Top 5 financial advisor firms in Hauppauge

5 SEC-registered financial advisor firms are headquartered in Hauppauge, NY, with $1.9B in combined regulatory assets under management. The largest by assets are Lebenthal Global Advisors ($972M), United Financial Planning Group ($347M) and NestEgg Advisors ($273M).

5
Financial advisor firms: $1.9B
Their combined AUM: $273M
Median firm AUM: 3,344
Clients of the top 5

The 5 largest by assets

1
Lebenthal Global Advisors
RIA
$972M
Up to 2.40% a year
2
United Financial Planning Group
RIA
$347M
0.25% to 1.00% a year
3
NestEgg Advisors
RIA
$273M
Regulatory AUM
4
CFM Advisors
RIA
$203M
0.50% to 2.00% a year
5
Partners Capital Services
RIA
$109M
Regulatory AUM

Profiles of the top 5

No. 1 · RIA

Lebenthal Global Advisors

Lebenthal Global Advisors is an investment adviser based in Hauppauge, NY, registered with the SEC since 2017. It provides investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $972 million, as filed on 12 March 2026.

Lebenthal Global Advisors charges up to 2.40% a year for its Lebenthal Advisory Wrap Fee Program.

Regulatory AUM: $972M
Clients: 2,465
Advisory staff: 27
Fee schedule: Up to 2.40% a year
Custodians: Raymond James, Charles Schwab
Headquarters: 200 Parkway Drive South, Suite 200, Hauppauge, NY 11788
Phone: 516-785-1800
Website: lebenthal.com

No. 2 · RIA

United Financial Planning Group

United Financial Planning Group is an investment adviser based in Hauppauge, NY, registered with the SEC since 2018. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $347 million, as filed on 13 May 2026.

United Financial Planning Group charges 0.25%–1.00% a year for its Asset Management Services.

Regulatory AUM: $347M
Clients: 188
Advisory staff: 4
Founded: 2007
Fee schedule: 0.25% to 1.00% a year
Custodians: Charles Schwab
Headquarters: 350 Motor Parkway, Suite 300, Hauppauge, NY 11788-2981
Phone: 631-234-0871
Website: unitedfpg.com

No. 3 · RIA

NestEgg Advisors

NestEgg Advisors is an investment adviser based in Hauppauge, NY, registered with the SEC since 2023. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $273 million, as filed on 30 June 2026.

Regulatory AUM: $273M
Clients: 237
Advisory staff: 3
Founded: 1996
Custodians: Pershing
Headquarters: 330 Motor Parkway, Hauppauge, NY 11788
Phone: 631-952-2700
Website: nesteggadvisors.com

No. 4 · RIA

CFM Advisors

CFM Advisors is an investment adviser based in Hauppauge, NY, registered with the SEC since 1999. It provides financial planning and investment management. Its clients include individual clients, high-net-worth individuals, and pension and profit-sharing plans. Its regulatory assets under management total $203 million, as filed on 24 March 2026.

CFM Advisors charges 0.50%–2.00% a year for its Investment Supervisory Services.

Regulatory AUM: $203M
Clients: 216
Advisory staff: 5
Fee schedule: 0.50% to 2.00% a year
Custodians: Royal Bank of Canada
Headquarters: 1373 Veterans Highway, Suite 10, Hauppauge, NY 11788
Phone: 631-657-2135

No. 5 · RIA

Partners Capital Services

Partners Capital Services is an investment adviser based in Hauppauge, NY, registered with the SEC since 2014. It provides investment management. Its clients include high-net-worth individuals, other clients, and corporations and other businesses. Its regulatory assets under management total $109 million, as filed on 27 February 2026.

Regulatory AUM: $109M
Clients: 238
Advisory staff: 12
Custodians: RBC Capital Markets
Headquarters: 205 Oser Ave, Hauppauge, NY 11788
Phone: 631-851-0918
Website: partcapservices.com

Questions about financial advisors in Hauppauge

How many financial advisor firms are headquartered in Hauppauge?

5 SEC-registered financial advisor firms report their principal office in Hauppauge, NY, managing $1.9B in regulatory assets between them. The other 2 advisers headquartered in the city are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Hauppauge?

Lebenthal Global Advisors, with $972M in regulatory assets under management on its latest Form ADV. The next largest are United Financial Planning Group ($347M) and NestEgg Advisors ($273M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Hauppauge?

The median firm manages $273M in regulatory assets. That is the midpoint of the 5 firms headquartered in Hauppauge.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Hauppauge charge?

Of the 5 largest firms, 3 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 1.00% to 2.40% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Hauppauge?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

Hauppauge has 5 financial advisor firms; see every adviser in the city →