Envision Financial provides financial planning, portfolio management for individuals and small businesses, estate planning, and tax planning. Financial planning was provided to 101–250 clients last fiscal year.
Envision Financial reports 125 clients. They include 125 high-net-worth individuals. Of its assets, 100.0% ($353M across 126 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| High-net-worth individuals | 100% | 99% |
| Charitable organizations | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| High-net-worth individuals | 125 | $350M | 99.1% | $2.8M |
| Charitable organizations | Fewer than 5 | $3.16M | 0.9% | — |
| Total | 125 | $353M | 100% | — |
- Clients
- 125
- Regulatory AUM
- $350M
- AUM share
- 99.1%
- Avg. per client
- $2.8M
- Clients
- Fewer than 5
- Regulatory AUM
- $3.16M
- AUM share
- 0.9%
- Avg. per client
- —
Total
- Clients
- 125
- Regulatory AUM
- $353M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Envision Financial charges 0.25%–0.70% a year for its Standard fee schedule. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Tax and trust administration
- Tax and trust administration services are charged separately from investment advisory fees; the brochure gives no rate.
Kevin Ellis owns 50% to 75% of Envision Financial. The leadership team of Envision Financial includes Chief Investment Officer Joshua Palleon and Chief Compliance Officer Kevin Ellis. It has 5 employees, 4 of them in advisory roles.
Leadership
- Kevin EllisFounding Partner, Chief Compliance Officer
- Joshua PalleonPartner, Chief Investment Officer
Investment adviser representatives
4 representatives listed in the SEC register as of 9 October 2026.
- Kevin P Ellis
- Joshua James Palleon
- Andrew M Parey
- Stephen R. White
Staff
- 5 employees
- 4 in advisory functions
- 4 state-registered reps
- Owns 50% to 75% of Envision Financial LLC
Kevin Ellis
Control person · since March 2021
- Owns 50% to 75% of Envision Financial LLC
Joshua Palleon
since September 2023
Envision Financial’s regulatory assets grew Infinity× from $0 (June 2021) to $353M (March 2026); employees rose from 2 to 5.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $353M | 125 | 5 | 1 |
| February 2025 | $252M | 107 | 5 | 1 |
| July 2024 | $228M | 96 | 4 | 1 |
| February 2023 | $122M | 77 | 2 | 1 |
| February 2022 | $131M | 75 | 2 | 1 |
| June 2021 | $0 | 0 | 2 | 1 |
Besides its headquarters, Envision Financial has 0 offices, with 1 listed address in Wisconsin.
Wisconsin · 1 listed address
- 375 Bishops Way Suite 232, BrookfieldHQ
Contact and registration details
- Legal name
- Envision Financial LLC
- Headquarters
- 375 Bishops Way Suite 232, Brookfield, WI 53005
- Website
- envisionfinancial-llc.com
- Phone
- 262-354-7155
- SEC file
- 801-121297
- Founded
- 2021
- Structure
- Wisconsin LLC
- Fiscal year end
- December
Envision Financial uses Charles Schwab ($353M) as custodian for its separately managed accounts. Envision Financial does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $353M100%
At year end, Envision Financial’s separately managed accounts were mostly in stocks (56%) and funds (27%). Its reported 13F holdings for the quarter ended 30 June 2026 total $217M across 48 positions; the largest are Vanguard Index Fds (13.8%), Schwab Strategic TR (8.9%) and Schwab Strategic TR (8.1%).
What the accounts hold
- Stocks56%
- Funds27%
- Bonds5%
- U.S. government and agency bonds3%
- Investment grade corporate bonds2%
- Cash4%
- Other8%
- 4% certificates of deposit, 2% structured notes, 1% mortgage-backed bonds, 1% municipal bonds8%
Reported 13F holdings
- $217M
- Reported 13F value
- 48
- Positions
- 68.3%
- In the 10 largest
- +16.8%
- Value vs. prior quarter
- Vanguard Index Fds · S&P 500 ETF Shs13.8%
- Schwab Strategic TR · Fundamental US L8.9%
- Schwab Strategic TR · Intl Eqty ETF8.1%
- Victory Portfolios II · Core BD ETF7.4%
- Wisdomtree TR · Floatng Rat Trea7.4%
- Schwab Strategic TR · US Lrg Cap ETF5.6%
- Vanguard Scottsdale Fds · Int-term Corp.4.7%
- Vanguard Index Fds · Mid Cap ETF4.6%
- First TR Exchange Traded FD · Risng Divd Achiv4.4%
- iShares Inc. · MSCI Emrg Chn3.4%
Together, the ten largest are 68.3% of reported value.
How many clients does Envision Financial have?
Envision Financial has 125 clients and manages $353 million for them, as of March 2026. They include 125 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 3 March 2026
What services does Envision Financial offer?
Envision Financial provides financial planning, portfolio management for individuals and small businesses, estate planning, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Envision Financial charge?
Envision Financial charges 0.25%–0.70% a year for its Standard fee schedule. The fee is billed in advance and is negotiable.
Source: FORM 2A, 2B, & CRS - COMBINED - MARCH 3, 2026, filed 3 March 2026
Which custodians does Envision Financial use?
Envision Financial’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $353M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 3 March 2026
How many financial advisors does Envision Financial have?
Envision Financial has 4 investment adviser representatives registered with state securities authorities, out of 5 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Envision Financial invest in?
At the end of its last fiscal year, Envision Financial’s separately managed accounts held 56% exchange-traded equities, 27% registered funds (mutual funds, ETFs, BDCs), 8% other, 4% cash and equivalents, 3% U.S. government and agency bonds and 2% investment grade corporate bonds. The 8% other category is described as: 4% Certificates of Deposit, 2% Structured Notes, 1% Mortgage-Backed Bonds, 1% Municipal Bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Envision Financial?
Envision Financial’s direct owners are Kevin Ellis (50% to 75%) and Joshua Palleon (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 3 March 2026
How does Envision Financial get paid?
Envision Financial is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Envision Financial?
Envision Financial’s main office is at 375 Bishops Way Suite 232, Brookfield, WI 53005. Its phone number is 262-354-7155. Its website is envisionfinancial-llc.com.