Eric Brodwin has been Managing Member, Chief Investment Officer & Chief Compliance Officer of Congress Park Capital since June 2009, is a control person of the firm and directly owns 75% or more of it.
Congress Park Capital LLC is a Saratoga Springs, NY firm with $422M under management, 145 clients and 3 advisers in one office, as of its March 2026 filing.
- Congress Park Capital LLCCurrent– present · 17 yearsSaratoga Springs, NY · Adviser representative · Firm CRD 150309
Investment adviser representative registrations
Eric Brodwin is registered as an investment adviser representative in 2 states. The first approvals date from August 2009; the most recent is New York, in April 2021.
- ConnecticutSince 10 August 2009
- New YorkSince 1 April 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 11 September 2009 |
| Series 66 | Uniform Combined State Law Examination | 19 December 2002 |
| Series 7 | General Securities Representative Examination | 6 December 2002 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 4595310
- Firm
- Congress Park Capital · CRD 150309
- Role
- Managing Member, Chief Investment Officer & Chief Compliance Officer
- Office
- Saratoga Springs, NY
- Registration
- Investment adviser registration
- In the industry since
- August 2009
- Disciplinary history
- Not yet shown here · SEC record
Where does Eric Brodwin work?
Eric Brodwin has been Managing Member, Chief Investment Officer & Chief Compliance Officer of Congress Park Capital LLC since June 2009, and is a control person of the firm.
Is Eric Brodwin a financial advisor?
Yes. Eric Brodwin has a current investment-adviser registration in Connecticut and New York, through Congress Park Capital since August 2009.
How many years of experience does Eric Brodwin have?
Eric Brodwin has 17 years in the financial industry, since August 2009, across 1 adviser firm.
What exams has Eric Brodwin passed?
Eric Brodwin has passed 3 licensing exams: the Series 7, Series 66 and Series 65. The earliest, the Series 7, was passed in December 2002.
Where is Eric Brodwin based?
Eric Brodwin’s registered office is in Saratoga Springs, NY.
Is Eric Brodwin registered with FINRA?
No. Eric Brodwin has no current broker registration.
How can I verify Eric Brodwin’s record?
Search CRD 4595310 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Eric Brodwin’s full registration record.