Prato Capital Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers. Financial planning was provided to 101–250 clients last fiscal year.
Prato Capital Management reports 326 clients. They include 241 individual clients, 32 high-net-worth individuals, and 25 pension and profit-sharing plans. Of its assets, 100.0% ($225M across 706 accounts) are managed with discretion. A wrap fee program the firm both sponsors and manages holds $225M. Of its clients, 2% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 74% | 41% |
| High-net-worth individuals | 10% | 29% |
| Pension and profit-sharing plans | 8% | 18% |
| Charitable organizations | <1% | <1% |
| Corporations and other businesses | 2% | 1% |
| Other client typesOther | 6% | 11% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 241 | $91M | 40.5% | $378K |
| High-net-worth individuals | 32 | $64.8M | 28.9% | $2.03M |
| Pension and profit-sharing plans | 25 | $41.3M | 18.4% | $1.65M |
| Charitable organizations | Fewer than 5 | $400K | 0.2% | $200K |
| Corporations and other businesses | 5 | $2.8M | 1.2% | $560K |
| Other | 21 | $24.3M | 10.8% | $1.16M |
| Total | 326 | $225M | 100% | — |
- Clients
- 241
- Regulatory AUM
- $91M
- AUM share
- 40.5%
- Avg. per client
- $378K
- Clients
- 32
- Regulatory AUM
- $64.8M
- AUM share
- 28.9%
- Avg. per client
- $2.03M
- Clients
- 25
- Regulatory AUM
- $41.3M
- AUM share
- 18.4%
- Avg. per client
- $1.65M
- Clients
- Fewer than 5
- Regulatory AUM
- $400K
- AUM share
- 0.2%
- Avg. per client
- $200K
- Clients
- 5
- Regulatory AUM
- $2.8M
- AUM share
- 1.2%
- Avg. per client
- $560K
- Clients
- 21
- Regulatory AUM
- $24.3M
- AUM share
- 10.8%
- Avg. per client
- $1.16M
Total
- Clients
- 326
- Regulatory AUM
- $225M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 2%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Prato Capital Management charges up to 2.00% a year for its Portfolio Management Services. The fee is billed in advance and is negotiable. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial Planning and Consulting
- Financial planning is a fixed fee of $1,500 to $10,000, or billed hourly at no more than $500 an hour with a two-hour minimum per engagement; negotiable or waived at the adviser discretion.
- Retirement Plan Consulting
- Retirement plan consulting is a flat fee, which can be up to $60,000, or a percentage of plan assets not exceeding 2.00%; the total fee is negotiable.
Gregory Prato owns 75% or more of Prato Capital Management. The leadership team of Prato Capital Management includes President Gregory Prato and Chief Compliance Officer Gabriella Bracaglia. It has 4 employees, 3 of them in advisory roles.
Leadership
- Gregory PratoPresident/Shareholder
- Gabriella BracagliaChief Compliance Officer
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
Staff
- 4 employees
- 3 in advisory functions
- 3 state-registered reps
- 1 insurance agent
- Owns 75% or more of Prato Capital Management, Inc.
Gregory Prato
Control person · since September 2017
Prato Capital Management’s regulatory assets grew from $152M (February 2021) to $225M (March 2026); clients rose from 236 to 326 and employees from 3 to 4.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $225M | 326 | 4 | 1 |
| January 2025 | $196M | 322 | 3 | 1 |
| March 2024 | $181M | 314 | 3 | 1 |
| January 2023 | $163M | 298 | 4 | 1 |
| February 2022 | $167M | 280 | 3 | 1 |
| February 2021 | $152M | 236 | 3 | 1 |
Besides its headquarters, Prato Capital Management has 0 offices, with 1 listed address in New York.
New York · 1 listed address
- 70 Gedney Way, White PlainsHQ
Contact and registration details
- Legal name
- Prato Capital Management, Inc.
- Headquarters
- 70 Gedney Way, White Plains, NY 10605
- Website
- pratocapital.com
- Phone
- 914-930-6871
- @prato-capital-management
- SEC file
- 801-111842
- Structure
- New York corporation
- Fiscal year end
- December
Prato Capital Management uses Charles Schwab ($225M) as custodian for its separately managed accounts. Prato Capital Management has custody of $74.7M in client assets for 120 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $225M100%
At year end, Prato Capital Management’s separately managed accounts were mostly in stocks (66%) and funds (17%).
What the accounts hold
- Stocks66%
- Exchange-traded equities63%
- Non-exchange-traded equities3%
- Funds17%
- Bonds14%
- U.S. government and agency bonds10%
- State and local bonds4%
- Cash3%
How many clients does Prato Capital Management have?
Prato Capital Management has 326 clients and manages $225 million for them, as of March 2026. They include 241 individual clients, 32 high-net-worth individuals, and 25 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 2 March 2026
What services does Prato Capital Management offer?
Prato Capital Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Prato Capital Management charge?
Prato Capital Management charges up to 2.00% a year for its Portfolio Management Services. The fee is billed in advance and is negotiable.
Which custodians does Prato Capital Management use?
Prato Capital Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $225M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 2 March 2026
How many financial advisors does Prato Capital Management have?
Prato Capital Management has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Prato Capital Management invest in?
At the end of its last fiscal year, Prato Capital Management’s separately managed accounts held 63% exchange-traded equities, 17% registered funds (mutual funds, ETFs, BDCs), 10% U.S. government and agency bonds, 4% state and local bonds, 3% non-exchange-traded equities and 3% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Prato Capital Management?
Prato Capital Management’s direct owner is Gregory Prato (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 2 March 2026
How does Prato Capital Management get paid?
Prato Capital Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Prato Capital Management?
Prato Capital Management’s main office is at 70 Gedney Way, White Plains, NY 10605. Its phone number is 914-930-6871. Its website is pratocapital.com.