Independent Solutions Wealth Management provides financial planning, portfolio management for individuals and small businesses, selecting other managers, and educational seminars.
Independent Solutions Wealth Management reports 4,285 clients. They include 3,997 individual clients, 268 high-net-worth individuals, and 17 corporations and other businesses. Of its assets, 100.0% ($1.54B across 7,198 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 93% | 61% |
| High-net-worth individuals | 6% | 37% |
| Charitable organizations | <1% | <1% |
| Corporations and other businesses | <1% | 2% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 3,997 | $945M | 61.4% | $236K |
| High-net-worth individuals | 268 | $562M | 36.5% | $2.1M |
| Charitable organizations | Fewer than 5 | $4.38M | 0.3% | $1.46M |
| Corporations and other businesses | 17 | $26.7M | 1.7% | $1.57M |
| Total | 4,285 | $1.54B | 100% | — |
- Clients
- 3,997
- Regulatory AUM
- $945M
- AUM share
- 61.4%
- Avg. per client
- $236K
- Clients
- 268
- Regulatory AUM
- $562M
- AUM share
- 36.5%
- Avg. per client
- $2.1M
- Clients
- Fewer than 5
- Regulatory AUM
- $4.38M
- AUM share
- 0.3%
- Avg. per client
- $1.46M
- Clients
- 17
- Regulatory AUM
- $26.7M
- AUM share
- 1.7%
- Avg. per client
- $1.57M
Total
- Clients
- 4,285
- Regulatory AUM
- $1.54B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Independent Solutions Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Comprehensive Financial Planning
- Comprehensive financial planning is charged a fee of $500 to $10,000, based on the complexity of the client's financial concerns and the services provided.
- Consulting
- Consulting projects are billed at hourly rates of $150 to $300 per hour, depending on the nature and complexity of the project.
Glenn Wiggle owns 25% to 50% of Independent Solutions Wealth Management. The leadership team of Independent Solutions Wealth Management includes Chief Compliance Officer Glenn Wiggle. It has 30 employees, 26 of them in advisory roles.
Staff
- 30 employees
- 26 in advisory functions
- 25 state-registered reps
- 24 broker-dealer reps
- 21 insurance agents
- Owns 25% to 50% of Independent Solutions Wealth Management, LLC
Glenn Wiggle
Control person · since August 2007
- Owns 25% to 50% of Independent Solutions Wealth Management, LLC
Michael Lomas
Control person · since August 2007
- Owns 25% to 50% of Independent Solutions Wealth Management, LLC
Big Time & Associates, Inc.
Control person · since April 2022
- Owns 75% or more of Big Time & Associates, Inc.
Daniel Neiman
Control person · since April 2022
Independent Solutions Wealth Management’s regulatory assets grew 2.2× from $708M (February 2021) to $1.54B (March 2026); clients rose from 2,785 to 4,285 and employees from 20 to 30.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $1.54B | 4,285 | 30 | 4 |
| Mar 2025March 2025 | $1.23B | 3,774 | 28 | 2 |
| Jul 2024July 2024 | $954M | 3,670 | 21 | 2 |
| Jun 2023June 2023 | $838M | 3,849 | 18 | 2 |
| Jun 2022June 2022 | $860M | 3,837 | 19 | 2 |
| Feb 2021February 2021 | $708M | 2,785 | 20 | 2 |
Besides its headquarters, Independent Solutions Wealth Management has 3 offices (2 private residences, listed without an address), with 2 listed addresses across 2 states.
Florida · 1 listed address
- 140 Intracoastal Pointe Drive, Jupiter
New York · 1 listed address
- 305 Spindrift Drive, WilliamsvilleHQ
Contact and registration details
- Legal name
- Independent Solutions Wealth Management, LLC
- Headquarters
- 305 Spindrift Drive, Williamsville, NY 14221
- Website
- iswealthmanagement.com
- Phone
- 716-568-8566
- SEC file
- 801-69708
- Structure
- Delaware LLC
- Fiscal year end
- December
Independent Solutions Wealth Management’s named custodians for separately managed accounts are Fidelity ($1.16B, 79%) and Charles Schwab ($304M, 21%). Independent Solutions Wealth Management has custody of $136M for 237 clients.
- FidelityFidelity Distributors Company LLC · Smithfield, RI · $1.16B79%
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $304M21%
At year end, Independent Solutions Wealth Management’s separately managed accounts were mostly in funds (59%) and stocks (35%). Its reported 13F holdings for the quarter ended 30 June 2026 total $766M across 194 positions; the largest are Listed Fds TR (18.3%), Apple Inc. (3.2%) and Nvidia Corporation (2.7%).
What the accounts hold
- Stocks35%
- Funds59%
- Bonds4%
- Cash2%
How many clients does Independent Solutions Wealth Management have?
Independent Solutions Wealth Management has 4,285 clients and manages $1.54 billion for them, as of March 2026. They include 3,997 individual clients, 268 high-net-worth individuals, and 17 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 24 March 2026
What services does Independent Solutions Wealth Management offer?
Independent Solutions Wealth Management provides financial planning, portfolio management for individuals and small businesses, selecting other managers, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Independent Solutions Wealth Management use?
Independent Solutions Wealth Management’s separately managed account assets are held at Fidelity Distributors Company LLC (Smithfield, RI), with $1.16B and Charles Schwab & Co., Inc. (San Francisco, CA), with $304M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 March 2026
How many financial advisors does Independent Solutions Wealth Management have?
Independent Solutions Wealth Management has 25 investment adviser representatives registered with state securities authorities, out of 30 employees, and 26 perform investment advisory functions. 24 employees are registered representatives of a broker-dealer and 21 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Independent Solutions Wealth Management invest in?
At the end of its last fiscal year, Independent Solutions Wealth Management’s separately managed accounts held 59% registered funds (mutual funds, ETFs, BDCs), 35% exchange-traded equities, 4% investment grade corporate bonds and 2% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Independent Solutions Wealth Management?
Independent Solutions Wealth Management is owned through a holding company by Daniel Neiman. Its direct owners are Glenn Wiggle, Michael Lomas and Big Time & Associates, Inc., each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 24 March 2026
How does Independent Solutions Wealth Management get paid?
Independent Solutions Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Independent Solutions Wealth Management?
Independent Solutions Wealth Management’s main office is at 305 Spindrift Drive, Williamsville, NY 14221. Its phone number is 716-568-8566. Its website is iswealthmanagement.com.