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Top 4 financial advisor firms in Mequon

4 SEC-registered financial advisor firms are headquartered in Mequon, WI, with $1.17B in combined regulatory assets under management. The largest by assets are Richmond Investment Services ($453M), Beadell A D Investment Counsel ($250M) and The Kieckhefer Group ($241M).

4
Financial advisor firms
$1.17B
Their combined AUM
$245M
Median firm AUM
1,290
Clients of the top 4

The 4 largest by assets

  1. 1
    Richmond Investment Services

    RIA

    $453M

  2. 2
    Beadell A D Investment Counsel

    RIA

    $250M

  3. 3
    The Kieckhefer Group

    RIA

    $241M

  4. 4
    Denali Wealth Management

    RIA

    $226M

Profiles of the top 4

No. 1 · RIA

Richmond Investment Services

Richmond Investment Services is an investment adviser based in Mequon, WI, registered with the SEC since 2024. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $453 million, as filed on 10 August 2026.

Richmond Investment Services charges 1.50%–2.00% a year for its Individually managed accounts (wrap fee).

Regulatory AUM
$453M
Clients
890
Advisory staff
11
Fee schedule
1.50% to 2.00% a year
Custodians
LPL Financial
Headquarters
7702 W Mequon RD, Mequon, WI 53097-3217
Phone
262-242-4200

No. 2 · RIA

Beadell A D Investment Counsel

Beadell A D Investment Counsel is an investment adviser based in Mequon, WI, registered with the SEC since 1975. It provides investment management. Its clients include high-net-worth individuals, charitable organizations and individual clients. Its regulatory assets under management total $250 million, as filed on 18 February 2026.

Beadell A D Investment Counsel charges 0.30%–0.70% a year for its Investment management.

Regulatory AUM
$250M
Clients
96
Advisory staff
2
Founded
1975
Fee schedule
0.30% to 0.70% a year
Custodians
Charles Schwab, Morgan Stanley, UBS Clearing Services, Merrill Lynch, Pierce, Fenner & Smith
Headquarters
10224 N Port Washington Road, Mequon, WI 53092
Phone
262-241-0331
Website
adbeadell.com

No. 3 · RIA

The Kieckhefer Group

The Kieckhefer Group is an investment adviser based in Mequon, WI, registered with the SEC since 2024. It provides investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $241 million, as filed on 27 January 2026.

The Kieckhefer Group charges 1.00%–1.50% a year for its Individually Managed Accounts.

Regulatory AUM
$241M
Clients
61
Advisory staff
2
Founded
2013
Fee schedule
1.00% to 1.50% a year
Minimum account
$50,000
Custodians
Charles Schwab
Headquarters
1323 W. Towne Square Road, Mequon, WI 53092-5047
Phone
414-704-3826
Website
kieckhefergroup.com

No. 4 · RIA

Denali Wealth Management

Denali Wealth Management is an investment adviser based in Mequon, WI, registered with the SEC since 2010. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $226 million, as filed on 18 March 2026.

Regulatory AUM
$226M
Clients
243
Advisory staff
4
Founded
2010
Custodians
Charles Schwab
Headquarters
1325 W Towne Square Road, Mequon, WI 53092-5047
Phone
414-978-0020
Website
denaliwm.com

Questions about financial advisors in Mequon

How many financial advisor firms are headquartered in Mequon?

4 SEC-registered financial advisor firms report their principal office in Mequon, WI, managing $1.17B in regulatory assets between them. The other 2 advisers headquartered in the city are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Mequon?

Richmond Investment Services, with $453M in regulatory assets under management on its latest Form ADV. The next largest are Beadell A D Investment Counsel ($250M) and The Kieckhefer Group ($241M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Mequon?

The median firm manages $245M in regulatory assets. That is the midpoint of the 4 firms headquartered in Mequon.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Mequon charge?

Of the 4 largest firms, 3 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 0.70% to 2.00% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Mequon?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

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