Top 9 financial advisor firms in Williamsville

9 SEC-registered financial advisor firms are headquartered in Williamsville, NY, with $6.27B in combined regulatory assets under management. The largest by assets are WNY Asset Management ($1.73B), Independent Solutions Wealth Management ($1.54B) and Dopkins Wealth Management ($717M).

9
Financial advisor firms: $6.27B
Their combined AUM: $559M
Median firm AUM: 10,382
Clients of the top 9

The 9 largest by assets

1
WNY Asset Management
RIA
$1.73B
0.85% to 1.30% a year
2
Independent Solutions Wealth Management
RIA
$1.54B
Regulatory AUM
3
Dopkins Wealth Management
RIA
$717M
0.50% to 1.50% a year
4
Northcape Wealth Management
RIA
$706M
Up to 1.50% a year
5
Ogorek Wealth Management
RIA
$559M
0.65% to 0.95% a year
6
Members Advisory Group
RIA
$443M
0.75% to 1.00% a year
7
Emergent Wealth Advisors
RIA
$249M
1.00% to 1.50% a year
8
Florian Financial Group
RIA
$215M
0.50% to 1.20% a year
9
Bentham Wealth Advisors
RIA
$110M
1.00% to 1.25% a year

Profiles of the top 9

No. 1 · RIA

WNY Asset Management

WNY Asset Management is an investment adviser based in Williamsville, NY, registered with the SEC since 2010. It provides financial planning and investment management. Its clients include individual clients, high-net-worth individuals, and corporations and other businesses. Its regulatory assets under management total $1.73 billion, as filed on 19 March 2026.

WNY Asset Management charges 0.85%–1.30% a year for its Investment Advisory Services.

Regulatory AUM: $1.73B
Clients: 3,260
Advisory staff: 18
Fee schedule: 0.85% to 1.30% a year
Custodians: Charles Schwab
Headquarters: 6500 Sheridan Drive, Suite 200, Williamsville, NY 14221
Phone: 716-626-0060
Website: wnyasset.com

No. 2 · RIA

Independent Solutions Wealth Management

Independent Solutions Wealth Management is an investment adviser based in Williamsville, NY, registered with the SEC since 2008. It provides financial planning and investment management. Its clients include individual clients, high-net-worth individuals, and corporations and other businesses. Its regulatory assets under management total $1.54 billion, as filed on 24 March 2026.

Regulatory AUM: $1.54B
Clients: 4,285
Advisory staff: 26
Custodians: Fidelity, Charles Schwab
Headquarters: 305 Spindrift Drive, Williamsville, NY 14221
Phone: 716-568-8566
Website: iswealthmanagement.com

No. 3 · RIA

Dopkins Wealth Management

Dopkins Wealth Management is an investment adviser based in Williamsville, NY, registered with the SEC since 2003. It provides investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $717 million, as filed on 31 August 2026.

Dopkins Wealth Management charges 0.50%–1.50% a year for its Investment management services.

Regulatory AUM: $717M
Clients: 312
Advisory staff: 4
Founded: 1999
Fee schedule: 0.50% to 1.50% a year
Custodians: Charles Schwab
Headquarters: 200 International Drive, Williamsville, NY 14221
Phone: 716-634-8800
Website: dopkins.com

No. 4 · RIA

Northcape Wealth Management

Northcape Wealth Management is an investment adviser based in Williamsville, NY, registered with the SEC since 2021. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $706 million, as filed on 17 August 2026.

Northcape Wealth Management charges up to 1.50% a year for its Investment and Wealth Management Services.

Regulatory AUM: $706M
Clients: 594
Advisory staff: 3
Fee schedule: Up to 1.50% a year
Custodians: Wells Fargo Clearing Services
Headquarters: 6565 Main Street, Williamsville, NY 14221
Phone: 716326565

No. 5 · RIA

Ogorek Wealth Management

Ogorek Wealth Management is an investment adviser based in Williamsville, NY, registered with the SEC since 1983. It provides financial planning and investment management. Its clients include high-net-worth individuals, charitable organizations and individual clients. Its regulatory assets under management total $559 million, as filed on 17 February 2026.

Ogorek Wealth Management charges 0.65%–0.95% a year for its Investment advisory services.

Regulatory AUM: $559M
Clients: 192
Advisory staff: 2
Founded: 2001
Fee schedule: 0.65% to 0.95% a year
Custodians: Charles Schwab
Headquarters: Sheridan Meadows Corporate Park North, 6400 Sheridan Drive, Suite 132, Williamsville, NY 14221-4842
Phone: 716-626-5000
Website: ogorek.com

No. 6 · RIA

Members Advisory Group

Members Advisory Group is an investment adviser based in Williamsville, NY, registered with the SEC since 2012. It provides investment management. Its clients include individual clients, high-net-worth individuals, and corporations and other businesses. Its regulatory assets under management total $443 million, as filed on 17 September 2026.

Members Advisory Group charges 0.75%–1.00% a year for its Wealth Management Services.

Regulatory AUM: $443M
Clients: 906
Advisory staff: 4
Fee schedule: 0.75% to 1.00% a year
Custodians: Charles Schwab
Headquarters: 6750 Main Street, Williamsville, NY 14221
Phone: 716-632-4066
Website: membersadvgrp.com

No. 7 · RIA

Emergent Wealth Advisors

Emergent Wealth Advisors is an investment adviser based in Williamsville, NY, registered with the SEC since 2015. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $249 million, as filed on 27 January 2026.

Emergent Wealth Advisors charges 1.00%–1.50% a year for its Asset Management.

Regulatory AUM: $249M
Clients: 370
Advisory staff: 3
Fee schedule: 1.00% to 1.50% a year
Custodians: Charles Schwab, SEI, Assetmark, Orion Portfolio Solutions, Jackson National, Capital Group
Headquarters: 5500 Main Street, Suite 260, Williamsville, NY 14221
Phone: 716-828-8390
Website: emergentwa.com

No. 8 · RIA

Florian Financial Group

Florian Financial Group is an investment adviser based in Williamsville, NY, registered with the SEC since 2007. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $215 million, as filed on 17 June 2026.

Florian Financial Group charges 0.50%–1.20% a year for its Investment Supervisory Services.

Regulatory AUM: $215M
Clients: 245
Advisory staff: 5
Fee schedule: 0.50% to 1.20% a year
Custodians: Charles Schwab
Headquarters: 1825 Maple Road, Suite 240, Williamsville, NY 14221
Phone: 716-810-9590

No. 9 · RIA

Bentham Wealth Advisors

Bentham Wealth Advisors is an investment adviser based in Williamsville, NY, registered with the SEC since 2024. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $110 million, as filed on 9 March 2026.

Bentham Wealth Advisors charges 1.00%–1.25% a year for its Portfolio management services.

Regulatory AUM: $110M
Clients: 218
Advisory staff: 2
Fee schedule: 1.00% to 1.25% a year
Custodians: Charles Schwab
Headquarters: 300 International DR, Suite 100, Williamsville, NY 14221
Phone: 716-580-1500
Website: benthamwealth.com

Questions about financial advisors in Williamsville

How many financial advisor firms are headquartered in Williamsville?

9 SEC-registered financial advisor firms report their principal office in Williamsville, NY, managing $6.27B in regulatory assets between them.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Williamsville?

WNY Asset Management, with $1.73B in regulatory assets under management on its latest Form ADV. The next largest are Independent Solutions Wealth Management ($1.54B) and Dopkins Wealth Management ($717M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Williamsville?

The median firm manages $559M in regulatory assets. That is the midpoint of the 9 firms headquartered in Williamsville.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Williamsville charge?

Of the 9 largest firms, 8 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 0.95% to 1.50% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Williamsville?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

Williamsville has 9 financial advisor firms; see every adviser in the city →

The 9 largest by assets

Profiles of the top 9

Questions about financial advisors in Williamsville

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