Career
Charles Carter has been Corporate Director of Oxford Financial Group since March 2026. Charles Carter is a control person of the firm and directly owns under 5% of it.
Oxford Financial Group, LTD. LLC is a Carmel, IN firm with $23.3B under management, 697 clients and 36 advisers across 7 offices, as of its July 2026 filing.
Charles Carter works with entrepreneurs and families on business exits, succession and governance, as well as wealth planning, estate and tax matters and generational transitions. Oxford describes him as having more than 20 years of experience; he previously was a vice president at Highland Capital Brokerage.
- Oxford Financial Group, LtdCurrent– present · 8 yearsCarmel, IN · Adviser representative · Firm CRD 105303
Credentials and registrations
Professional designations
Listed by Oxford Financial Group
- CFP professional
- CEPA
Investment adviser representative registrations
| State | Status | Since |
|---|---|---|
| Florida | Approved | 17 May 2024 |
| Indiana | Approved | 5 July 2018 |
| Minnesota | Approved | 22 March 2024 |
| Ohio | Approved | 9 May 2024 |
- Status
- Approved
- Status
- Approved
- Status
- Approved
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 5 July 2018 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 20 October 2015 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 7 October 2015 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
Individual record
- Full name
- Charles Rush Carter
- CRD
- 6557071
- Office
- 11711 NORTH MERIDIAN STREET, SUITE 600, Carmel, IN 46032
- Firm bio
- ofgltd.com
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Charles Carter work?
Charles Carter has been Corporate Director of Oxford Financial Group, LTD. LLC since March 2026, and is a control person of the firm.
Is Charles Carter a financial advisor?
Yes. Charles Carter has a current investment-adviser registration in Florida, Indiana, Minnesota and Ohio, through Oxford Financial Group since July 2018.
How many years of experience does Charles Carter have?
Charles Carter has 10 years in the financial industry, since October 2015, across 1 adviser firm.
What exams has Charles Carter passed?
Charles Carter has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in October 2015. FINRA credited Charles Carter with the SIE, which began in October 2018.
Where is Charles Carter based?
Charles Carter’s registered office is in Carmel, IN.
Is Charles Carter a CFP?
Oxford Financial Group lists Charles Carter with the CFP credential (“CFP professional”) on its website. CFP Board confirms certification status.
Source: Oxford Financial Group biography
Leadership at Oxford Financial Group
- Jeffrey ThomassonChief Executive Officer, Chairman of the Board
- Brian CopseyChief Financial Officer
- Melia KrummChief Compliance Officer
- Kristina BaronCo-Managing Partner, Corporate Director
- Jarret BlumChief Development Officer
- Charles DavisCorporate Director
- Russell DeliberoChief Wealth Planning Officer
- Daniel FordCorporate Director
- Sue McmillenChief Talent Officer
- Alexandra NeffChief Marketing Officer
- Jared NishidaCorporate Director
- Robert RamseyChief Investment Officer, Co- Managing Partner, Corporate Director