Top 3 financial advisor firms in Pewaukee

3 SEC-registered financial advisor firms are headquartered in Pewaukee, WI, with $1.12B in combined regulatory assets under management. The largest by assets are Shakespeare Wealth Management ($642M), Fortress Planning Group ($345M) and Lasalle Investment Advisors ($134M).

3
Financial advisor firms: $1.12B
Their combined AUM: $345M
Median firm AUM: 828
Clients of the top 3

The 3 largest by assets

1
Shakespeare Wealth Management
RIA
$642M
0.50% to 1.50% a year
2
Fortress Planning Group
RIA
$345M
0.25% to 0.95% a year
3
Lasalle Investment Advisors
RIA
$134M
Regulatory AUM

Profiles of the top 3

No. 1 · RIA

Shakespeare Wealth Management

Shakespeare Wealth Management is an investment adviser based in Pewaukee, WI, registered with the SEC since 2015. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $642 million, as filed on 1 July 2026.

Shakespeare Wealth Management charges 0.50%–1.50% a year for its Portfolio Management.

Regulatory AUM: $642M
Clients: 312
Advisory staff: 6
Founded: 1999
Fee schedule: 0.50% to 1.50% a year
Minimum account: $1,000,000
Custodians: Charles Schwab
Headquarters: N22 W27847 Edgewater Drive, Suite 101, Pewaukee, WI 53072
Phone: 262-814-1600
Website: shakespearewm.com

No. 2 · RIA

Fortress Planning Group

Fortress Planning Group is an investment adviser based in Pewaukee, WI, registered with the SEC since 2023. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $345 million, as filed on 26 August 2026.

Fortress Planning Group charges 0.25%–0.95% a year for its Investment supervisory services.

Regulatory AUM: $345M
Clients: 283
Advisory staff: 5
Founded: 2011
Fee schedule: 0.25% to 0.95% a year
Headquarters: N17W24222 Riverwood DR., Suite 145, Pewaukee, WI 53188
Phone: 262-264-5838
Website: fortressplanninggroup.com

No. 3 · RIA

Lasalle Investment Advisors

Lasalle Investment Advisors is an investment adviser based in Pewaukee, WI, registered with the SEC since 2026. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $134 million, as filed on 31 March 2026.

Regulatory AUM: $134M
Clients: 233
Advisory staff: 5
Headquarters: 1133 Quail Court Suite 100, Pewaukee, WI 53072
Phone: 262-650-1099

Questions about financial advisors in Pewaukee

How many financial advisor firms are headquartered in Pewaukee?

3 SEC-registered financial advisor firms report their principal office in Pewaukee, WI, managing $1.12B in regulatory assets between them.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Pewaukee?

Shakespeare Wealth Management, with $642M in regulatory assets under management on its latest Form ADV. The next largest are Fortress Planning Group ($345M) and Lasalle Investment Advisors ($134M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Pewaukee?

The median firm manages $345M in regulatory assets. That is the midpoint of the 3 firms headquartered in Pewaukee.

Source: Form ADV Part 1A, Item 5.F

How can I check a financial advisor's record in Pewaukee?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

Pewaukee has 3 financial advisor firms; see every adviser in the city →