Role at Oxford Financial Group
- Title on Schedule A
- Corporate Director
- Control
- Charles Davis is a control person of Oxford Financial Group.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Charles Davis has held the filed role since July 2007.
The firm
Form ADV filed 9 July 2026
Career on record
Charles Davis has been registered through Oxford Financial Group since November 2007.
- Oxford Financial Group, LtdCurrent– present · 19 yearsCarmel, IN · Adviser representative · Firm CRD 105303
- Passed Series 65 · 2007
Registrations and exams
Charles Davis has a current investment-adviser registration in Indiana and has passed 1 qualifying exam.
| State | Scope | Status | Since |
|---|---|---|---|
| Indiana | Investment adviser representative | Approved | 28 November 2007 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 21 November 2007 |
- Name
- Uniform Investment Adviser Law Examination
Individual record
- Full name
- Charles Richard Davis
- CRD
- 5441093
- Registration status
- Investment adviser registration
- Office
- 11711 N. MERIDIAN STREET, SUITE 600, Carmel, IN 46032
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Charles Davis work?
Charles Davis has been Corporate Director of Oxford Financial Group, LTD. LLC since July 2007, and is a control person of the firm.
Is Charles Davis a financial advisor?
Yes. Charles Davis has a current investment-adviser registration in Indiana, through Oxford Financial Group since November 2007, as of 18 October 2026.
How many years of experience does Charles Davis have?
Charles Davis has worked in the financial industry for 18 years as of 18 October 2026, counted from 27 November 2007, across 1 adviser firm.
What exams has Charles Davis passed?
Charles Davis passed the Series 65 in November 2007.
Where is Charles Davis based?
Charles Davis’ registered office is in Carmel, IN.
Leadership at Oxford Financial Group
- Jeffrey ThomassonChief Executive Officer, Chairman of the Board
- Brian CopseyChief Financial Officer
- Melia KrummChief Compliance Officer
- Kristina BaronCo-Managing Partner, Corporate Director
- Jarret BlumChief Development Officer
- Charles CarterCorporate Director
- Russell DeliberoChief Wealth Planning Officer
- Daniel FordCorporate Director
- Sue McMillenChief Talent Officer
- Alexandra NeffChief Marketing Officer
- Jared NishidaCorporate Director
- Robert RamseyChief Investment Officer, Co- Managing Partner, Corporate Director