Fox Financial Services provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions. Financial planning was provided to 51–100 clients last fiscal year.
Fox Financial Services reports 84 clients. They include 53 individual clients and 31 high-net-worth individuals. Of its assets, 100.0% ($111M across 271 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 63% | 15% |
| High-net-worth individuals | 37% | 85% |
| Charitable organizations | Fewer than 5 | <1% |
| Corporations and other businesses | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 53 | $16.5M | 14.9% | $311K |
| High-net-worth individuals | 31 | $94.1M | 84.9% | $3.04M |
| Charitable organizations | Fewer than 5 | $46.3K | 0.0% | — |
| Corporations and other businesses | Fewer than 5 | $192K | 0.2% | — |
| Total | 84 | $111M | 100% | — |
- Clients
- 53
- Regulatory AUM
- $16.5M
- AUM share
- 14.9%
- Avg. per client
- $311K
- Clients
- 31
- Regulatory AUM
- $94.1M
- AUM share
- 84.9%
- Avg. per client
- $3.04M
- Clients
- Fewer than 5
- Regulatory AUM
- $46.3K
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $192K
- AUM share
- 0.2%
- Avg. per client
- —
Total
- Clients
- 84
- Regulatory AUM
- $111M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
Fox Financial Services charges 0.75%–1.00% a year for its Portfolio management services. The fee is billed in arrears and is negotiable.
Fee details and sources
Andrew Fox owns 75% or more of Fox Financial Services. The leadership team of Fox Financial Services includes President Andrew Fox. It has 1 employee.
Leadership
Andrew FoxPresident and Chief Compliance Officer- Giovanna FoxSecretary
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
Staff
- 1 employee
- 1 in advisory functions
- 1 state-registered rep
- Owns 75% or more of Fox Financial Services, Inc.
Andrew Fox
Control person · since August 1993
Fox Financial Services’ regulatory assets grew from $86M (January 2021) to $111M (February 2026); clients rose from 64 to 84 and employees fell from 2 to 1.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| February 2026 | $111M | 84 | 1 | 2 |
| February 2025 | $90.9M | 65 | 1 | 2 |
| January 2024 | $84.4M | 64 | 1 | 2 |
| May 2023 | $84.2M | 71 | 1 | 2 |
| February 2022 | $95.7M | 68 | 1 | 1 |
| January 2021 | $86M | 64 | 2 | 1 |
Besides its headquarters, Fox Financial Services has 1 office (1 private residence, listed without an address), with 1 listed address in New York.
New York · 1 listed address
- 1 Barker Avenue, 2nd Floor, White PlainsHQ
Contact and registration details
- Legal name
- Fox Financial Services, Inc.
- Headquarters
- 1 Barker Avenue, 2nd Floor, White Plains, NY 10601
- Website
- foxfinancialservices.com
- Phone
- 914-761-1639
- @fox-financial-services-inc-
- SEC file
- 801-60571
- Structure
- Connecticut corporation
- Fiscal year end
- December
Fox Financial Services uses Fidelity ($111M) as custodian for its separately managed accounts. Fox Financial Services has custody of $2.24M in client assets for 7 clients.
- FidelityNational Financial Services LLC · Boston, MA · $111M100%
At year end, Fox Financial Services’ separately managed accounts were mostly in funds (53%) and stocks (33%).
What the accounts hold
- Stocks33%
- Funds53%
- Cash14%
How many clients does Fox Financial Services have?
Fox Financial Services has 84 clients and manages $111 million for them, as of February 2026. They include 53 individual clients and 31 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 26 February 2026
What services does Fox Financial Services offer?
Fox Financial Services provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Fox Financial Services charge?
Fox Financial Services charges 0.75%–1.00% a year for its Portfolio management services. The fee is billed in arrears and is negotiable.
Source: 02 26 2026 FOX FORM ADV PART 2A AND 2B FINAL, filed 26 February 2026
Which custodians does Fox Financial Services use?
Fox Financial Services’ separately managed account assets are held at National Financial Services LLC (Boston, MA), with $111M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 February 2026
How many financial advisors does Fox Financial Services have?
Fox Financial Services has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Fox Financial Services invest in?
At the end of its last fiscal year, Fox Financial Services’ separately managed accounts held 53% registered funds (mutual funds, ETFs, BDCs), 33% exchange-traded equities and 14% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Fox Financial Services?
Fox Financial Services’ direct owner is Andrew Fox (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 26 February 2026
How does Fox Financial Services get paid?
Fox Financial Services is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Fox Financial Services?
Fox Financial Services’ main office is at 1 Barker Avenue, 2nd Floor, White Plains, NY 10601. Its phone number is 914-761-1639. Its website is foxfinancialservices.com.