Top 6 financial advisor firms in Brooklyn

6 SEC-registered financial advisor firms are headquartered in Brooklyn, NY, with $3.59B in combined regulatory assets under management. The largest by assets are Maridea Wealth Management ($1.97B), Equinum ($566M) and Brooklyn Fi ($563M).

6
Financial advisor firms: $3.59B
Their combined AUM: $401M
Median firm AUM: 3,117
Clients of the top 6

The 6 largest by assets

1
Maridea Wealth Management
RIA
$1.97B
Up to 2.50% a year
2
Equinum
RIA
$566M
1.00% to 1.00% a year
3
Brooklyn Fi
RIA
$563M
0.30% to 1.00% a year
4
Brewster Financial Planning
RIA
$240M
0.40% to 0.85% a year
5
Schonfeld Wealth Management
RIA
$133M
1.00% to 2.00% a year
6
Wealth Coach
RIA
$119M
0.40% to 1.00% a year

Profiles of the top 6

No. 1 · RIA

Maridea Wealth Management

Maridea Wealth Management is an investment adviser based in Brooklyn, NY, registered with the SEC since 2024. It provides financial planning and investment management. Its clients include individual clients, high-net-worth individuals, and pension and profit-sharing plans. Its regulatory assets under management total $1.97 billion, as filed on 1 October 2026.

Maridea Wealth Management charges up to 2.50% a year for its Investment Management Services.

Regulatory AUM: $1.97B
Clients: 2,100
Advisory staff: 26
Fee schedule: Up to 2.50% a year
Custodians: Charles Schwab, Fidelity
Headquarters: 25 Kent Avenue, Suite 401, Brooklyn, NY 11249
Phone: 347-289-5227
Website: marideawealth.com

No. 2 · RIA

Equinum

Equinum is an investment adviser based in Brooklyn, NY, registered with the SEC since 2019. It provides financial planning and investment management. Its clients include high-net-worth individuals, charitable organizations, and pension and profit-sharing plans. Its regulatory assets under management total $566 million, as filed on 14 April 2026.

Equinum charges 1.00% a year for its Investment Supervisory Services.

Regulatory AUM: $566M
Clients: 214
Advisory staff: 5
Fee schedule: 1.00% to 1.00% a year
Custodians: Charles Schwab
Headquarters: 3611 14th Avenue, Suite 221, Brooklyn, NY 11218
Phone: 718-480-5600
Website: equinum.com

No. 3 · RIA

Brooklyn Fi

Brooklyn Fi is an investment adviser based in Brooklyn, NY, registered with the SEC since 2021. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $563 million, as filed on 3 September 2026.

Brooklyn Fi charges 0.30%–1.00% a year for its Investment management services.

Regulatory AUM: $563M
Clients: 373
Advisory staff: 10
Founded: 2017
Fee schedule: 0.30% to 1.00% a year
Custodians: Charles Schwab
Headquarters: 33 Nassau Ave, Brooklyn, NY 11222
Phone: 332-296-1660
Website: brooklynfi.com

No. 4 · RIA

Brewster Financial Planning

Brewster Financial Planning is an investment adviser based in Brooklyn, NY, registered with the SEC since 2013. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and insurance companies. Its regulatory assets under management total $240 million, as filed on 2 March 2026.

Brewster Financial Planning charges 0.40%–0.85% a year for its Investment Advisory Agreement.

Regulatory AUM: $240M
Clients: 119
Advisory staff: 3
Founded: 2001
Fee schedule: 0.40% to 0.85% a year
Custodians: Charles Schwab
Headquarters: 641 President Street, Suite 106, Brooklyn, NY 11215
Phone: 646-249-9880
Website: brewsterfp.com

No. 5 · RIA

Schonfeld Wealth Management

Schonfeld Wealth Management is an investment adviser based in Brooklyn, NY, registered with the SEC since 2026. It provides financial planning and investment management. Its clients include high-net-worth individuals, corporations and other businesses, and charitable organizations. Its regulatory assets under management total $133 million, as filed on 25 September 2026.

Schonfeld Wealth Management charges 1.00%–2.00% a year for its Asset Management Services.

Regulatory AUM: $133M
Clients: 159
Advisory staff: 2
Fee schedule: 1.00% to 2.00% a year
Custodians: Charles Schwab
Headquarters: 1063 63rd Street, 9th Floor, Suite 9400, Brooklyn, NY 11219
Phone: 718-963-9700
Website: schonfeldwm.com

No. 6 · RIA

Wealth Coach

Wealth Coach is an investment adviser based in Brooklyn, NY, registered with the SEC since 2026. It provides investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $119 million, as filed on 29 July 2026.

Wealth Coach charges 0.40%–1.00% a year for its Asset Management Services.

Regulatory AUM: $119M
Clients: 152
Advisory staff: 2
Fee schedule: 0.40% to 1.00% a year
Custodians: Charles Schwab
Headquarters: 1762 Cropsey Avenue, Brooklyn, NY 11228
Phone: 718-748-1700
Website: minkowealth.com

Questions about financial advisors in Brooklyn

How many financial advisor firms are headquartered in Brooklyn?

6 SEC-registered financial advisor firms report their principal office in Brooklyn, NY, managing $3.59B in regulatory assets between them. The other 8 advisers headquartered in the city are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Brooklyn?

Maridea Wealth Management, with $1.97B in regulatory assets under management on its latest Form ADV. The next largest are Equinum ($566M) and Brooklyn Fi ($563M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Brooklyn?

The median firm manages $401M in regulatory assets. That is the midpoint of the 6 firms headquartered in Brooklyn.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Brooklyn charge?

Of the 6 largest firms, 6 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 0.85% to 2.50% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Brooklyn?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

Brooklyn has 6 financial advisor firms; see every adviser in the city →