Gimbal Financial provides portfolio management for individuals and small businesses, pension consulting, and insurance.
Gimbal Financial reports 388 clients. They include 274 individual clients, 106 high-net-worth individuals, and 4 pension and profit-sharing plans. Of its assets, 93.2% ($270M across 843 accounts) are managed with discretion; $19.7M across 4 accounts are not. A wrap fee program the firm both sponsors and manages holds $269M.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 71% | 39% |
| High-net-worth individuals | 27% | 53% |
| Pension and profit-sharing plans | 1% | 7% |
| Charitable organizations | <1% | <1% |
| Corporations and other businesses | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 274 | $112M | 38.6% | $409K |
| High-net-worth individuals | 106 | $155M | 53.4% | $1.46M |
| Pension and profit-sharing plans | Fewer than 5 | $19.7M | 6.8% | $4.91M |
| Charitable organizations | Fewer than 5 | $2.73M | 0.9% | $1.37M |
| Corporations and other businesses | Fewer than 5 | $772K | 0.3% | $386K |
| Total | 388 | $290M | 100% | — |
- Clients
- 274
- Regulatory AUM
- $112M
- AUM share
- 38.6%
- Avg. per client
- $409K
- Clients
- 106
- Regulatory AUM
- $155M
- AUM share
- 53.4%
- Avg. per client
- $1.46M
- Clients
- Fewer than 5
- Regulatory AUM
- $19.7M
- AUM share
- 6.8%
- Avg. per client
- $4.91M
- Clients
- Fewer than 5
- Regulatory AUM
- $2.73M
- AUM share
- 0.9%
- Avg. per client
- $1.37M
- Clients
- Fewer than 5
- Regulatory AUM
- $772K
- AUM share
- 0.3%
- Avg. per client
- $386K
Total
- Clients
- 388
- Regulatory AUM
- $290M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Gimbal Financial charges 0.90%–1.25% a year for its Wrap Program. The fee is billed in arrears and is negotiable.
Fee details and sources
Keith Tyner owns 50% to 75% of Gimbal Financial. The leadership team of Gimbal Financial includes Chief Compliance Officer Susan Mitchell. It has 6 employees, 4 of them in advisory roles.
Leadership
- Susan MitchellChief Compliance Officer
- Douglas ShrieveMember
- Keith TynerMember
Investment adviser representatives
6 representatives listed in the SEC register as of 9 October 2026.
- Philip Allan Byers JR.
- Amanda Kristine Hineman
- Elizabeth Marie Ritz
- Douglas Allen Shrieve
- Caleb A Tyner
- Keith Alan Tyner
Staff
- 6 employees
- 4 in advisory functions
- 4 state-registered reps
- 3 insurance agents
- Owns 50% to 75% of Gimbal Financial, LLC
Keith Tyner
Control person · since June 1997
- Owns 50% to 75% of Gimbal Financial, LLC
Douglas Shrieve
Control person · since October 2019
Gimbal Financial’s regulatory assets grew 2.6× from $110M (March 2021) to $290M (March 2026); clients rose from 286 to 388 and employees from 4 to 6.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $290M | 388 | 6 | 1 |
| March 2025 | $253M | 367 | 6 | 1 |
| March 2024 | $210M | 345 | 5 | 1 |
| March 2023 | $135M | 300 | 5 | 1 |
| July 2022 | $124M | 341 | 5 | 1 |
| March 2021 | $110M | 286 | 4 | 1 |
Besides its headquarters, Gimbal Financial has 0 offices, with 1 listed address in Indiana.
Indiana · 1 listed address
- 620 N. Rangeline Road, CarmelHQ
Contact and registration details
- Legal name
- Gimbal Financial, LLC
- Headquarters
- 620 N. Rangeline Road, Carmel, IN 46032
- Website
- gimbalfinancial.com
- Phone
- 317-578-1600
- SEC file
- 801-110875
- Structure
- Indiana LLC
- Fiscal year end
- December
Gimbal Financial uses Fidelity ($244M) as custodian for its separately managed accounts. Gimbal Financial has custody of $67.3M in client assets for 321 clients.
- FidelityNational Financial Services LLC · Boston, MA · $244M100%
At year end, Gimbal Financial’s separately managed accounts were mostly in funds (59%) and cash (25%). Its reported 13F holdings for the quarter ended 30 June 2026 total $163M across 55 positions; the largest are iShares TR (18.6%), iShares TR (17.7%) and iShares TR (9.3%).
What the accounts hold
- Stocks13%
- Funds59%
- Cash25%
- Other3%
- Less than 1 percent are in pooled investments and us state and local bonds. also advises on one variable annuity held at lincoln financial group with a year-end value of $1,282,533.3%
Reported 13F holdings
- $163M
- Reported 13F value
- 55
- Positions
- 86.7%
- In the 10 largest
- —
- Value vs. prior quarter
- iShares TR · Core S&P500 ETF18.6%
- iShares TR · Russell 2000 ETF17.7%
- iShares TR · Core Div Grwth9.3%
- Fidelity Covington Trust · MSCI Hlth Care I8.8%
- SPDR Series Trust · ST Str SP Retail7.0%
- iShares TR · US Trsprtion6.8%
- Eli Lilly & CO6.8%
- iShares TR · Cre U S REIT ETF6.3%
- Eli Lilly & COPut3.3%
- Invesco Exchange Traded FD T · S&P500 Pur Gwt2.1%
Together, the ten largest are 86.7% of reported value.
How many clients does Gimbal Financial have?
Gimbal Financial has 388 clients and manages $290 million for them, as of March 2026. They include 274 individual clients, 106 high-net-worth individuals, and 4 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 5 March 2026
What services does Gimbal Financial offer?
Gimbal Financial provides portfolio management for individuals and small businesses, pension consulting, and insurance.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Gimbal Financial charge?
Gimbal Financial charges 0.90%–1.25% a year for its Wrap Program. The fee is billed in arrears and is negotiable.
Which custodians does Gimbal Financial use?
Gimbal Financial’s separately managed account assets are held at National Financial Services LLC (Boston, MA), with $244M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 5 March 2026
How many financial advisors does Gimbal Financial have?
Gimbal Financial has 4 investment adviser representatives registered with state securities authorities, out of 6 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Gimbal Financial invest in?
At the end of its last fiscal year, Gimbal Financial’s separately managed accounts held 59% registered funds (mutual funds, ETFs, BDCs), 25% cash and equivalents, 13% exchange-traded equities and 3% other. The 3% other category is described as: Less Than 1 Percent Are in Pooled Investments and US State and Local Bonds. Also Advises on One Variable Annuity Held at Lincoln Financial Group With A Year-End Value of $1,282,533.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Gimbal Financial?
Gimbal Financial’s direct owners are Keith Tyner (50% to 75%) and Douglas Shrieve (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 5 March 2026
How does Gimbal Financial get paid?
Gimbal Financial is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Gimbal Financial registered with the SEC?
Yes, Gimbal Financial has been registered with the SEC as an investment adviser since 24 July 2017. Its CRD number is 159003 and its SEC file number is 801-110875.
Source: Form ADV Part 1A, Item 1, filed 5 March 2026; IAPD firm record
How do I contact Gimbal Financial?
Gimbal Financial’s main office is at 620 N. Rangeline Road, Carmel, IN 46032. Its phone number is 317-578-1600. Its website is gimbalfinancial.com.