Andrew Fox has been President and Chief Compliance Officer of Fox Financial Services since August 1993, is a control person of the firm and directly owns 75% or more of it. Andrew Fox holds a Bachelor's degree in Economics from Colgate University.
Fox Financial Services, Inc. is a White Plains, NY firm with $111M under management, 84 clients and 1 adviser across 2 offices, as of its February 2026 filing.
Andrew Fox founded Fox Financial Services, Inc. in 1993 and focuses on designing and maintaining long-term investment portfolios, primarily for those approaching or enjoying retirement. He also designs strategies for the coordinated execution of corporate stock options. Before founding the firm, he worked as a branch manager for the Kraft Foods Federal Credit Union.
Professional designations
Listed by Fox Financial Services
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Andrew Fox is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from March 2011; the most recent is Connecticut, in February 2023.
- ConnecticutSince 6 February 2023
- New YorkSince 24 May 2021
- TexasResidentSince 14 March 2011
Examinations
No examinations are on Andrew Fox’s record.
- Full name
- Andrew Roger Fox
- CRD
- 4444228
- Firm
- Fox Financial Services · CRD 112506
- Role
- President and Chief Compliance Officer
- Registration
- Investment adviser registration
- In the industry since
- March 2011
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- foxfinancialservices.com
Where does Andrew Fox work?
Andrew Fox has been President and Chief Compliance Officer of Fox Financial Services, Inc. since August 1993, and is a control person of the firm.
Is Andrew Fox a financial advisor?
Yes. Andrew Fox has a current investment-adviser registration in Connecticut, New York and Texas, through Fox Financial Services since March 2011.
How many years of experience does Andrew Fox have?
Andrew Fox has 15 years in the financial industry, since March 2011, across 1 adviser firm.
Is Andrew Fox registered with FINRA?
No. Andrew Fox has no current broker registration.
Is Andrew Fox a CFP?
Fox Financial Services lists Andrew Fox with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Andrew Fox’s record?
Search CRD 4444228 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Andrew Fox’s full registration record.