Michael Steiner has been an investment adviser representative at Congress Park Capital since June 2012, and is not listed among the firm’s executive officers or direct owners.
Congress Park Capital LLC is a Saratoga Springs, NY firm with $422M under management, 145 clients and 3 advisers in one office, as of its March 2026 filing.
Michael Steiner’s longest registration is the current one, 14 years at Congress Park Capital since 2012. Before joining Congress Park Capital in 2012, Michael Steiner was registered through PKS Advisory Services, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- Congress Park Capital LLCCurrent– present · 14 yearsSaratoga Springs, NY · Adviser representative · Firm CRD 150309
- PKS Advisory Services, LLC– · 1 yearAlbany, NY · Adviser representative · Firm CRD 125648
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 3 yearsClifton Park, NY · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Michael Steiner is registered as an investment adviser representative in 2 states. The first approvals date from June 2012; the most recent is New York, in April 2021.
- ConnecticutSince 25 June 2012
- New YorkSince 1 April 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 31 | Futures Managed Funds Examination | 12 May 2005 |
| Series 66 | Uniform Combined State Law Examination | 6 May 2005 |
| Series 7 | General Securities Representative Examination | 15 April 2005 |
- Name
- Futures Managed Funds Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Michael James Steiner
- CRD
- 4922988
- Firm
- Congress Park Capital · CRD 150309
- Office
- 57 PHILA STREET, Saratoga Springs, NY 12866
- Registration
- Investment adviser registration
- In the industry since
- June 2007
- Disciplinary history
- Not yet shown here · SEC record
Where does Michael Steiner work?
Michael Steiner is an investment adviser representative registered through Congress Park Capital LLC since June 2012, and is not listed among the firm’s executive officers or direct owners.
Is Michael Steiner a financial advisor?
Yes. Michael Steiner has a current investment-adviser registration in Connecticut and New York, through Congress Park Capital since June 2012.
How many years of experience does Michael Steiner have?
Michael Steiner has 19 years in the financial industry, since June 2007, across 3 adviser firms.
What exams has Michael Steiner passed?
Michael Steiner has passed 3 licensing exams: the Series 7, Series 66 and Series 31. The earliest, the Series 7, was passed in April 2005.
Where did Michael Steiner work before Congress Park Capital?
Before Congress Park Capital, Michael Steiner was registered through PKS Advisory Services, LLC, March 2011 to June 2012; Merrill Lynch, Pierce, Fenner & Smith Incorporated, September 2005 to May 2009.
Where is Michael Steiner based?
Michael Steiner’s registered office is in Saratoga Springs, NY.
Is Michael Steiner registered with FINRA?
No. Michael Steiner has no current broker registration.
How can I verify Michael Steiner’s record?
Search CRD 4922988 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michael Steiner’s full registration record.