PPSgrp provides financial planning and portfolio management for individuals and small businesses.
PPSgrp reports 426 individuals. Of its assets, 14.0% ($22M across 136 accounts) are managed with discretion; $135M across 290 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 100% | 100% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 426 | $157M | 100.0% | $369K |
| Total | 426 | $157M | 100% | $369K |
- Clients
- 426
- Regulatory AUM
- $157M
- AUM share
- 100.0%
- Avg. per client
- $369K
Total
- Clients
- 426
- Regulatory AUM
- $157M
- AUM share
- 100%
- Avg. per client
- $369K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
PPSgrp is paid through a percentage of assets under management and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices 5 other services, listed under fee details.
Fee details and sources
Other fees
- Estate Planning Services
- Estate planning fees range from $250 to $1,500, depending on the documents and whether the service covers an individual or a couple.
- Financial Coaching Services
- Financial coaching is billed monthly in advance, from $100 to $1,000 per month.
- Financial Consulting Services
- Financial consulting is negotiated per engagement, from $500 to $10,000.
- Financial Planning Services
- Financial planning is negotiated and fixed at the start of each engagement, from $1,800 to $12,000.
- Ongoing Advice Services
- Ongoing advice fees are $1,200 to $10,000 annually, billed monthly or quarterly in advance.
Julia Peloso-Barnes owns 75% or more of PPSgrp. The leadership team of PPSgrp includes Chief Compliance Officer Leila Shaver. It has 5 employees, 3 of them in advisory roles.
Leadership
- Leila ShaverChief Compliance Officer
- Julia Peloso-BarnesManaging Member
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
Staff
- 5 employees
- 3 in advisory functions
- 3 state-registered reps
- Owns 75% or more of PPSGRP LLC
Julia Peloso-Barnes
Control person · since February 2026
Besides its headquarters, PPSgrp has 0 offices, with 1 listed address in New York.
New York · 1 listed address
- 777 Westchester Ave., Suite 101, White PlainsHQ
Contact and registration details
- Legal name
- PPSGRP LLC
- Headquarters
- 777 Westchester Ave., Suite 101, White Plains, NY 10604
- Website
- ppsgrp.com
- Phone
- 914-831-3050
- SEC file
- 801-135208
- Structure
- Delaware LLC
- Fiscal year end
- December
PPSgrp does not have custody of client assets.
At year end, PPSgrp’s separately managed accounts were mostly in funds (69%) and stocks (21%).
What the accounts hold
- Stocks21%
- Non-exchange-traded equities14%
- Exchange-traded equities7%
- Funds69%
- Bonds1%
- Cash6%
- Other3%
- Undefined3%
How many clients does PPSgrp have?
PPSgrp has 426 clients and manages $157 million for them, as of August 2026. They include 426 individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 7 August 2026
What services does PPSgrp offer?
PPSgrp provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does PPSgrp have?
PPSgrp has 3 investment adviser representatives registered with state securities authorities, out of 5 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does PPSgrp invest in?
At the end of its last fiscal year, PPSgrp’s separately managed accounts held 69% registered funds (mutual funds, ETFs, BDCs), 14% non-exchange-traded equities, 7% exchange-traded equities, 6% cash and equivalents, 3% other and 1% state and local bonds. The 3% other category is described as: Undefined.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns PPSgrp?
PPSgrp’s direct owner is Julia Peloso-Barnes (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 7 August 2026
How does PPSgrp get paid?
PPSgrp is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact PPSgrp?
PPSgrp’s main office is at 777 Westchester Ave., Suite 101, White Plains, NY 10604. Its phone number is 914-831-3050. Its website is ppsgrp.com.