Minichmacgregor Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, educational seminars, insurance, and retirement plan services. Financial planning was provided to 251–500 clients last fiscal year.
Minichmacgregor Wealth Management reports 928 clients. They include 711 individual clients, 193 high-net-worth individuals, and 19 pension and profit-sharing plans. Of its assets, 100.0% ($723M across 2,845 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 77% | 36% |
| High-net-worth individuals | 21% | 55% |
| Pension and profit-sharing plans | 2% | 9% |
| Corporations and other businesses | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 711 | $262M | 36.2% | $368K |
| High-net-worth individuals | 193 | $398M | 55.1% | $2.06M |
| Pension and profit-sharing plans | 19 | $61.6M | 8.5% | $3.24M |
| Corporations and other businesses | 5 | $1.31M | 0.2% | $262K |
| Total | 928 | $723M | 100% | $779K |
- Clients
- 711
- Regulatory AUM
- $262M
- AUM share
- 36.2%
- Avg. per client
- $368K
- Clients
- 193
- Regulatory AUM
- $398M
- AUM share
- 55.1%
- Avg. per client
- $2.06M
- Clients
- 19
- Regulatory AUM
- $61.6M
- AUM share
- 8.5%
- Avg. per client
- $3.24M
- Clients
- 5
- Regulatory AUM
- $1.31M
- AUM share
- 0.2%
- Avg. per client
- $262K
Total
- Clients
- 928
- Regulatory AUM
- $723M
- AUM share
- 100%
- Avg. per client
- $779K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 251–500
Minichmacgregor Wealth Management charges 0.50%–2.50% a year for its Portfolio Management Services. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning/Consulting Services
- Financial planning and consulting are a fixed fee of $750 to $5,000 or an hourly fee of $200 to $300, negotiated case by case.
James Minich owns 50% to 75% of Minichmacgregor Wealth Management. The leadership team of Minichmacgregor Wealth Management includes Chief Compliance Officer Michele Tellstone. It has 10 employees, 7 of them in advisory roles.
Leadership
- Michele TellstoneChief Compliance Officer
James MinichManaging Member
Jason MacgregorManaging Member
Investment adviser representatives
8 representatives listed in the SEC register as of 9 October 2026.
Staff
- 10 employees
- 7 in advisory functions
- 8 state-registered reps
- 1 soliciting firm
- Owns 50% to 75% of Minichmacgregor Wealth Management, LLC
James Minich
Control person · since September 2009
- Owns 50% to 75% of Minichmacgregor Wealth Management, LLC
Jason Macgregor
Control person · since September 2009
Minichmacgregor Wealth Management’s regulatory assets grew 2.1× from $352M (July 2021) to $723M (May 2026); clients rose from 689 to 928 and employees from 8 to 10.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| May 2026 | $723M | 928 | 10 | 3 |
| April 2025 | $630M | 863 | 10 | 3 |
| April 2024 | $501M | 806 | 9 | 3 |
| May 2023 | $406M | 773 | 9 | 3 |
| June 2022 | $449M | 744 | 8 | 3 |
| July 2021 | $352M | 689 | 8 | 2 |
Besides its headquarters, Minichmacgregor Wealth Management has 2 offices (1 private residence, listed without an address), with 2 listed addresses in New York and Wisconsin.
New York · 1 listed address
- 21 Congress Street, Suite 203, Saratoga SpringsHQ
Wisconsin · 1 listed address
- 125 West Madison St., Spring Green
Contact and registration details
- Legal name
- Minichmacgregor Wealth Management, LLC
- Headquarters
- 21 Congress Street, Suite 203, Saratoga Springs, NY 12866
- Website
- mmwealth.com
- Phone
- 518-499-4565
- SEC file
- 801-70490
- Founded
- 2009
- Structure
- New York LLC
- Fiscal year end
- December
Minichmacgregor Wealth Management uses Charles Schwab ($636M) as custodian for its separately managed accounts. Minichmacgregor Wealth Management does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $636M100%
At year end, Minichmacgregor Wealth Management’s separately managed accounts were mostly in funds (68%) and stocks (27%). Its reported 13F holdings for the quarter ended 30 June 2026 total $659M across 150 positions; the largest are SPDR Gold TR (5.0%), iShares TR (4.2%) and Pimco ETF TR (3.6%).
What the accounts hold
- Stocks27%
- Funds68%
- Bonds3%
- U.S. government and agency bonds1%
- State and local bonds1%
- Investment grade corporate bonds1%
- Cash2%
Reported 13F holdings
- $659M
- Reported 13F value
- 150
- Positions
- 33.5%
- In the 10 largest
- +16.3%
- Value vs. prior quarter
- SPDR Gold TR · Gold Shs5.0%
- iShares TR · iShares Semicdtr4.2%
- Pimco ETF TR · Multisector BD3.6%
- Vanguard Intl Equity Index F · FTSE Emr Mkt ETF3.5%
- iShares Inc. · MSCI Emrg Chn3.5%
- iShares TR · US Telecom ETF3.2%
- Nvidia Corporation2.8%
- SPDR Series Trust · ST Str SP Telco2.7%
- Schwab Strategic TR · US Lrg Cap ETF2.6%
- iShares TR · US Aer Def ETF2.5%
Together, the ten largest are 33.5% of reported value.
How many clients does Minichmacgregor Wealth Management have?
Minichmacgregor Wealth Management has 928 clients and manages $723 million for them, as of May 2026. They include 711 individual clients, 193 high-net-worth individuals, and 19 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 14 May 2026
What services does Minichmacgregor Wealth Management offer?
Minichmacgregor Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, educational seminars, insurance, and retirement plan services.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Minichmacgregor Wealth Management charge?
Minichmacgregor Wealth Management charges 0.50%–2.50% a year for its Portfolio Management Services. The fee is billed in advance and is negotiable.
Source: MINICHMACGREGOR WEALTH MANAGEMENT, LLC ADV BROCHURE, filed 14 May 2026
Which custodians does Minichmacgregor Wealth Management use?
Minichmacgregor Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $636M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 14 May 2026
How many financial advisors does Minichmacgregor Wealth Management have?
Minichmacgregor Wealth Management has 8 investment adviser representatives registered with state securities authorities, out of 10 employees, and 7 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Minichmacgregor Wealth Management invest in?
At the end of its last fiscal year, Minichmacgregor Wealth Management’s separately managed accounts held 68% registered funds (mutual funds, ETFs, BDCs), 27% exchange-traded equities, 2% cash and equivalents, 1% U.S. government and agency bonds, 1% state and local bonds and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Minichmacgregor Wealth Management?
Minichmacgregor Wealth Management’s direct owners are James Minich (50% to 75%) and Jason Macgregor (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 14 May 2026
How does Minichmacgregor Wealth Management get paid?
Minichmacgregor Wealth Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Minichmacgregor Wealth Management?
Minichmacgregor Wealth Management’s main office is at 21 Congress Street, Suite 203, Saratoga Springs, NY 12866. Its phone number is 518-499-4565. Its website is mmwealth.com.