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Kristina Baron

Co-Managing Partner, Corporate Director at Oxford Financial Group

Investment adviser registrationCarmel, INSEC record checked 18 October 2026

10
Years in the industry
10
Years at the firm
1
Adviser firms
5
State registrations

IAPD record retrieved 18 October 2026SEC record

Kristina Baron is Co-Managing Partner, Corporate Director of Oxford Financial Group, LTD. LLC, a Carmel investment adviser managing $23.3B. Kristina Baron has been registered through Oxford Financial Group since 18 July 2016, has 10 years in the industry across 1 firm and has passed the Series 7, Series 63, SIE and Series 66.

Role at Oxford Financial Group

Title on Schedule A
Co-Managing Partner, Corporate Director
Control
Kristina Baron is a control person of Oxford Financial Group.
Ownership
An individual ownership band is not available in the source record.
Tenure
Kristina Baron has held the filed role since January 2018.

The firm

Oxford Financial Group, LTD. LLC
Carmel, IN

Form ADV filed 9 July 2026

$23.3B AUM697 clients36 advisers7 offices

Career on record

Kristina Baron has been registered through Oxford Financial Group since July 2016.

Firms and exams, newest first
  1. Oxford Financial Group, LtdCurrent
    – present · 10 years
    Carmel, IN · Adviser representative · Firm CRD 105303
  2. Passed SIE and Series 66 · 2016
  3. Passed Series 63 · 2007
  4. Passed Series 7 · 2005

Registrations and exams

Kristina Baron has a current investment-adviser registration in Florida, Illinois, Indiana, Ohio and Texas and has passed 4 qualifying exams.

Florida2 May 2024
Scope
Investment adviser representative
Status
Approved
Illinois28 March 2024
Scope
Investment adviser representative
Status
Approved
Indiana18 July 2016
Scope
Investment adviser representative
Status
Approved
Ohio9 May 2024
Scope
Investment adviser representative
Status
Approved
Texas1 January 2017
Scope
Investment adviser representative
Status
Approved

Examinations

Series 6618 July 2016
Name
Uniform Combined State Law Examination
Series 6320 February 2007
Name
Uniform Securities Agent State Law Examination
SIE26 May 2016
Name
Securities Industry Essentials Examination
Series 716 May 2005
Name
General Securities Representative Examination

Individual record

Full name
Kristina R Baron
CRD
5276909
Firm
Oxford Financial Group, LTD. LLC
Registration status
Investment adviser registration
Office
11711 N. Meridian Street, Suite 600, Carmel, IN 46032
Firm bio
ofgltd.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Oxford identifies Kristina R. Baron as a co-managing partner and managing director. Her prior roles included vice president and regional director at Goldman Sachs and roles at Fidelity Investments. Official firm biography

Education

  • She earned a BS in financial services management from Johnson & Wales University and an MBA with concentrations in global finance and global business leadership.Official firm biography

Common questions

Where does Kristina Baron work?

Kristina Baron has been Co-Managing Partner, Corporate Director of Oxford Financial Group, LTD. LLC since January 2018, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 9 July 2026

Is Kristina Baron a financial advisor?

Yes. Kristina Baron has a current investment-adviser registration in Florida, Illinois, Indiana, Ohio and Texas, through Oxford Financial Group since July 2016, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

How many years of experience does Kristina Baron have?

Kristina Baron has worked in the financial industry for 10 years as of 18 October 2026, counted from 17 July 2016, across 1 adviser firm.

Source: IAPD individual record, checked 18 October 2026

What exams has Kristina Baron passed?

Kristina Baron has passed 4 licensing exams: the Series 7, Series 63, SIE and Series 66. The earliest, the Series 7, was passed in May 2005.

Source: IAPD individual record, checked 18 October 2026

Where is Kristina Baron based?

Kristina Baron’s registered office is in Carmel, IN.

Source: IAPD individual record, checked 18 October 2026

Leadership at Oxford Financial Group

  • Jeffrey Thomasson
    Chief Executive Officer, Chairman of the Board
  • Brian Copsey
    Chief Financial Officer
  • Melia Krumm
    Chief Compliance Officer
  • Jarret Blum
    Chief Development Officer
  • Charles Carter
    Corporate Director
  • Charles Davis
    Corporate Director
  • Russell Delibero
    Chief Wealth Planning Officer
  • Daniel Ford
    Corporate Director
  • Sue McMillen
    Chief Talent Officer
  • Alexandra Neff
    Chief Marketing Officer
  • Jared Nishida
    Corporate Director
  • Robert Ramsey
    Chief Investment Officer, Co- Managing Partner, Corporate Director

Sources

  1. IAPD individual record, CRD 5276909. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Oxford Financial Group, LTD. LLC, filed 9 July 2026. Title, control and ownership bands.
  3. Oxford Financial Group team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Kristina Baron or Oxford Financial Group, LTD. LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.