Gabriella Bracaglia has been Chief Compliance Officer of Prato Capital Management since January 2019, is a control person of the firm and directly owns under 5% of it.
Prato Capital Management, Inc. is a White Plains, NY firm with $225M under management, 326 clients and 3 advisers in one office, as of its March 2026 filing.
- Prato Capital ManagementCurrent– present · 7 yearsWhite Plains, NY · Adviser representative · Firm CRD 289917
Investment adviser representative registrations
Gabriella Bracaglia is registered as an investment adviser representative in 2 states. The first approvals date from January 2019; the most recent is New York, in August 2021.
- ConnecticutSince 7 January 2019
- New YorkSince 7 August 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 29 November 2018 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 3 December 2009 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- CRD
- 5022238
- Firm
- Prato Capital Management · CRD 289917
- Role
- Chief Compliance Officer
- Office
- 70 GEDNEY WAY, White Plains, NY 10605
- Registration
- Investment adviser registration
- In the industry since
- January 2011
- Disciplinary history
- Not yet shown here · SEC record
Where does Gabriella Bracaglia work?
Gabriella Bracaglia has been Chief Compliance Officer of Prato Capital Management, Inc. since January 2019, and is a control person of the firm.
Is Gabriella Bracaglia a financial advisor?
Yes. Gabriella Bracaglia has a current investment-adviser registration in Connecticut and New York, through Prato Capital Management since January 2019.
How many years of experience does Gabriella Bracaglia have?
Gabriella Bracaglia has 15 years in the financial industry, since January 2011, across 1 adviser firm.
What exams has Gabriella Bracaglia passed?
Gabriella Bracaglia has passed 2 licensing exams: the Series 7 and Series 65. The earliest, the Series 7, was passed in December 2009. FINRA credited Gabriella Bracaglia with the SIE, which began in October 2018.
Where is Gabriella Bracaglia based?
Gabriella Bracaglia’s registered office is in White Plains, NY.
Is Gabriella Bracaglia registered with FINRA?
No. Gabriella Bracaglia has no current broker registration.
How can I verify Gabriella Bracaglia’s record?
Search CRD 5022238 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Gabriella Bracaglia’s full registration record.