Michele Tellstone has been Chief Compliance Officer of Minichmacgregor Wealth Management since January 2016, is a control person of the firm and directly owns under 5% of it.
Minichmacgregor Wealth Management, LLC is a Saratoga Springs, NY firm with $723M under management, 928 clients and 7 advisers across 3 offices, as of its May 2026 filing.
Michele Tellstone’s longest registration is the current one, 10 years at Minichmacgregor Wealth Management since 2016. Before joining Minichmacgregor Wealth Management in 2016, Michele Tellstone was registered through PKS Advisory Services, LLC and Essex National Securities, Inc.
- – present · 10 yearsSaratoga Springs, NY · Adviser representative · Firm CRD 151237
- PKS Advisory Services, LLC– · 7 yearsAlbany, NY · Adviser representative · Firm CRD 125648
- Essex National Securities, Inc.– · under a yearAlbany, NY · Adviser representative · Firm CRD 25454
- Quick & Reilly, Inc.– · under a yearAlbany, NY · Adviser representative · Firm CRD 11217
Investment adviser representative registrations
Michele Tellstone is registered as an investment adviser representative in New York, since May 2021.
- New YorkSince 9 May 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 12 July 2005 |
| Series 65 | Uniform Investment Adviser Law Examination | 8 July 2002 |
| Series 7 | General Securities Representative Examination | 13 November 2001 |
| Series 63 | Uniform Securities Agent State Law Examination | 5 December 2000 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 4 December 2000 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Michele Anne Tellstone
- CRD
- 4296759
- Firm
- Minichmacgregor Wealth Management · CRD 151237
- Role
- Chief Compliance Officer
- Office
- 21 CONGRESS STREET, SUITE 203, Saratoga Springs, NY 12866
- Registration
- Investment adviser registration
- In the industry since
- May 2001
- Disciplinary history
- Not yet shown here · SEC record
Where does Michele Tellstone work?
Michele Tellstone has been Chief Compliance Officer of Minichmacgregor Wealth Management, LLC since January 2016, and is a control person of the firm.
Is Michele Tellstone a financial advisor?
Yes. Michele Tellstone has a current investment-adviser registration in New York, through Minichmacgregor Wealth Management since March 2016.
How many years of experience does Michele Tellstone have?
Michele Tellstone has 25 years in the financial industry, since May 2001, across 4 adviser firms.
What exams has Michele Tellstone passed?
Michele Tellstone has passed 5 licensing exams: the Series 6, Series 63, Series 7, Series 65 and Series 24. The earliest, the Series 6, was passed in December 2000. FINRA credited Michele Tellstone with the SIE, which began in October 2018.
Where did Michele Tellstone work before Minichmacgregor Wealth Management?
Before Minichmacgregor Wealth Management, Michele Tellstone was registered through PKS Advisory Services, LLC, January 2007 to January 2015; Essex National Securities, Inc., January 2003 to June 2003; Quick & Reilly, Inc., November 2002 to December 2002.
Where is Michele Tellstone based?
Michele Tellstone’s registered office is in Saratoga Springs, NY.
Is Michele Tellstone registered with FINRA?
No. Michele Tellstone has no current broker registration.
How can I verify Michele Tellstone’s record?
Search CRD 4296759 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michele Tellstone’s full registration record.
