Charter Capital Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, education planning, estate planning, insurance, philanthropic planning, tax planning, and tax preparation. Financial planning was provided to 251–500 clients last fiscal year.
Charter Capital Management reports 362 clients. They include 223 individual clients and 139 high-net-worth individuals. Of its assets, 100.0% ($462M across 1,188 accounts) are managed with discretion. It advised 3 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 62% | 21% |
| High-net-worth individuals | 38% | 79% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 223 | $97.2M | 21.0% | $436K |
| High-net-worth individuals | 139 | $365M | 79.0% | $2.63M |
| Total | 362 | $462M | 100% | $1.28M |
- Clients
- 223
- Regulatory AUM
- $97.2M
- AUM share
- 21.0%
- Avg. per client
- $436K
- Clients
- 139
- Regulatory AUM
- $365M
- AUM share
- 79.0%
- Avg. per client
- $2.63M
Total
- Clients
- 362
- Regulatory AUM
- $462M
- AUM share
- 100%
- Avg. per client
- $1.28M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 3
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 251–500
Charter Capital Management charges 0.50%–1.00% a year for its Wealth Management Services. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$500K | 1.00% |
| $500K–$1M | 0.90% |
| $1M–$3M | 0.80% |
| $3M–$5M | 0.60% |
| $5M and above | 0.50% |
Fee details and sources
Other fees
- Accounting and Tax Preparation
- Accounting and tax preparation services are billed separately from advisory fees; the brochure states no rate.
Bluespring Wealth Partners, LLC owns 75% or more of Charter Capital Management and is in turn owned by Kestra Financial, Inc (75% or more). The leadership team of Charter Capital Management includes President Daniel Glaser and Chief Compliance Officer Joel Hassler. It has 5 employees, 4 of them in advisory roles.
Staff
- 5 employees
- 4 in advisory functions
- 4 state-registered reps
- Owns 75% or more of Charter Capital Management, LLC
Bluespring Wealth Partners, LLC
Control person · since April 2025
- Owns 75% or more of Bluespring Wealth Partners, LLC
Kestra Financial, Inc
Control person · since April 2017
- Owns 75% or more of Kestra Financial, Inc
Kestra Advisor Services Holdings C, Inc
Control person · since October 2014
- Owns 75% or more of Kestra Advisor Services Holdings C, Inc
Kestra Advisor Services Holdings B, Inc
Control person · since October 2014
- Owns 75% or more of Kestra Advisor Services Holdings B, Inc
Kestra Advisor Services Holdings A, Inc
Control person · since October 2014
- Owns 75% or more of Kestra Advisor Services Holdings A, Inc
Kingfisher Holding B, Inc
Control person · since June 2019
- Owns 75% or more of Kingfisher Holding B, Inc
Kingfisher Holding A, Inc
Control person · since June 2019
- Owns 75% or more of Kingfisher Holding A, Inc
Kingfisher Topco Holdings, LP
Control person · since June 2019
- Owns 25% to 50% of Kingfisher Topco Holdings, LP
Ohcp VI Enzo Aggregator, L.P.
Control person · since February 2025
- Owns 25% to 50% of Kingfisher Topco Holdings, LP
T-IX Kraken Co-Invest, LP
Control person · since February 2025
Kingfisher Topco Holdings GP, LLC
General partner · Control person · since February 2025
Charter Capital Management’s regulatory assets grew 1.8× from $254M (March 2021) to $462M (March 2026); clients rose from 291 to 362 and employees were 5 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $462M | 362 | 5 | 1 |
| Apr 2025April 2025 | $412M | 368 | 4 | 1 |
| Mar 2024March 2024 | $356M | 356 | 5 | 1 |
| Mar 2023March 2023 | $283M | 351 | 5 | 1 |
| Mar 2022March 2022 | $298M | 323 | 5 | 1 |
| Mar 2021March 2021 | $254M | 291 | 5 | 1 |
Besides its headquarters, Charter Capital Management has 0 offices, with 1 listed address in 1 state.
Wisconsin · 1 listed address
- 13805 W Burleigh Road, Suite 100, BrookfieldHQ
Contact and registration details
- Legal name
- Charter Capital Management, LLC
- Headquarters
- 13805 W Burleigh Road, Suite 100, Brookfield, WI 53005
- Website
- chartercapital.net
- Phone
- 414-257-3700
- @10165697
- SEC file
- 801-16127
- Founded
- 1977
- Structure
- Delaware LLC
- Fiscal year end
- December
Charter Capital Management’s named custodian for separately managed accounts is Fidelity ($462M). Charter Capital Management does not have custody of client assets.
- FidelityNational Financial Services LLC · Boston, MA · $462M100%
At year end, Charter Capital Management’s separately managed accounts were mostly in funds (85%). Its reported 13F holdings for the quarter ended 30 June 2026 total $226M across 75 positions; the largest are iShares TR (31.3%), Vanguard Whitehall Fds (14.7%) and Invesco Exchange Traded FD T (14.5%).
What the accounts hold
- Stocks8%
- Funds85%
- Cash7%
How many clients does Charter Capital Management have?
Charter Capital Management has 362 clients and manages $462 million for them, as of March 2026. They include 223 individual clients and 139 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 19 March 2026
What services does Charter Capital Management offer?
Charter Capital Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, education planning, estate planning, insurance, philanthropic planning, tax planning, and tax preparation.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Charter Capital Management charge?
Charter Capital Management charges 0.50%–1.00% a year for its Wealth Management Services. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.
Which custodians does Charter Capital Management use?
Charter Capital Management’s separately managed account assets are held at National Financial Services LLC (Boston, MA), with $462M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 19 March 2026
How many financial advisors does Charter Capital Management have?
Charter Capital Management has 4 investment adviser representatives registered with state securities authorities, out of 5 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Charter Capital Management invest in?
At the end of its last fiscal year, Charter Capital Management’s separately managed accounts held 85% registered funds (mutual funds, ETFs, BDCs), 8% exchange-traded equities and 7% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Charter Capital Management?
Charter Capital Management is owned through a chain of holding companies by Ohcp VI Enzo Aggregator, L.P. and T-IX Kraken Co-Invest, LP. Its direct owner is Bluespring Wealth Partners, LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 19 March 2026
How does Charter Capital Management get paid?
Charter Capital Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Charter Capital Management?
Charter Capital Management’s main office is at 13805 W Burleigh Road, Suite 100, Brookfield, WI 53005. Its phone number is 414-257-3700. Its website is chartercapital.net.
