Brian O'Rourke has been an investment adviser representative at Prato Capital Management since January 2018, and is not listed among the firm’s executive officers or direct owners.
Prato Capital Management, Inc. is a White Plains, NY firm with $225M under management, 326 clients and 3 advisers in one office, as of its March 2026 filing.
Brian O'Rourke’s longest registration was 10 years at Merrill Lynch, Pierce, Fenner & Smith Incorporated (2007–2017). Before joining Prato Capital Management in 2018, Brian O'Rourke was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Stanley & Co., Incorporated.
- Prato Capital ManagementCurrent– present · 8 yearsWhite Plains, NY · Adviser representative · Firm CRD 289917
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 10 yearsDarien, CT · Adviser representative · Firm CRD 7691
- Morgan Stanley & Co., Incorporated– · under a yearGreenwich, CT · Adviser representative · Firm CRD 8209
- Morgan Stanley– · under a yearGreenwich, CT · Adviser representative · Firm CRD 7556
Investment adviser representative registrations
Brian O'Rourke is registered as an investment adviser representative in 2 states. The first approvals date from January 2018; the most recent is New York, in August 2021.
- ConnecticutSince 26 January 2018
- New YorkSince 7 August 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 27 July 2006 |
| Series 66 | Uniform Combined State Law Examination | 26 July 2006 |
| Series 7 | General Securities Representative Examination | 21 June 2006 |
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Brian Murphy O'Rourke
- CRD
- 5140418
- Firm
- Prato Capital Management · CRD 289917
- Office
- 70 GEDNEY WAY, White Plains, NY 10605
- Registration
- Investment adviser registration
- In the industry since
- July 2006
- Disciplinary history
- Not yet shown here · SEC record
Where does Brian O'Rourke work?
Brian O'Rourke is an investment adviser representative registered through Prato Capital Management, Inc. since January 2018, and is not listed among the firm’s executive officers or direct owners.
Is Brian O'Rourke a financial advisor?
Yes. Brian O'Rourke has a current investment-adviser registration in Connecticut and New York, through Prato Capital Management since January 2018.
How many years of experience does Brian O'Rourke have?
Brian O'Rourke has 20 years in the financial industry, since July 2006, across 4 adviser firms.
What exams has Brian O'Rourke passed?
Brian O'Rourke has passed 3 licensing exams: the Series 7, Series 66 and Series 31. The earliest, the Series 7, was passed in June 2006. FINRA credited Brian O'Rourke with the SIE, which began in October 2018.
Where did Brian O'Rourke work before Prato Capital Management?
Before Prato Capital Management, Brian O'Rourke was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated, November 2007 to December 2017; Morgan Stanley & Co., Incorporated, April 2007 to November 2007; Morgan Stanley, July 2006 to April 2007.
Where is Brian O'Rourke based?
Brian O'Rourke’s registered office is in White Plains, NY.
Is Brian O'Rourke registered with FINRA?
No. Brian O'Rourke has no current broker registration.
How can I verify Brian O'Rourke’s record?
Search CRD 5140418 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brian O'Rourke’s full registration record.