Top 7 financial advisor firms in Syracuse

7 SEC-registered financial advisor firms are headquartered in Syracuse, NY, with $5.99B in combined regulatory assets under management. The largest by assets are Rockbridge Investment Management ($1.84B), Reagan Companies Asset Management ($1.16B) and Passive Capital Management ($997M).

7
Financial advisor firms: $5.99B
Their combined AUM: $780M
Median firm AUM: 4,101
Clients of the top 7

The 7 largest by assets

1
Rockbridge Investment Management
RIA
$1.84B
0.45% to 0.90% a year
2
Reagan Companies Asset Management
RIA
$1.16B
0.50% to 1.00% a year
3
Passive Capital Management
RIA
$997M
0.20% to 0.80%
4
Lipe & Dalton,inc.
RIA
$780M
Regulatory AUM
5
Rialto Wealth Management
RIA
$626M
0.20% to 0.90% a year
6
Adirondack Capital Advisors
RIA
$422M
0.50% to 1.00% a year
7
Armory Capital Management
RIA
$167M
Regulatory AUM

Profiles of the top 7

No. 1 · RIA

Rockbridge Investment Management

Rockbridge Investment Management is an investment adviser based in Syracuse, NY, registered with the SEC since 2001. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $1.84 billion, as filed on 14 July 2026.

Rockbridge Investment Management charges 0.45%–0.90% a year for its Individual Client Investment Management Fees.

Regulatory AUM: $1.84B
Clients: 1,587
Advisory staff: 13
Fee schedule: 0.45% to 0.90% a year
Custodians: Charles Schwab
Headquarters: 220 South Warren Street, 9th Floor, Syracuse, NY 13202
Phone: 315-671-0588
Website: rockbridgeinvest.com

No. 2 · RIA

Reagan Companies Asset Management

Reagan Companies Asset Management is an investment adviser based in Syracuse, NY, registered with the SEC since 2013. It provides financial planning and investment management. Its clients include high-net-worth individuals, pension and profit-sharing plans, and individual clients. Its regulatory assets under management total $1.16 billion, as filed on 23 June 2026.

Reagan Companies Asset Management charges 0.50%–1.00% a year for its Investment Supervisory Services.

Regulatory AUM: $1.16B
Clients: 780
Advisory staff: 5
Fee schedule: 0.50% to 1.00% a year
Custodians: Hand Benefits & Trust, Charles Schwab
Headquarters: 443 N Franklin St, Suite 220, Syracuse, NY 13204
Phone: 315-673-2094

No. 3 · RIA

Passive Capital Management

Passive Capital Management is an investment adviser based in Syracuse, NY, registered with the SEC since 2008. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $997 million, as filed on 25 January 2026.

Passive Capital Management charges 0.20%–0.80% for its Investment Management Fees. The brochure does not state whether the rate is annual.

Regulatory AUM: $997M
Clients: 424
Advisory staff: 8
Founded: 2007
Fee schedule: 0.20% to 0.80%
Custodians: Charles Schwab
Headquarters: Salina Place, 205 S. Salina Street, Suite 403, Syracuse, NY 13202
Phone: 315-478-3130
Website: passivecapital.com

No. 4 · RIA

Lipe & Dalton,inc.

Lipe & Dalton,inc. is an investment adviser based in Syracuse, NY, registered with the SEC since 2006. It provides investment management. Its clients include high-net-worth individuals and charitable organizations. Its regulatory assets under management total $780 million, as filed on 11 February 2026.

Regulatory AUM: $780M
Clients: 382
Advisory staff: 2
Founded: 2004
Headquarters: 103 E. Water Street, Suite 305, Syracuse, NY 13202
Phone: 315-428-8585
Website: lipeanddalton.com

No. 5 · RIA

Rialto Wealth Management

Rialto Wealth Management is an investment adviser based in Syracuse, NY, registered with the SEC since 2022. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $626 million, as filed on 27 March 2026.

Rialto Wealth Management charges 0.20%–0.90% a year for its Asset Management.

Regulatory AUM: $626M
Clients: 344
Advisory staff: 6
Fee schedule: 0.20% to 0.90% a year
Custodians: Charles Schwab
Headquarters: 126 N Salina St., Suite 330, Syracuse, NY 13202
Phone: 315-992-9129
Website: rialtowealth.com

No. 6 · RIA

Adirondack Capital Advisors

Adirondack Capital Advisors is an investment adviser based in Syracuse, NY, registered with the SEC since 2019. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $422 million, as filed on 17 March 2026.

Adirondack Capital Advisors charges 0.50%–1.00% a year for its Investment Management Services.

Regulatory AUM: $422M
Clients: 489
Advisory staff: 4
Founded: 2003
Fee schedule: 0.50% to 1.00% a year
Custodians: Charles Schwab
Headquarters: 528 Plum Street, Suite 200, Syracuse, NY 13204
Phone: 315-434-5597
Website: adirondackadvisors.com

No. 7 · RIA

Armory Capital Management

Armory Capital Management is an investment adviser based in Syracuse, NY, registered with the SEC since 2009. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $167 million, as filed on 6 March 2026.

Regulatory AUM: $167M
Clients: 95
Advisory staff: 2
Custodians: Charles Schwab
Headquarters: 110 West Fayette Street, Suite 900, Syracuse, NY 13202
Phone: 315-701-6452
Website: armorycm.com

Questions about financial advisors in Syracuse

How many financial advisor firms are headquartered in Syracuse?

7 SEC-registered financial advisor firms report their principal office in Syracuse, NY, managing $5.99B in regulatory assets between them.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Syracuse?

Rockbridge Investment Management, with $1.84B in regulatory assets under management on its latest Form ADV. The next largest are Reagan Companies Asset Management ($1.16B) and Passive Capital Management ($997M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Syracuse?

The median firm manages $780M in regulatory assets. That is the midpoint of the 7 firms headquartered in Syracuse.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Syracuse charge?

Of the 7 largest firms, 5 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 0.80% to 1.00% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Syracuse?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

Syracuse has 7 financial advisor firms; see every adviser in the city →