Maridea Wealth Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.
Maridea Wealth Management reports 2,100 clients. They include 1,764 individual clients and 336 high-net-worth individuals. Of its assets, 98.7% ($1.95B across 6,116 accounts) are managed with discretion; $25.8M across 1 account is not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 84% | 59% |
| High-net-worth individuals | 16% | 32% |
| Pension and profit-sharing plans | Fewer than 5 | 9% |
| Corporations and other businesses | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 1,764 | $1.17B | 59.4% | $664K |
| High-net-worth individuals | 336 | $632M | 32.1% | $1.88M |
| Pension and profit-sharing plans | Fewer than 5 | $168M | 8.5% | — |
| Corporations and other businesses | Fewer than 5 | $393K | 0.0% | — |
| Total | 2,100 | $1.97B | 100% | — |
- Clients
- 1,764
- Regulatory AUM
- $1.17B
- AUM share
- 59.4%
- Avg. per client
- $664K
- Clients
- 336
- Regulatory AUM
- $632M
- AUM share
- 32.1%
- Avg. per client
- $1.88M
- Clients
- Fewer than 5
- Regulatory AUM
- $168M
- AUM share
- 8.5%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $393K
- AUM share
- 0.0%
- Avg. per client
- —
Total
- Clients
- 2,100
- Regulatory AUM
- $1.97B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Maridea Wealth Management charges up to 2.50% a year for its Investment Management Services. The fee is billed in advance or in arrears and is negotiable. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial Planning Services
- Financial planning is a fixed fee of up to $10,000 or an hourly fee of up to $250 per hour, and may be negotiable.
- Retirement Plan Advisory Services
- Retirement plan advisory fees range up to 1.00% of plan assets and may be negotiable depending on the size and complexity of the plan.
Maridea Intermediate Sub, LLC owns 75% or more of Maridea Wealth Management and is in turn owned by Maridea Intermediate, LLC (75% or more). The leadership team of Maridea Wealth Management includes President Sean Sun, Chief Investment Officer Bryan Hinmon and Chief Operating Officer Nicholas Crow. It has 48 employees, 26 of them in advisory roles.
Leadership
- Sean SunPresident
- Adam ButbulChief Financial Officer
- Nicholas CrowChief Operating Officer
- Robert PagliucoChief Compliance Officer
- Bryan HinmonChief Investment Officer
- Mier WangManaging Partner, CEO, Iar
Investment adviser representatives
38 representatives listed in the SEC register as of 9 October 2026.
- Michael Shawn Anthony
- Kenneth Neil Bauso JR
- Stephanie Trevino Bawolek
- Dustin Jacob Becker
- Stacey Neal Brooks
- Brian Joseph Cathcart
- Jared Alvah Chase JR
- John James Chichester JR.
- Robert Joseph Confessore
- Nicholas John Crow
- Kathleen Walsh Dulko
- Henry Newbold Ellis
- Allison Lauren Gagni
- Marc G Gagni
- Dawson Gonwick
- Bryan Curtis Hinmon
- Thomas Candow Jacobs
- James Dustin Jedrziewski
- Misty Lynn Marlowe
- Kenneth Armistice Marriott
- Thomas Victor McGuire
- Christopher Ryan McNeil
- Jason Robert Odette
- Michael C Padilla
- Richard Paul Pucci SR
- Brian Robert Pultro
- Michael Francis Pultro
- Shanna Joelle Reed
- Joseph D Robertson
- Alden Emerson Rowe
- Brayden Sallee
- Brian Robert Sheehy
- Katrena Boujai Shipp
- Sean Yuxiang Sun
- Keith Donavan Thieman
- Michael Dennis Walsh
- Rickie Gale Walters
- Mier Weijiang Wang
Staff
- 48 employees
- 26 in advisory functions
- 26 state-registered reps
- 7 broker-dealer reps
- 17 insurance agents
- Owns 75% or more of Maridea Wealth Management LLC
Maridea Intermediate Sub, LLC
Control person · since October 2024
- Owns 75% or more of Maridea Intermediate Sub, LLC
Maridea Intermediate, LLC
Control person · since October 2024
- Owns 75% or more of Maridea Intermediate, LLC
Maridea Holdings, LLC
Control person · since October 2024
- Owns 50% to 75% of Maridea Holdings, LLC
Pelican Maridea Investco, LLC
Control person · since October 2024
Pelican Capital Management, LLC
Elected manager · Control person · since October 2024
- Owns 75% or more of Pelican Capital Management, LLC
Alex Binderow
Control person · since October 2024
Maridea Wealth Management’s regulatory assets grew Infinity× from $0 (June 2023) to $1.97B (October 2026); employees rose from 2 to 48.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| October 2026 | $1.97B | 2,100 | 48 | 22 |
| July 2025 | $469M | 587 | 21 | 13 |
| July 2024 | $25.2M | 62 | 7 | 6 |
| June 2023 | $0 | 0 | 2 | 1 |
Besides its headquarters, Maridea Wealth Management has 21 offices (15 private residences, listed without an address), with 7 listed addresses across 6 states.
Texas · 2 listed addresses
- 3009 Napier Park, Shavano Park
- 17806 Ih 10, San Antonio
Arizona · 1 listed address
- 323 S Gilbert Road, Gilbert
Illinois · 1 listed address
- 875 North Michigan Avenue, Chicago
New York · 1 listed address
- 25 Kent Avenue, Suite 401, BrooklynHQ
Ohio · 1 listed address
- 324 4th Street, Marietta
Pennsylvania · 1 listed address
- 926 Town Center, New Britain
Other business names
Maridea Wealth Management has reported 1 other business name to the SEC.
- River Cities Financial Services
Contact and registration details
- Legal name
- Maridea Wealth Management LLC
- Headquarters
- 25 Kent Avenue, Suite 401, Brooklyn, NY 11249
- Website
- marideawealth.com
- Phone
- 347-289-5227
- @maridea-wealth-management
- SEC file
- 801-129360
- Structure
- Delaware LLC
- Fiscal year end
- December
Maridea Wealth Management uses Charles Schwab ($948M, 61%) and Fidelity ($596M, 39%) as custodians for its separately managed accounts. Maridea Wealth Management has custody of $309M in client assets for 448 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $948M61%
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $596M39%
At year end, Maridea Wealth Management’s separately managed accounts were mostly in funds (67%) and stocks (24%). Its reported 13F holdings for the quarter ended 30 June 2026 total $924M across 547 positions; the largest are SPDR Series Trust (3.2%), Thor Finl Technologies TR (2.3%) and State Str SPDR S&P 500 ETF T (2.0%).
What the accounts hold
- Stocks24%
- Funds67%
- Bonds4%
- U.S. government and agency bonds2%
- State and local bonds2%
- Cash4%
- Other1%
- Alternatives1%
Reported 13F holdings
- $924M
- Reported 13F value
- 547
- Positions
- 19.5%
- In the 10 largest
- +34.4%
- Value vs. prior quarter
- SPDR Series Trust · ST Str Blo 1 ETF3.2%
- Thor Finl Technologies TR · Adapt Dynam ETF2.3%
- State Str SPDR S&P 500 ETF T · TR Unit2.0%
- iShares TR · 0-3 Mth Treasury2.0%
- Absolute Shs TR · Wbi Bbr Qty 30001.9%
- Absolute Shs TR · Wbi Bbr Yld 30001.8%
- Nvidia Corporation1.7%
- Absolute Shs TR · Wbi Bbr Val 30001.6%
- Alphabet Inc. · Cap Stk CL C1.6%
- Absolute Shs TR · Wbi Pwr Factor1.5%
Together, the ten largest are 19.5% of reported value.
How many clients does Maridea Wealth Management have?
Maridea Wealth Management has 2,100 clients and manages $1.97 billion for them, as of October 2026. They include 1,764 individual clients and 336 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 1 October 2026
What services does Maridea Wealth Management offer?
Maridea Wealth Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Maridea Wealth Management charge?
Maridea Wealth Management charges up to 2.50% a year for its Investment Management Services. The fee is billed in advance or in arrears and is negotiable.
Which custodians does Maridea Wealth Management use?
Maridea Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $948M and Fidelity Brokerage Services LLC (Smithfield, RI), with $596M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 October 2026
How many financial advisors does Maridea Wealth Management have?
Maridea Wealth Management has 26 investment adviser representatives registered with state securities authorities, out of 48 employees, and 26 perform investment advisory functions. 7 employees are registered representatives of a broker-dealer and 17 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Maridea Wealth Management invest in?
At the end of its last fiscal year, Maridea Wealth Management’s separately managed accounts held 67% registered funds (mutual funds, ETFs, BDCs), 24% exchange-traded equities, 4% cash and equivalents, 2% U.S. government and agency bonds, 2% state and local bonds and 1% other. The 1% other category is described as: Alternatives.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Maridea Wealth Management?
Maridea Wealth Management is owned through a chain of holding companies by Alex Binderow. Its direct owner is Maridea Intermediate Sub, LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 1 October 2026
How does Maridea Wealth Management get paid?
Maridea Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Maridea Wealth Management?
Maridea Wealth Management’s main office is at 25 Kent Avenue, Suite 401, Brooklyn, NY 11249. Its phone number is 347-289-5227. Its website is marideawealth.com.