{"url":"https://nivawealth.com/firms/fox-financial-services-112506","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/112506","regulatoryAum":110861028,"crd":"112506","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4444228","suffix":null,"lastName":"FOX","firstName":"ANDREW","middleName":"ROGER"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-01-26","regulatoryAum":85958644,"clients":64,"employees":2,"offices":1},{"filedOn":"2022-02-04","regulatoryAum":95744794,"clients":68,"employees":1,"offices":1},{"filedOn":"2023-05-23","regulatoryAum":84246534,"clients":71,"employees":1,"offices":2},{"filedOn":"2024-01-26","regulatoryAum":84414860,"clients":64,"employees":1,"offices":2},{"filedOn":"2025-02-13","regulatoryAum":90940423,"clients":65,"employees":1,"offices":2},{"filedOn":"2026-02-26","regulatoryAum":110861028,"clients":84,"employees":1,"offices":2}],"secFileNumber":"801-60571","legalName":"Fox Financial Services, Inc.","displayName":"Fox Financial Services","slug":"fox-financial-services-112506","website":"https://foxfinancialservices.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/112506/3b288a582dcbaacf-r1.webp","tone":"light","width":485,"height":200,"sourceUrl":"https://www.foxfinancialservices.com/","sourceLabel":"FOX Financial Services, Inc., website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/fox-financial-services-inc-","xUrl":"https://twitter.com/foxfinancial","founded":null,"organization":"Connecticut corporation","fiscalYearEnd":"December","headquarters":{"street":"1 Barker Avenue, 2nd Floor","city":"White Plains","state":"NY","stateName":"New York","country":"United States","postalCode":"10601"},"tradeNames":[],"registration":{"secApproved":"12 September 2001","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1316938.4047619049,"staff":{"employees":1,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":110861028,"discretionary":110861028,"discretionaryAccounts":271,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":53,"regulatoryAum":16478320},{"label":"High-net-worth individuals","clients":31,"regulatoryAum":94144506},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":46291},{"label":"Corporations and other businesses","clients":null,"fewerThan5":true,"regulatoryAum":191911}],"feePrograms":[{"role":"main","program":"Portfolio management services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1012177","versionId":1012177,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-02-26","documentName":"02 26 2026 FOX FORM ADV PART 2A AND 2B FINAL","fee_rate_low":0.75,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T12:13:27.480344+00:00","documents":[{"name":"02 26 2026 FOX FORM ADV PART 2A AND 2B FINAL","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1012177","versionId":1012177,"submittedOn":"2026-02-26"}]},"custodians":[{"name":"National Financial Services LLC","shortName":"Fidelity","location":"Boston, MA","smaAssets":110861028}],"custodyNote":"Fox Financial Services has custody of $2.24M in client assets for 7 clients.","otherCustodians":[],"leadership":[{"name":"Andrew Fox","title":"President and Chief Compliance Officer","crd":"4444228"},{"name":"Giovanna Fox","title":"Secretary","crd":"4444230"}],"ownership":[{"label":"Andrew Fox","detail":"President and chief compliance officer in the 75% or more ownership band and a control person, since August 1993."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":1},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"New York","offices":1,"addresses":[{"street":"1 Barker Avenue, 2nd Floor","city":"White Plains","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"914-761-1639","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"51-100","assetMix":[{"label":"Exchange-traded equity securities","percent":33},{"label":"Securities issued by registered investment companies or business development companies","percent":53},{"label":"Cash and cash equivalents","percent":14}],"privateFunds":0},"sources":{"adv1FilingDate":"26 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/112506/PDF/112506.pdf","brochureDate":"26 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1012177","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Fox Financial Services have?","answer":"Fox Financial Services has 84 clients and manages $111 million for them, as of February 2026. They include 53 individual clients and 31 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 26 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Fox Financial Services offer?","answer":"Fox Financial Services provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Fox Financial Services charge?","answer":"Fox Financial Services charges 0.75%–1.00% a year for its Portfolio management services. The fee is billed in arrears and is negotiable.","source":"02 26 2026 FOX FORM ADV PART 2A AND 2B FINAL, filed 26 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Fox Financial Services use?","answer":"Fox Financial Services’ separately managed account assets are held at National Financial Services LLC (Boston, MA), with $111M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Fox Financial Services have?","answer":"Fox Financial Services has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Fox Financial Services invest in?","answer":"At the end of its last fiscal year, Fox Financial Services’ separately managed accounts held 53% registered funds (mutual funds, ETFs, BDCs), 33% exchange-traded equities and 14% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Fox Financial Services?","answer":"Fox Financial Services’ direct owner is Andrew Fox (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 26 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Fox Financial Services get paid?","answer":"Fox Financial Services is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Fox Financial Services?","answer":"Fox Financial Services’ main office is at 1 Barker Avenue, 2nd Floor, White Plains, NY 10601. Its phone number is 914-761-1639. Its website is foxfinancialservices.com.","source":"Form ADV Part 1A, Item 1.F, filed 26 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}