Role at Oxford Financial Group
- Title on Schedule A
- Chief Development Officer
- Control
- Jarret Blum is a control person of Oxford Financial Group.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Jarret Blum has held the filed role since April 2024.
The firm
Form ADV filed 9 July 2026
Career on record
Jarret Blum has been registered through Oxford Financial Group since May 2024, and before that through J.p. Morgan Securities LLC, Charles Schwab & Co., Inc., Morgan Stanley and Citigroup Global Markets Inc..
- Oxford Financial Group, LtdCurrent– present · 2 yearsChicago, IL · Adviser representative · Firm CRD 105303
- J.p. Morgan Securities LLC– · 3 yearsChicago, IL · Adviser representative · Firm CRD 79
- Passed SIE · 2018
- Charles Schwab & Co., Inc.– · 5 yearsChicago, IL · Adviser representative · Firm CRD 5393
- Morgan Stanley– · 7 yearsSouth Jordan, UT · Adviser representative · Firm CRD 149777
- Citigroup Global Markets Inc.– · 4 yearsMclean, VA · Adviser representative · Firm CRD 7059
- Passed Series 9 and Series 10 · 2003
- Morgan Stanley– · 4 yearsAlexandria, VA · Adviser representative · Firm CRD 7556
- Passed Series 7, Series 66 and Series 31 · 2001
Registrations and exams
Jarret Blum has a current investment-adviser registration in Illinois and has passed 6 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Illinois | Investment adviser representative | Approved | 1 May 2024 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 26 September 2001 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 21 November 2003 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 28 August 2003 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 31 | Futures Managed Funds Examination | 16 November 2001 |
| Series 7 | General Securities Representative Examination | 23 July 2001 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Jarret D. Blum
- CRD
- 4380142
- Registration status
- Investment adviser registration
- Office
- 980 NORTH MICHIGAN AVENUE, SUITE 1500, Chicago, IL 60611
- Firm bio
- ofgltd.com
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
Oxford identifies Jarret D. Blum as Chief Development Officer and managing director. His prior roles included leadership positions at J.P. Morgan, Morgan Stanley and Charles Schwab. Official firm biography
Education
- He holds a bachelor’s degree from Catawba College.Official firm biography
Common questions
Where does Jarret Blum work?
Jarret Blum has been Chief Development Officer of Oxford Financial Group, LTD. LLC since April 2024, and is a control person of the firm.
Is Jarret Blum a financial advisor?
Yes. Jarret Blum has a current investment-adviser registration in Illinois, through Oxford Financial Group since May 2024, as of 17 October 2026.
How many years of experience does Jarret Blum have?
Jarret Blum has worked in the financial industry for 25 years as of 17 October 2026, counted from 5 October 2001, across 6 adviser firms.
What exams has Jarret Blum passed?
Jarret Blum has passed 6 licensing exams: the Series 7, Series 66, Series 31, Series 9, Series 10 and SIE. The earliest, the Series 7, was passed in July 2001.
Where did Jarret Blum work before Oxford Financial Group?
Before Oxford Financial Group, Jarret Blum was registered through J.p. Morgan Securities LLC, August 2021 to March 2024; Charles Schwab & Co., Inc., November 2016 to July 2021; Morgan Stanley, June 2009 to October 2016; Citigroup Global Markets Inc., September 2005 to June 2009; Morgan Stanley, February 2002 to September 2005.
Where is Jarret Blum based?
Jarret Blum’s registered office is in Chicago, IL.
Leadership at Oxford Financial Group
- Jeffrey ThomassonChief Executive Officer, Chairman of the Board
- Brian CopseyChief Financial Officer
- Melia KrummChief Compliance Officer
- Kristina BaronCo-Managing Partner, Corporate Director
- Charles CarterCorporate Director
- Charles DavisCorporate Director
- Russell DeliberoChief Wealth Planning Officer
- Daniel FordCorporate Director
- Sue McMillenChief Talent Officer
- Alexandra NeffChief Marketing Officer
- Jared NishidaCorporate Director
- Robert RamseyChief Investment Officer, Co- Managing Partner, Corporate Director