Daniel Glaser has been Vice President, Principal of Charter Capital Management since January 2012, is a control person of the firm and directly owns under 5% of it. Daniel Glaser holds a B.A. in Accounting from the University of Wisconsin-Whitewater.
Charter Capital Management, LLC is a Brookfield, WI firm with $462M under management, 362 clients and 4 advisers in one office, as of its March 2026 filing.
Daniel R. Glaser is Principal of Charter Capital Management. He has been a principal and investment advisor representative of the firm for the past ten years, with over 35 years of experience in the tax and accounting field and over 25 years in the investment and planning field.
Daniel Glaser’s longest registration is the current one, 22 years at Charter Capital Management since 2004. Before joining Charter Capital Management in 2004, Daniel Glaser was registered through Innovative Investment Advisory, Inc.
- Bluespring Wealth Management, LLCAlso current– present · under a yearBrookfield, WI · Adviser representative · Firm CRD 152667
- – present · 22 yearsBrookfield, WI · Adviser representative · Firm CRD 35919
- Innovative Investment Advisory, Inc.– · 5 yearsBrookfield, WI · Adviser representative · Firm CRD 113373
Professional designations
Listed by Charter Capital Management
- Certified Public Accountant (CPA)
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Daniel Glaser is registered as an investment adviser representative in Wisconsin, since May 2004.
- WisconsinSince 21 May 2004
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 30 January 2012 |
| Series 65 | Uniform Investment Adviser Law Examination | 10 November 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 2 July 1996 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 2 July 1996 |
- Name
- Securities Industry Essentials Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Daniel Richard Glaser
- CRD
- 2750930
- Firm
- Charter Capital Management · CRD 35919
- Role
- Vice President, Principal
- Office
- 13805 W BURLEIGH ROAD, SUITE 100, Brookfield, WI 53005
- Registration
- Investment adviser registration
- In the industry since
- July 1996
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- chartercapital.net
Where does Daniel Glaser work?
Daniel Glaser has been Vice President, Principal of Charter Capital Management, LLC since January 2012, and is a control person of the firm.
Is Daniel Glaser a financial advisor?
Yes. Daniel Glaser has a current investment-adviser registration in Wisconsin, through Charter Capital Management since May 2004.
How many years of experience does Daniel Glaser have?
Daniel Glaser has 30 years in the financial industry, since July 1996, across 3 adviser firms.
What exams has Daniel Glaser passed?
Daniel Glaser has passed 4 licensing exams: the Series 63, Series 6, Series 65 and Series 26. The earliest, the Series 63, was passed in July 1996. FINRA credited Daniel Glaser with the SIE, which began in October 2018.
Where is Daniel Glaser based?
Daniel Glaser’s registered office is in Brookfield, WI.
Is Daniel Glaser registered with FINRA?
No. Daniel Glaser has no current broker registration.
Is Daniel Glaser a CFP?
Charter Capital Management lists Daniel Glaser with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Daniel Glaser’s record?
Search CRD 2750930 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Daniel Glaser’s full registration record.
