Ramiah Investment Group provides financial planning, portfolio management for individuals and small businesses, and educational seminars. Financial planning was provided to 11–25 clients last fiscal year.
Ramiah Investment Group reports 631 clients. They include 558 individual clients, 68 high-net-worth individuals, and 4 corporations and other businesses. Of its assets, 47.7% ($135M across 956 accounts) are managed with discretion; $148M across 534 accounts are not. Of its clients, 48% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 88% | 40% |
| High-net-worth individuals | 11% | 59% |
| Pension and profit-sharing plans | <1% | <1% |
| Corporations and other businesses | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 558 | $113M | 39.9% | $203K |
| High-net-worth individuals | 68 | $166M | 58.7% | $2.45M |
| Pension and profit-sharing plans | Fewer than 5 | $1.33M | 0.5% | $1.33M |
| Corporations and other businesses | Fewer than 5 | $2.52M | 0.9% | $629K |
| Total | 631 | $283M | 100% | — |
- Clients
- 558
- Regulatory AUM
- $113M
- AUM share
- 39.9%
- Avg. per client
- $203K
- Clients
- 68
- Regulatory AUM
- $166M
- AUM share
- 58.7%
- Avg. per client
- $2.45M
- Clients
- Fewer than 5
- Regulatory AUM
- $1.33M
- AUM share
- 0.5%
- Avg. per client
- $1.33M
- Clients
- Fewer than 5
- Regulatory AUM
- $2.52M
- AUM share
- 0.9%
- Avg. per client
- $629K
Total
- Clients
- 631
- Regulatory AUM
- $283M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 48%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 11–25
Ramiah Investment Group charges 1.50%–3.00% a year for its Managed Accounts. Each asset band is charged at its own rate. The fee is billed in advance, is negotiable and requires an account of at least $100,000. The brochure also prices 2 other services, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$500K | 3.00% |
| $500K–$1M | 2.50% |
| $1M–$2.5M | 2.00% |
| $2.5M and above | 1.50% |
Fee details and sources
Other fees
- 401(k) advisory services
- Advice on investments within a 401(k), 403(b), annuity or insurance account is an annual, non-refundable fee of $350 paid in advance; the fee may change.
- Financial planning
- Financial planning is a negotiable hourly flat fee or an annual retainer, based on the complexity and size of the assets.
Ramu Ramiah owns 75% or more of Ramiah Investment Group. Daena Ramiah is CEO; the leadership team includes President Ramu Ramiah and Chief Compliance Officer Letha Joseph. It has 5 employees, 4 of them in advisory roles.
Leadership
- Daena RamiahChief Executive Officer
- Ramu RamiahPresident;shareholder(common)
- Letha JosephChief Compliance Officer;secretary, Shareholder(common)
Investment adviser representatives
4 representatives listed in the SEC register as of 9 October 2026.
- Daena Beth Ramiah
- Ramu Ramiah
- Jason Scott Visner
- Dalton James Weyandt
Staff
- 5 employees
- 4 in advisory functions
- 4 state-registered reps
- 2 insurance agents
- Owns 75% or more of Ramiah Investment Group, Inc.
Ramu Ramiah
Control person · since March 2004
- Owns 10% to 25% of Ramiah Investment Group, Inc.
Letha Joseph
since September 2004
Ramiah Investment Group’s regulatory assets grew 1.6× from $175M (February 2021) to $283M (July 2026); clients rose from 532 to 631 and employees from 4 to 5.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| July 2026 | $283M | 631 | 5 | 1 |
| May 2025 | $256M | 624 | 5 | 1 |
| January 2024 | $210M | 625 | 5 | 1 |
| April 2023 | $184M | 556 | 5 | 1 |
| February 2022 | $208M | 558 | 4 | 1 |
| February 2021 | $175M | 532 | 4 | 1 |
Besides its headquarters, Ramiah Investment Group has 0 offices, with 1 listed address in Wisconsin.
Wisconsin · 1 listed address
- 675 N.barker Road, Suite #200, BrookfieldHQ
Other business names
Ramiah Investment Group has reported 2 other business names to the SEC.
- Brook Capital
- Ramiah Investment Group
Contact and registration details
- Legal name
- Ramiah Investment Group, Inc.
- Headquarters
- 675 N.barker Road, Suite #200, Brookfield, WI 53045
- Website
- brookcapital.com
- Phone
- 262-784-7205
- SEC file
- 801-67415
- Structure
- Wisconsin other (specify)
- Fiscal year end
- December
Ramiah Investment Group uses Pershing ($283M) as custodian for its separately managed accounts. Ramiah Investment Group does not have custody of client assets.
- PershingPershing LLC · Jersey City, NJ · $283M100%
At year end, Ramiah Investment Group’s separately managed accounts were mostly in funds (54%) and stocks (32%). Its reported 13F holdings for the quarter ended 30 June 2026 total $131M across 79 positions; the largest are State Str SPDR S&P 500 ETF T (16.7%), Vanguard Index Fds (10.2%) and Invesco Qqq TR (7.9%).
What the accounts hold
- Stocks32%
- Funds54%
- Bonds2%
- Cash12%
Reported 13F holdings
- $131M
- Reported 13F value
- 79
- Positions
- 61.7%
- In the 10 largest
- +14.5%
- Value vs. prior quarter
- State Str SPDR S&P 500 ETF T · TR Unit16.7%
- Vanguard Index Fds · Total Stk Mkt10.2%
- Invesco Qqq TR · Unit Ser 17.9%
- Vanguard Index Fds · Small CP ETF7.5%
- Vanguard Admiral Fds Inc. · 500 Val Idx FD4.6%
- Vanguard Intl Equity Index F · Allwrld EX US4.3%
- Vanguard BD Index Fds · Total Bnd Mrkt3.2%
- iShares TR · SP Smcp600vl ETF2.6%
- iShares TR · MSCI Emg Mkt ETF2.3%
- iShares TR · MSCI Eafe ETF2.2%
Together, the ten largest are 61.7% of reported value.
How many clients does Ramiah Investment Group have?
Ramiah Investment Group has 631 clients and manages $283 million for them, as of July 2026. They include 558 individual clients, 68 high-net-worth individuals, and 4 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 28 July 2026
What services does Ramiah Investment Group offer?
Ramiah Investment Group provides financial planning, portfolio management for individuals and small businesses, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Ramiah Investment Group charge?
Ramiah Investment Group charges 1.50%–3.00% a year for its Managed Accounts. Each asset band is charged at its own rate. The fee is billed in advance, is negotiable and requires an account of at least $100,000.
Which custodians does Ramiah Investment Group use?
Ramiah Investment Group’s separately managed account assets are held at Pershing LLC (Jersey City, NJ), with $283M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 28 July 2026
How many financial advisors does Ramiah Investment Group have?
Ramiah Investment Group has 4 investment adviser representatives registered with state securities authorities, out of 5 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Ramiah Investment Group invest in?
At the end of its last fiscal year, Ramiah Investment Group’s separately managed accounts held 54% registered funds (mutual funds, ETFs, BDCs), 32% exchange-traded equities, 12% cash and equivalents and 2% sovereign bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Ramiah Investment Group have a minimum investment?
Yes, Ramiah Investment Group’s minimum account size for its Managed Accounts is $100K.
Who owns Ramiah Investment Group?
Ramiah Investment Group’s direct owners are Ramu Ramiah (75% or more) and Letha Joseph (10% to 25%).
Source: Form ADV Part 1A, Schedules A and B, filed 28 July 2026
How does Ramiah Investment Group get paid?
Ramiah Investment Group is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Ramiah Investment Group?
Ramiah Investment Group’s main office is at 675 N.barker Road, Suite #200, Brookfield, WI 53045. Its phone number is 262-784-7205. Its website is brookcapital.com.