Is Melia Krumm a financial advisor?
Yes. Melia Krumm has a current investment-adviser registration in Indiana, through Oxford Financial Group since January 2025, as of 17 October 2026.
How many years of experience does Melia Krumm have?
Melia Krumm has worked in the financial industry for 21 years as of 17 October 2026, counted from 7 September 2005, across 8 adviser firms.
What exams has Melia Krumm passed?
Melia Krumm has passed 9 licensing exams: the Series 7, Series 66, SIE, Series 24, Series 10, Series 9, Series 53, Series 7TO and Series 52TO. The earliest, the Series 7, was passed in October 2001.
Where did Melia Krumm work before Oxford Financial Group?
Before Oxford Financial Group, Melia Krumm was registered through Sanctuary Advisors, LLC, August 2019 to September 2021; Merrill Lynch, Pierce, Fenner & Smith Incorporated, July 2016 to August 2019; Oneamerica Securities, Inc., March 2014 to June 2016; Morgan Stanley, April 2013 to January 2014; Oneamerica Securities, Inc., July 2009 to April 2013; Ameriprise Financial Services, Inc., April 2008 to April 2009; New England Securities Corporation, January 2008 to April 2008; Norton Capital Management, Inc., March 2002 to August 2006.
Where is Melia Krumm based?
Melia Krumm’s registered office is in Carmel, IN.
Leadership at Oxford Financial Group
- Jeffrey ThomassonChief Executive Officer, Chairman of the Board
- Brian CopseyChief Financial Officer
- Kristina BaronCo-Managing Partner, Corporate Director
- Jarret BlumChief Development Officer
- Charles CarterCorporate Director
- Charles DavisCorporate Director
- Russell DeliberoChief Wealth Planning Officer
- Daniel FordCorporate Director
- Sue McMillenChief Talent Officer
- Alexandra NeffChief Marketing Officer
- Jared NishidaCorporate Director
- Robert RamseyChief Investment Officer, Co- Managing Partner, Corporate Director