Top 10 financial advisor firms in Brookfield

11 SEC-registered financial advisor firms are headquartered in Brookfield, WI, with $11B in combined regulatory assets under management. The largest by assets are Annex Advisory Services ($8.05B), BKM Wealth Management ($652M) and Charter Capital Management ($462M).

11
Financial advisor firms: $11B
Their combined AUM: $283M
Median firm AUM: 9,699
Clients of the top 10

The 10 largest by assets

1
Annex Advisory Services
RIA
$8.05B
0.30% to 1.25% a year
2
BKM Wealth Management
RIA
$652M
1.25% to 1.50% a year
3
Charter Capital Management
RIA
$462M
0.50% to 1.00% a year
4
Envision Financial
RIA
$353M
0.25% to 0.70% a year
5
Sterling Capital Management
RIA
$297M
2.00% to 2.00% a year
6
Ramiah Investment Group
RIA
$283M
1.50% to 3.00% a year
7
Review Services
RIA
$227M
0.50% to 1.00% a year
8
Entasis Asset Management
RIA
$198M
Regulatory AUM
9
Granite Financial Group
RIA
$186M
Regulatory AUM
10
Financial Strategies
RIA
$150M
Regulatory AUM

Profiles of the top 10

No. 1 · RIA

Annex Advisory Services

Annex Advisory Services is an investment adviser based in Brookfield, WI, registered with the SEC since 2004. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $8.05 billion, as filed on 17 April 2026.

Annex Advisory Services charges 0.30%–1.25% a year for its Standard fee schedule.

Regulatory AUM: $8.05B
Clients: 6,802
Advisory staff: 74
Fee schedule: 0.30% to 1.25% a year
Custodians: Charles Schwab, Fidelity
Headquarters: 17950 W. Corporate Drive, Suite 300, Brookfield, WI 53045
Phone: 262-786-6363
Website: annexwealth.com

No. 2 · RIA

BKM Wealth Management

BKM Wealth Management is an investment adviser based in Brookfield, WI, registered with the SEC since 2022. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $652 million, as filed on 12 February 2026.

BKM Wealth Management charges 1.25%–1.50% a year for its Wealth Management.

Regulatory AUM: $652M
Clients: 608
Advisory staff: 5
Fee schedule: 1.25% to 1.50% a year
Custodians: Wells Fargo Clearing Services
Headquarters: 20300 Water Tower Boulevard, Suite 250, Brookfield, WI 53045
Phone: 262-955-7147
Website: bkmwm.com

No. 3 · RIA

Charter Capital Management

Charter Capital Management is an investment adviser based in Brookfield, WI, registered with the SEC since 1981. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $462 million, as filed on 19 March 2026.

Charter Capital Management charges 0.50%–1.00% a year for its Wealth Management Services.

Regulatory AUM: $462M
Clients: 362
Advisory staff: 4
Founded: 1977
Fee schedule: 0.50% to 1.00% a year
Custodians: Fidelity
Headquarters: 13805 W Burleigh Road, Suite 100, Brookfield, WI 53005
Phone: 414-257-3700
Website: chartercapital.net

No. 4 · RIA

Envision Financial

Envision Financial is an investment adviser based in Brookfield, WI, registered with the SEC since 2021. It provides financial planning and investment management. Its clients include high-net-worth individuals and charitable organizations. Its regulatory assets under management total $353 million, as filed on 3 March 2026.

Envision Financial charges 0.25%–0.70% a year for its Standard fee schedule.

Regulatory AUM: $353M
Clients: 125
Advisory staff: 4
Founded: 2021
Fee schedule: 0.25% to 0.70% a year
Custodians: Charles Schwab
Headquarters: 375 Bishops Way Suite 232, Brookfield, WI 53005
Phone: 262-354-7155
Website: envisionfinancial-llc.com

No. 5 · RIA

Sterling Capital Management

Sterling Capital Management is an investment adviser based in Brookfield, WI, registered with the SEC since 1997. It provides financial planning and investment management. Its clients include high-net-worth individuals, charitable organizations and individual clients. Its regulatory assets under management total $297 million, as filed on 24 March 2026.

Sterling Capital Management charges 2.00% a year for its Separately managed accounts.

Regulatory AUM: $297M
Clients: 388
Advisory staff: 3
Fee schedule: 2.00% to 2.00% a year
Custodians: RBC Capital Markets
Headquarters: 17160 W. North Ave, Suite 200, Brookfield, WI 53005
Phone: 262-970-9700

No. 6 · RIA

Ramiah Investment Group

Ramiah Investment Group is an investment adviser based in Brookfield, WI, registered with the SEC since 2007. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $283 million, as filed on 28 July 2026.

Ramiah Investment Group charges 1.50%–3.00% a year for its Managed Accounts.

Regulatory AUM: $283M
Clients: 631
Advisory staff: 4
Fee schedule: 1.50% to 3.00% a year
Minimum account: $100,000
Custodians: Pershing
Headquarters: 675 N.barker Road, Suite #200, Brookfield, WI 53045
Phone: 262-784-7205
Website: brookcapital.com

No. 7 · RIA

Review Services

Review Services is an investment adviser based in Brookfield, WI, registered with the SEC since 1991. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $227 million, as filed on 24 April 2026.

Review Services charges 0.50%–1.00% a year for its Asset Management Services.

Regulatory AUM: $227M
Clients: 173
Advisory staff: 3
Founded: 1991
Fee schedule: 0.50% to 1.00% a year
Custodians: Charles Schwab
Headquarters: 13255 West Bluemound Road, Suite 205, Brookfield, WI 53005
Phone: 262-784-9690
Website: reviewservicesinc.com

No. 8 · RIA

Entasis Asset Management

Entasis Asset Management is an investment adviser based in Brookfield, WI, registered with the SEC since 2021. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $198 million, as filed on 26 March 2026.

Regulatory AUM: $198M
Clients: 159
Advisory staff: 5
Custodians: Charles Schwab, Fidelity
Headquarters: 200 S Executive DR., Suite 101, Brookfield, WI 53005
Phone: 262-754-5299
Website: entasisam.com

No. 9 · RIA

Granite Financial Group

Granite Financial Group is an investment adviser based in Brookfield, WI, registered with the SEC since 2019. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $186 million, as filed on 3 February 2026.

Regulatory AUM: $186M
Clients: 252
Advisory staff: 2
Custodians: LPL Financial
Headquarters: 175 N. Patrick BLVD., Suite 170, Brookfield, WI 53045-5857
Phone: 262-792-1111
Website: granitefgllc.com

No. 10 · RIA

Financial Strategies

Financial Strategies is an investment adviser based in Brookfield, WI, registered with the SEC since 2022. It provides financial planning and investment management. Its clients include individual clients and high-net-worth individuals. Its regulatory assets under management total $150 million, as filed on 15 September 2026.

Regulatory AUM: $150M
Clients: 199
Advisory staff: 4
Custodians: Charles Schwab
Headquarters: 13555 Bishops Court, Suite 340, Brookfield, WI 53005
Phone: 262-821-1664
Website: financialstrategiesinc.com

Questions about financial advisors in Brookfield

How many financial advisor firms are headquartered in Brookfield?

11 SEC-registered financial advisor firms report their principal office in Brookfield, WI, managing $11B in regulatory assets between them. The other 1 adviser headquartered in the city are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Brookfield?

Annex Advisory Services, with $8.05B in regulatory assets under management on its latest Form ADV. The next largest are BKM Wealth Management ($652M) and Charter Capital Management ($462M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Brookfield?

The median firm manages $283M in regulatory assets. That is the midpoint of the 11 firms headquartered in Brookfield.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Brookfield charge?

Of the 10 largest firms, 7 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 0.70% to 3.00% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Brookfield?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

Brookfield has 11 financial advisor firms; see every adviser in the city →

The 10 largest by assets

Profiles of the top 10

Questions about financial advisors in Brookfield

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