Quartz Partners provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting.
Quartz Partners reports 772 clients. They include 656 individual clients, 88 high-net-worth individuals and 11 other investment advisers. Of its assets, 58.6% ($358M across 1,200 accounts) are managed with discretion; $254M across 77 accounts are not. A wrap fee program the firm both sponsors and manages holds $429M. It advised 772 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 85% | 26% |
| High-net-worth individuals | 11% | 34% |
| Banking or thrift institutions | Fewer than 5 | 0% |
| Pension and profit-sharing plans | 1% | 6% |
| Charitable organizations | <1% | <1% |
| Other client typesState or municipal government entities; Other investment advisers; Insurance companies; Sovereign wealth funds and foreign official institutions; Corporations and other businesses; Other | 2% | 35% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 656 | $156M | 25.5% | $238K |
| High-net-worth individuals | 88 | $206M | 33.6% | $2.34M |
| Banking or thrift institutions | Fewer than 5 | $0 | 0.0% | — |
| Pension and profit-sharing plans | 10 | $33.8M | 5.5% | $3.38M |
| Charitable organizations | Fewer than 5 | $742 | 0.0% | $742 |
| State or municipal government entities | Fewer than 5 | $0 | 0.0% | — |
| Other investment advisers | 11 | $212M | 34.7% | $19.3M |
| Insurance companies | Fewer than 5 | $0 | 0.0% | — |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | $0 | 0.0% | — |
| Corporations and other businesses | Fewer than 5 | $3.5M | 0.6% | $1.17M |
| Other | Fewer than 5 | $213K | 0.0% | $71.1K |
| Total | 772 | $612M | 100% | — |
- Clients
- 656
- Regulatory AUM
- $156M
- AUM share
- 25.5%
- Avg. per client
- $238K
- Clients
- 88
- Regulatory AUM
- $206M
- AUM share
- 33.6%
- Avg. per client
- $2.34M
- Clients
- Fewer than 5
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- 10
- Regulatory AUM
- $33.8M
- AUM share
- 5.5%
- Avg. per client
- $3.38M
- Clients
- Fewer than 5
- Regulatory AUM
- $742
- AUM share
- 0.0%
- Avg. per client
- $742
- Clients
- Fewer than 5
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- 11
- Regulatory AUM
- $212M
- AUM share
- 34.7%
- Avg. per client
- $19.3M
- Clients
- Fewer than 5
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $3.5M
- AUM share
- 0.6%
- Avg. per client
- $1.17M
- Clients
- Fewer than 5
- Regulatory AUM
- $213K
- AUM share
- 0.0%
- Avg. per client
- $71.1K
Total
- Clients
- 772
- Regulatory AUM
- $612M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 772
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Quartz Partners is paid through a percentage of assets under management and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Digital Investing Program
- Annual advisory fee of up to 1.50%, billed quarterly in arrears and deducted from the account. Not negotiable; no breakpoints.
Etico Financial, LLC owns 75% or more of Quartz Partners and is in turn owned by Joseph Leo (25–50%), Scott Weisman (25–50%) and Eos Venture Partners Limited (25–50%). Joseph Leo is CEO; the leadership team includes Chief Investment Officer Joseph Arena, Chief Operating Officer Kyle Webber and Chief Compliance Officer Joshua Gilbert. It has 26 employees, 22 of them in advisory roles.
Leadership
- Joseph LeoChief Executive Officer & Managing Member
- Kyle WebberManaging Member, Chief Operating Officer
- Joshua GilbertChief Compliance Officer
- Joseph ArenaManaging Member & Chief Investment Officer
Investment adviser representatives
29 representatives listed in the SEC register as of 9 October 2026.
- Joseph William Arena
- David Bossov
- Ross Paul Bruner
- Lambert Cadwalader Bunker
- Mark Randal Cameron
- David Matthew Croce
- Pierre Duchmann
- Donald Joe Florence
- Stephen Charles Furno
- Benjamin Christian Gerald
- Joshua Tyler Gilbert
- Jonathan Hoenig
- Andrew Charles Howard
- Charles Thomas Howard
- Michael J Kulinski
- Mark Joseph Landau
- Joseph Albert Leo
- George Dennis Lex
- Stephen Howard Lulla
- Tyson McGinn Marlow
- Joseph Nassar
- Matthew Alan Nigg
- Eric Michael Reed
- James Edward Rutherford
- Luis Enrique Servellon
- Anthony F Spencer
- David Joseph Stock
- Jack Napoli Talarico
- Kyle Patrick Webber
Staff
- 26 employees
- 22 in advisory functions
- 13 state-registered reps
- 8 broker-dealer reps
- 2 insurance agents
- Owns 75% or more of Quartz Partners, LLC
Etico Financial, LLC
Control person · since February 2022
- Owns 25% to 50% of Etico Financial, LLC
Joseph Leo
since January 2018
- Owns 25% to 50% of Etico Financial, LLC
Scott Weisman
since January 2018
- Owns 25% to 50% of Etico Financial, LLC
Eos Venture Partners Limited
Control person · since November 2025
Kyle Webber
Member and elected manager · Control person · since February 2022
Joseph Arena
Member and elected manager · Control person · since February 2022
Quartz Partners’ regulatory assets grew 11.1× from $55M (March 2021) to $612M (June 2026); clients rose from 245 to 772 and employees from 3 to 26. Between 2023 and 2026, 2 advisory firms joined it. The largest by last filed assets were Asteria Wealth ($98.4M, September 2023) and Athenainvest Advisors ($80.4M, June 2026, the most recent).
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| June 2026 | $612M | 772 | 26 | 13 |
| May 2025 | $281M | 706 | 17 | 10 |
| March 2024 | $251M | 738 | 18 | 9 |
| March 2022 | $50.9M | 263 | 3 | 1 |
| March 2021 | $55M | 245 | 3 | 1 |
Firms that joined
20261 joined
- Athenainvest AdvisorsLast filed AUM $80.4M
20231 joined
- Asteria WealthLast filed AUM $98.4M
Firms whose SEC withdrawal reports a sale to this firm, and deals reported in the press. Teams that moved without selling a registered firm may not appear.
Besides its headquarters, Quartz Partners has 12 offices (4 private residences, listed without an address), with 9 listed addresses across 6 states.
New York · 3 listed addresses
- 85 Railroad Place, Suite 101a, Saratoga SpringsHQ
- 600 French RD, Utica
- 62 S Ram Island DR, Shelter Island
Texas · 2 listed addresses
- 600 East John Carpenter Freeway, Las Colinas
- 300 E Davis St, McKinney
Illinois · 1 listed address
- 495 Carriage Way, Deerfield
Indiana · 1 listed address
- 1600 E. Main St., Danville
Pennsylvania · 1 listed address
- 175 Strafford Avenue, Wayne
South Carolina · 1 listed address
- 1156 Bowman RD, MT. Pleasant
Other business names
Quartz Partners has reported 9 other business names to the SEC.
- Adaptinvesting
- Cameron Harrod Wealth Management
- Capitalistpig, LLC
- Etico
- Etico Private Wealth
- Florence Wealth
- Moss Bluff Management
- Ntxgen Advisors
- Quartz Partners Retirement Plan Services
Contact and registration details
- Legal name
- Quartz Partners, LLC
- Headquarters
- 85 Railroad Place, Suite 101a, Saratoga Springs, NY 12866
- Website
- eticofinancial.com
- Phone
- 800-433-0422
- SEC file
- 801-80822
- Structure
- New York LLC
- Fiscal year end
- March
Quartz Partners uses RBC Capital Markets ($74.3M, 90%) and Charles Schwab ($8.55M, 10%) as custodians for its separately managed accounts. Quartz Partners does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $8.55M10%
- RBC Capital MarketsRBC Capital Markets, LLC · New York, NY · $74.3M90%
At year end, Quartz Partners’ separately managed accounts were mostly in funds (66%) and stocks (30%). Its reported 13F holdings for the quarter ended 30 June 2026 total $305M across 191 positions; the largest are SPDR Series Trust (3.6%), iShares TR (3.3%) and Broadcom Inc. (2.9%).
What the accounts hold
- Stocks30%
- Funds66%
- Cash4%
Reported 13F holdings
- $305M
- Reported 13F value
- 191
- Positions
- 27.0%
- In the 10 largest
- +18.0%
- Value vs. prior quarter
- SPDR Series Trust · ST Port High ETF3.6%
- iShares TR · Core S&P500 ETF3.3%
- Broadcom Inc.2.9%
- Apple Inc.2.8%
- Nvidia Corporation2.7%
- Amneal Pharmaceuticals Inc. · Com Stk CL A2.6%
- Alphabet Inc. · Cap Stk CL A2.6%
- Invesco Qqq TR · Unit Ser 12.3%
- Tko Group Holdings Inc. · CL A2.1%
- Applovin Corp. · Com CL A2.1%
Together, the ten largest are 27.0% of reported value.
How many clients does Quartz Partners have?
Quartz Partners has 772 clients and manages $612 million for them, as of June 2026. They include 656 individual clients, 88 high-net-worth individuals and 11 other investment advisers.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 8 June 2026
What services does Quartz Partners offer?
Quartz Partners provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Quartz Partners use?
Quartz Partners’ separately managed account assets are held at RBC Capital Markets, LLC (New York, NY), with $74.3M and Charles Schwab & Co., Inc. (Westlake, TX), with $8.55M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 8 June 2026
How many financial advisors does Quartz Partners have?
Quartz Partners has 13 investment adviser representatives registered with state securities authorities, out of 26 employees, and 22 perform investment advisory functions. 8 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Quartz Partners invest in?
At the end of its last fiscal year, Quartz Partners’ separately managed accounts held 66% registered funds (mutual funds, ETFs, BDCs), 30% exchange-traded equities and 4% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Quartz Partners?
Quartz Partners is owned through a holding company by Joseph Leo, Scott Weisman and Eos Venture Partners Limited. Its direct owner is Etico Financial, LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 8 June 2026
How does Quartz Partners get paid?
Quartz Partners is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Quartz Partners?
Quartz Partners’ main office is at 85 Railroad Place, Suite 101a, Saratoga Springs, NY 12866. Its phone number is 800-433-0422. Its website is eticofinancial.com.