Top 10 financial advisor firms in White Plains

10 SEC-registered financial advisor firms are headquartered in White Plains, NY, with $6.95B in combined regulatory assets under management. The largest by assets are The Portfolio Strategy Group ($2.62B), Tortoise Investment Management ($2.07B) and LyonRoss Capital Management ($881M).

10
Financial advisor firms: $6.95B
Their combined AUM: $191M
Median firm AUM: 3,477
Clients of the top 10

The 10 largest by assets

1
The Portfolio Strategy Group
RIA
$2.62B
0.75% to 0.75% a year
2
Tortoise Investment Management
RIA
$2.07B
0.50% to 1.25% a year
3
LyonRoss Capital Management
RIA
$881M
Regulatory AUM
4
Madison Advisory Services
RIA
$510M
Regulatory AUM
5
Prato Capital Management
RIA
$225M
Up to 2.00% a year
6
PPSgrp
RIA
$157M
Regulatory AUM
7
Milagre Wealth Management
RIA
$137M
1.00% to 1.50% a year
8
Maytal Asset Management
RIA
$125M
0.90% to 1.00% a year
9
Dynamic Trading Management
RIA
$117M
1.70% to 3.00% a year
10
Fox Financial Services
RIA
$111M
0.75% to 1.00% a year

Profiles of the top 10

No. 1 · RIA

The Portfolio Strategy Group

The Portfolio Strategy Group is an investment adviser based in White Plains, NY, registered with the SEC since 2013. It provides financial planning and investment management. Its clients include high-net-worth individuals, corporations and other businesses, and charitable organizations. Its regulatory assets under management total $2.62 billion, as filed on 26 March 2026.

The Portfolio Strategy Group charges 0.75% a year for its Separately Managed Accounts.

Regulatory AUM: $2.62B
Clients: 480
Advisory staff: 9
Fee schedule: 0.75% to 0.75% a year
Custodians: Charles Schwab
Headquarters: 50 Main Street, Suite 1280, White Plains, NY 10606
Phone: 914-288-4900
Website: psgwealth.com

No. 2 · RIA

Tortoise Investment Management

Tortoise Investment Management is an investment adviser based in White Plains, NY, registered with the SEC since 2006. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $2.07 billion, as filed on 27 March 2026.

Tortoise Investment Management charges 0.50%–1.25% a year for its Tiered fee schedule.

Regulatory AUM: $2.07B
Clients: 504
Advisory staff: 16
Founded: 2004
Fee schedule: 0.50% to 1.25% a year
Custodians: Fidelity
Headquarters: 2 Westchester Park Drive, Suite 215, White Plains, NY 10604
Phone: 914-686-0024
Website: tortoiseinvestment.com

No. 3 · RIA

LyonRoss Capital Management

LyonRoss Capital Management is an investment adviser based in White Plains, NY, registered with the SEC since 2012. It provides selecting other managers. Its clients include high-net-worth individuals. Its regulatory assets under management total $881 million, as filed on 30 March 2026.

Regulatory AUM: $881M
Advisory staff: 5
Custodians: Royal Bank of Canada, Interactive Brokers, Goldman Sachs
Headquarters: 50 Main Street, Suite 1240, White Plains, NY 10606
Phone: 212-218-3950
Website: lyonross.com

No. 4 · RIA

Madison Advisory Services

Madison Advisory Services is an investment adviser based in White Plains, NY, registered with the SEC since 2015. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $510 million, as filed on 3 April 2026.

Regulatory AUM: $510M
Clients: 1,102
Advisory staff: 11
Custodians: SEI Investments Distribution
Headquarters: 10 New King St, Suite 104, White Plains, NY 10604
Phone: 914-328-8558
Website: madisonplanning.com

No. 5 · RIA

Prato Capital Management

Prato Capital Management is an investment adviser based in White Plains, NY, registered with the SEC since 2017. It provides financial planning and investment management. Its clients include individual clients, high-net-worth individuals, and pension and profit-sharing plans. Its regulatory assets under management total $225 million, as filed on 2 March 2026.

Prato Capital Management charges up to 2.00% a year for its Portfolio Management Services.

Regulatory AUM: $225M
Clients: 326
Advisory staff: 3
Fee schedule: Up to 2.00% a year
Custodians: Charles Schwab
Headquarters: 70 Gedney Way, White Plains, NY 10605
Phone: 914-930-6871
Website: pratocapital.com

No. 6 · RIA

PPSgrp

PPSgrp is an investment adviser based in White Plains, NY, registered with the SEC since 2026. It provides financial planning and investment management. Its clients include individuals. Its regulatory assets under management total $157 million, as filed on 7 August 2026.

Regulatory AUM: $157M
Clients: 426
Advisory staff: 3
Headquarters: 777 Westchester Ave., Suite 101, White Plains, NY 10604
Phone: 914-831-3050
Website: ppsgrp.com

No. 7 · RIA

Milagre Wealth Management

Milagre Wealth Management is an investment adviser based in White Plains, NY, registered with the SEC since 2020. It provides financial planning and investment management. Its clients include individual clients and high-net-worth individuals. Its regulatory assets under management total $137 million, as filed on 31 March 2026.

Milagre Wealth Management charges 1.00%–1.50% a year for its Investment Management Services (IMS).

Regulatory AUM: $137M
Clients: 414
Advisory staff: 1
Fee schedule: 1.00% to 1.50% a year
Headquarters: 120 Bloomingdale Road, Suite 3400, White Plains, NY 10605
Phone: 914-437-8066
Website: milagrewealth.com

No. 8 · RIA

Maytal Asset Management

Maytal Asset Management is an investment adviser based in White Plains, NY, registered with the SEC since 2017. It provides investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $125 million, as filed on 5 February 2026.

Maytal Asset Management charges 0.90%–1.00% a year for its Investment Advisory Services.

Regulatory AUM: $125M
Clients: 59
Advisory staff: 1
Fee schedule: 0.90% to 1.00% a year
Custodians: Charles Schwab, Interactive Brokers
Headquarters: 360 Hamilton Avenue, Suite 1110, White Plains, NY 10601
Phone: 917-363-4919
Website: downtownllc.com

No. 9 · RIA

Dynamic Trading Management

Dynamic Trading Management is an investment adviser based in White Plains, NY, registered with the SEC since 2006. It provides investment management. Its clients include high-net-worth individuals, pension and profit-sharing plans, and individual clients. Its regulatory assets under management total $117 million, as filed on 16 March 2026.

Dynamic Trading Management charges 1.70%–3.00% a year for its Investment Management Services.

Regulatory AUM: $117M
Clients: 82
Advisory staff: 1
Fee schedule: 1.70% to 3.00% a year
Custodians: Interactive Brokers, Fidelity
Headquarters: 245 Main Street 4th Floor, White Plains, NY 10601
Phone: 914-220-9404

No. 10 · RIA

Fox Financial Services

Fox Financial Services is an investment adviser based in White Plains, NY, registered with the SEC since 2001. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $111 million, as filed on 26 February 2026.

Fox Financial Services charges 0.75%–1.00% a year for its Portfolio management services.

Regulatory AUM: $111M
Clients: 84
Advisory staff: 1
Fee schedule: 0.75% to 1.00% a year
Custodians: Fidelity
Headquarters: 1 Barker Avenue, 2nd Floor, White Plains, NY 10601
Phone: 914-761-1639
Website: foxfinancialservices.com

Questions about financial advisors in White Plains

How many financial advisor firms are headquartered in White Plains?

10 SEC-registered financial advisor firms report their principal office in White Plains, NY, managing $6.95B in regulatory assets between them. The other 8 advisers headquartered in the city are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in White Plains?

The Portfolio Strategy Group, with $2.62B in regulatory assets under management on its latest Form ADV. The next largest are Tortoise Investment Management ($2.07B) and LyonRoss Capital Management ($881M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in White Plains?

The median firm manages $191M in regulatory assets. That is the midpoint of the 10 firms headquartered in White Plains.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in White Plains charge?

Of the 10 largest firms, 7 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 0.75% to 3.00% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in White Plains?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

White Plains has 10 financial advisor firms; see every adviser in the city →

The 10 largest by assets

Profiles of the top 10

Questions about financial advisors in White Plains

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