Brenton Smith has been an investment adviser representative at Minichmacgregor Wealth Management since August 2025, and is not listed among the firm’s executive officers or direct owners. Brenton Smith holds a Bachelor of Science in Business Administration from SUNY Buffalo.
Minichmacgregor Wealth Management, LLC is a Saratoga Springs, NY firm with $723M under management, 928 clients and 7 advisers across 3 offices, as of its May 2026 filing.
Brenton Smith is Financial Planner of Minich MacGregor Wealth Management. Since 2012 he has specialized in comprehensive retirement planning, working with individuals. He also works with self-employed professionals and small business owners, advising them on the design and implementation of retirement plans for personal and business objectives.
Brenton Smith’s longest registration was 3 years at Private Advisor Group, LLC (2022–2025). Before joining Minichmacgregor Wealth Management in 2025, Brenton Smith was registered through Private Advisor Group, LLC and Del-Sette Capital Management, LLC.
- – present · 1 yearAlbany, NY · Adviser representative · Firm CRD 151237
- Private Advisor Group, LLC– · 3 yearsOswego, NY · Adviser representative · Firm CRD 155216
- Del-Sette Capital Management, LLC– · 2 yearsSchenectady, NY · Adviser representative · Firm CRD 159052
Professional designations
Listed by Minichmacgregor Wealth Management
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Brenton Smith is registered as an investment adviser representative in New York, since August 2025.
- New YorkSince 26 August 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 15 June 2012 |
| Series 7 | General Securities Representative Examination | 1 June 2012 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Brenton Wesley Smith
- CRD
- 6030661
- Firm
- Minichmacgregor Wealth Management · CRD 151237
- Office
- 428 SAND CREEK RD, Albany, NY 12205
- Registration
- Investment adviser registration
- In the industry since
- September 2012
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- mmwealth.com
Where does Brenton Smith work?
Brenton Smith is an investment adviser representative registered through Minichmacgregor Wealth Management, LLC since August 2025, and is not listed among the firm’s executive officers or direct owners.
Is Brenton Smith a financial advisor?
Yes. Brenton Smith has a current investment-adviser registration in New York, through Minichmacgregor Wealth Management since August 2025.
How many years of experience does Brenton Smith have?
Brenton Smith has 14 years in the financial industry, since September 2012, across 3 adviser firms.
What exams has Brenton Smith passed?
Brenton Smith has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in June 2012. FINRA credited Brenton Smith with the SIE, which began in October 2018.
Where did Brenton Smith work before Minichmacgregor Wealth Management?
Before Minichmacgregor Wealth Management, Brenton Smith was registered through Private Advisor Group, LLC, March 2022 to August 2025; Del-Sette Capital Management, LLC, November 2019 to February 2022.
Where is Brenton Smith based?
Brenton Smith’s registered office is in Albany, NY.
Is Brenton Smith registered with FINRA?
No. Brenton Smith has no current broker registration.
Is Brenton Smith a CFP?
Minichmacgregor Wealth Management lists Brenton Smith with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Brenton Smith’s record?
Search CRD 6030661 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brenton Smith’s full registration record.
