Top 9 financial advisor firms in Saratoga Springs

9 SEC-registered financial advisor firms are headquartered in Saratoga Springs, NY, with $5.41B in combined regulatory assets under management. The largest by assets are Shade Tree Advisors ($1.45B), King Wealth Management Group ($1.08B) and Minichmacgregor Wealth Management ($723M).

9
Financial advisor firms: $5.41B
Their combined AUM: $422M
Median firm AUM: 3,759
Clients of the top 9

The 9 largest by assets

1
Shade Tree Advisors
RIA
$1.45B
0.10% to 1.00%
2
King Wealth Management Group
RIA
$1.08B
Up to 1.50% a year
3
Minichmacgregor Wealth Management
RIA
$723M
0.50% to 2.50% a year
4
Quartz Partners
RIA
$612M
Regulatory AUM
5
Congress Park Capital
RIA
$422M
0.25% to 2.00% a year
6
Continuum Wealth Advisors
RIA
$346M
0.60% to 1.00% a year
7
Crescent Hill Partners
RIA
$299M
0.70% to 0.85% a year
8
Tailored Wealth Solutions
RIA
$272M
0.55% to 1.50% a year
9
Sterling Manor Financial
RIA
$201M
Up to 2.00% a year

Profiles of the top 9

No. 1 · RIA

Shade Tree Advisors

Shade Tree Advisors is an investment adviser based in Saratoga Springs, NY, registered with the SEC since 2017. It provides financial planning and investment management. Its clients include high-net-worth individuals, pooled investment vehicles, and corporations and other businesses. Its regulatory assets under management total $1.45 billion, as filed on 30 March 2026.

Shade Tree Advisors charges 0.10%–1.00% for its Portfolio Management Services. The brochure does not state whether the rate is annual.

Regulatory AUM: $1.45B
Clients: 34
Advisory staff: 21
Fee schedule: 0.10% to 1.00%
Custodians: Fidelity, Charles Schwab
Headquarters: 19 Railroad Place, Suite 301, Saratoga Springs, NY 12866
Phone: 518-290-9460
Website: shadetreeadvisors.com

No. 2 · RIA

King Wealth Management Group

King Wealth Management Group is an investment adviser based in Saratoga Springs, NY, registered with the SEC since 2012. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $1.08 billion, as filed on 27 January 2026.

King Wealth Management Group charges up to 1.50% a year for its Investment Management Fees.

Regulatory AUM: $1.08B
Clients: 719
Advisory staff: 8
Founded: 2012
Fee schedule: Up to 1.50% a year
Custodians: Fidelity
Headquarters: 270 West Circular Street, Suite 1, Saratoga Springs, NY 12866
Phone: 518-306-5640
Website: kingwealthmanagement.com

No. 3 · RIA

Minichmacgregor Wealth Management

Minichmacgregor Wealth Management is an investment adviser based in Saratoga Springs, NY, registered with the SEC since 2009. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $723 million, as filed on 14 May 2026.

Minichmacgregor Wealth Management charges 0.50%–2.50% a year for its Portfolio Management Services.

Regulatory AUM: $723M
Clients: 928
Advisory staff: 7
Founded: 2009
Fee schedule: 0.50% to 2.50% a year
Custodians: Charles Schwab
Headquarters: 21 Congress Street, Suite 203, Saratoga Springs, NY 12866
Phone: 518-499-4565
Website: mmwealth.com

No. 4 · RIA

Quartz Partners

Quartz Partners is an investment adviser based in Saratoga Springs, NY, registered with the SEC since 2015. It provides financial planning and investment management. Its clients include other investment advisers, high-net-worth individuals and individual clients. Its regulatory assets under management total $612 million, as filed on 8 June 2026.

Regulatory AUM: $612M
Clients: 772
Advisory staff: 22
Custodians: Charles Schwab, RBC Capital Markets
Headquarters: 85 Railroad Place, Suite 101a, Saratoga Springs, NY 12866
Phone: 800-433-0422
Website: eticofinancial.com

No. 5 · RIA

Congress Park Capital

Congress Park Capital is an investment adviser based in Saratoga Springs, NY, registered with the SEC since 2009. It provides investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $422 million, as filed on 18 March 2026.

Congress Park Capital charges 0.25%–2.00% a year for its Asset Management.

Regulatory AUM: $422M
Clients: 145
Advisory staff: 3
Founded: 2009
Fee schedule: 0.25% to 2.00% a year
Custodians: Fidelity
Headquarters: 57 Phila Street, Saratoga Springs, NY 12866
Phone: 518-339-4335
Website: congressparkcapital.com

No. 6 · RIA

Continuum Wealth Advisors

Continuum Wealth Advisors is an investment adviser based in Saratoga Springs, NY, registered with the SEC since 2010. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $346 million, as filed on 15 July 2026.

Continuum Wealth Advisors charges 0.60%–1.00% a year for its Wealth Management Services.

Regulatory AUM: $346M
Clients: 328
Advisory staff: 5
Founded: 2010
Fee schedule: 0.60% to 1.00% a year
Custodians: Charles Schwab
Headquarters: 18 Division St., Suite 207b, Saratoga Springs, NY 12866
Phone: 518-583-4050
Website: continuumwealthadvisors.com

No. 7 · RIA

Crescent Hill Partners

Crescent Hill Partners is an investment adviser based in Saratoga Springs, NY, registered with the SEC since 2013. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $299 million, as filed on 8 January 2026.

Crescent Hill Partners charges 0.70%–0.85% a year for its PAM.

Regulatory AUM: $299M
Clients: 185
Advisory staff: 1
Founded: 2012
Fee schedule: 0.70% to 0.85% a year
Custodians: Fidelity
Headquarters: 40 Long Alley, Saratoga Springs, NY 12866
Phone: 866-744-3705

No. 8 · RIA

Tailored Wealth Solutions

Tailored Wealth Solutions is an investment adviser based in Saratoga Springs, NY, registered with the SEC since 2026. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $272 million, as filed on 5 June 2026.

Tailored Wealth Solutions charges 0.55%–1.50% a year for its Asset Management Services.

Regulatory AUM: $272M
Clients: 253
Advisory staff: 4
Founded: 2020
Fee schedule: 0.55% to 1.50% a year
Custodians: Charles Schwab
Headquarters: 110 Henry St., Saratoga Springs, NY 12866
Phone: 518-583-4800
Website: tailoredwealthsolutions.com

No. 9 · RIA

Sterling Manor Financial

Sterling Manor Financial is an investment adviser based in Saratoga Springs, NY, registered with the SEC since 2016. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $201 million, as filed on 11 May 2026.

Sterling Manor Financial charges up to 2.00% a year for its Wrap Fee Program Portfolio Management.

Regulatory AUM: $201M
Clients: 395
Advisory staff: 3
Fee schedule: Up to 2.00% a year
Custodians: Charles Schwab
Headquarters: 18 Division Street, Suite 202, Saratoga Springs, NY 12866
Phone: 518-583-4040
Website: sterlingmanorfinancial.com

Questions about financial advisors in Saratoga Springs

How many financial advisor firms are headquartered in Saratoga Springs?

9 SEC-registered financial advisor firms report their principal office in Saratoga Springs, NY, managing $5.41B in regulatory assets between them.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Saratoga Springs?

Shade Tree Advisors, with $1.45B in regulatory assets under management on its latest Form ADV. The next largest are King Wealth Management Group ($1.08B) and Minichmacgregor Wealth Management ($723M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Saratoga Springs?

The median firm manages $422M in regulatory assets. That is the midpoint of the 9 firms headquartered in Saratoga Springs.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Saratoga Springs charge?

Of the 9 largest firms, 8 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 0.85% to 2.50% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Saratoga Springs?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

Saratoga Springs has 9 financial advisor firms; see every adviser in the city →

The 9 largest by assets

Profiles of the top 9

Questions about financial advisors in Saratoga Springs

Top financial advisor firms in other New York cities