Congress Park Capital provides portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and insurance.
Congress Park Capital reports 145 clients. They include 83 individual clients and 62 high-net-worth individuals. Of its assets, 100.0% ($422M across 453 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 57% | 5% |
| High-net-worth individuals | 43% | 91% |
| Pension and profit-sharing plans | Fewer than 5 | 4% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 83 | $20.9M | 5.0% | $252K |
| High-net-worth individuals | 62 | $383M | 90.7% | $6.18M |
| Pension and profit-sharing plans | Fewer than 5 | $18.5M | 4.4% | — |
| Total | 145 | $422M | 100% | — |
- Clients
- 83
- Regulatory AUM
- $20.9M
- AUM share
- 5.0%
- Avg. per client
- $252K
- Clients
- 62
- Regulatory AUM
- $383M
- AUM share
- 90.7%
- Avg. per client
- $6.18M
- Clients
- Fewer than 5
- Regulatory AUM
- $18.5M
- AUM share
- 4.4%
- Avg. per client
- —
Total
- Clients
- 145
- Regulatory AUM
- $422M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
Congress Park Capital charges 0.25%–2.00% a year for its Asset Management. The fee is billed in advance or in arrears. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Retirement Plan Consulting
- Flat fees range from $750 to $100,000, or a percentage of managed plan assets that will not exceed 1.00%.
Eric Brodwin owns 75% or more of Congress Park Capital. The leadership team of Congress Park Capital includes Chief Investment Officer Eric Brodwin. It has 4 employees, 3 of them in advisory roles.
Leadership
- Eric BrodwinManaging Member, Chief Investment Officer & Chief Compliance Officer
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
Staff
- 4 employees
- 3 in advisory functions
- 3 state-registered reps
- 1 insurance agent
- Owns 75% or more of Congress Park Capital LLC
Eric Brodwin
Control person · since June 2009
Congress Park Capital’s regulatory assets grew 1.6× from $257M (April 2021) to $422M (March 2026); clients rose from 93 to 145 and employees from 3 to 4.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $422M | 145 | 4 | 1 |
| March 2025 | $366M | 135 | 4 | 1 |
| April 2024 | $296M | 116 | 3 | 1 |
| February 2023 | $241M | 108 | 3 | 1 |
| March 2022 | $290M | 106 | 3 | 2 |
| April 2021 | $257M | 93 | 3 | 2 |
Besides its headquarters, Congress Park Capital has 0 offices, with 1 listed address in New York.
New York · 1 listed address
- 57 Phila Street, Saratoga SpringsHQ
Contact and registration details
- Legal name
- Congress Park Capital LLC
- Headquarters
- 57 Phila Street, Saratoga Springs, NY 12866
- Website
- congressparkcapital.com
- Phone
- 518-339-4335
- SEC file
- 801-70181
- Founded
- 2009
- Structure
- New York LLC
- Fiscal year end
- December
Congress Park Capital uses Fidelity ($404M) as custodian for its separately managed accounts. Congress Park Capital has custody of $63.6M in client assets for 54 clients.
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $404M100%
At year end, Congress Park Capital’s separately managed accounts were mostly in stocks (61%) and bonds (24%). Its reported 13F holdings for the quarter ended 30 June 2026 total $370M across 134 positions; the largest are Nuveen Floating Rate Income (7.2%), iShares TR (7.1%) and Alphabet Inc. (4.7%).
What the accounts hold
- Stocks61%
- Funds5%
- Bonds24%
- State and local bonds13%
- Investment grade corporate bonds11%
- Cash10%
Reported 13F holdings
- $370M
- Reported 13F value
- 134
- Positions
- 41.8%
- In the 10 largest
- +13.7%
- Value vs. prior quarter
- Nuveen Floating Rate Income7.2%
- iShares TR · Core S&P500 ETF7.1%
- Alphabet Inc. · Cap Stk CL A4.7%
- Virtus Convertible & Income3.9%
- Invesco Exch Traded FD TR II · Nasdaq 100 ETF3.9%
- iShares TR · Ultra Short Dur3.6%
- Amazon Com Inc.3.5%
- Apple Inc.2.9%
- Nuveen Amt Free Qlty Mun Inc.2.7%
- Mercadolibre Inc.2.4%
Together, the ten largest are 41.8% of reported value.
How many clients does Congress Park Capital have?
Congress Park Capital has 145 clients and manages $422 million for them, as of March 2026. They include 83 individual clients and 62 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 18 March 2026
What services does Congress Park Capital offer?
Congress Park Capital provides portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and insurance.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Congress Park Capital charge?
Congress Park Capital charges 0.25%–2.00% a year for its Asset Management. The fee is billed in advance or in arrears.
Source: CPC - ADV PART 2A: FIRM BROCHURE, filed 18 March 2026
Which custodians does Congress Park Capital use?
Congress Park Capital’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $404M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 March 2026
How many financial advisors does Congress Park Capital have?
Congress Park Capital has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Congress Park Capital invest in?
At the end of its last fiscal year, Congress Park Capital’s separately managed accounts held 61% exchange-traded equities, 13% state and local bonds, 11% investment grade corporate bonds, 10% cash and equivalents and 5% registered funds (mutual funds, ETFs, BDCs).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Congress Park Capital?
Congress Park Capital’s direct owner is Eric Brodwin (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 18 March 2026
How does Congress Park Capital get paid?
Congress Park Capital is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Congress Park Capital?
Congress Park Capital’s main office is at 57 Phila Street, Saratoga Springs, NY 12866. Its phone number is 518-339-4335. Its website is congressparkcapital.com.