King Wealth Management Group provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, estate planning, insurance, and tax planning. Financial planning was provided to 51–100 clients last fiscal year.
King Wealth Management Group reports 719 clients. They include 460 individual clients, 248 high-net-worth individuals, and 11 corporations and other businesses. Of its assets, 99.6% ($1.08B across 1,881 accounts) are managed with discretion; $4.27M across 13 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 64% | 16% |
| High-net-worth individuals | 34% | 81% |
| Pension and profit-sharing plans | Fewer than 5 | <1% |
| Charitable organizations | Fewer than 5 | <1% |
| Corporations and other businesses | 2% | 3% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 460 | $170M | 15.7% | $371K |
| High-net-worth individuals | 248 | $878M | 81.0% | $3.54M |
| Pension and profit-sharing plans | Fewer than 5 | $1.7M | 0.2% | — |
| Charitable organizations | Fewer than 5 | $668K | 0.1% | — |
| Corporations and other businesses | 11 | $33.5M | 3.1% | $3.05M |
| Total | 719 | $1.08B | 100% | — |
- Clients
- 460
- Regulatory AUM
- $170M
- AUM share
- 15.7%
- Avg. per client
- $371K
- Clients
- 248
- Regulatory AUM
- $878M
- AUM share
- 81.0%
- Avg. per client
- $3.54M
- Clients
- Fewer than 5
- Regulatory AUM
- $1.7M
- AUM share
- 0.2%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $668K
- AUM share
- 0.1%
- Avg. per client
- —
- Clients
- 11
- Regulatory AUM
- $33.5M
- AUM share
- 3.1%
- Avg. per client
- $3.05M
Total
- Clients
- 719
- Regulatory AUM
- $1.08B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
King Wealth Management Group charges up to 1.50% a year for its Investment Management Fees. The fee is billed in advance, is negotiable and has a $500 annual minimum. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Stand-alone Financial Planning
- Stand-alone financial planning is a fixed fee between $2,500 and $10,000, depending on the scope and length of the agreed services.
Lawrence King owns 75% or more of King Wealth Management Group. The leadership team of King Wealth Management Group includes President Daniel Gale. It has 8 employees.
Leadership
- Daniel GaleVice President
- Lawrence KingPresident/CCO
- Sally KingTreasurer
- Jane QuinnSecretary
Investment adviser representatives
9 representatives listed in the SEC register as of 9 October 2026.
- Daniel Paul Gale
- Lawrence Edgar King
- Nathaniel Jan King
- Michele Marie Martin
- Sean Bradley Moynahan
- Jane Marie Quinn
- Jolyn Conway Sweet
- Kenneth Jorma Terpening
- Patricia Marie Walton
Staff
- 8 employees
- 8 in advisory functions
- 8 state-registered reps
- Owns 75% or more of King Wealth Management Group, LLC
Lawrence King
Control person · since February 2012
King Wealth Management Group’s regulatory assets grew 1.7× from $620M (February 2021) to $1.08B (January 2026); clients rose from 582 to 719 and employees from 7 to 8.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| January 2026 | $1.08B | 719 | 8 | 3 |
| June 2025 | $931M | 674 | 7 | 3 |
| April 2024 | $751M | 712 | 8 | 2 |
| May 2023 | $633M | 642 | 8 | 9 |
| July 2022 | $726M | 607 | 8 | 9 |
| February 2021 | $620M | 582 | 7 | 6 |
Besides its headquarters, King Wealth Management Group has 2 offices (1 private residence, listed without an address), with 2 listed addresses in Florida and New York.
Florida · 1 listed address
- 4850 Tamiami Trail North, Naples
New York · 1 listed address
- 270 West Circular Street, Suite 1, Saratoga SpringsHQ
Contact and registration details
- Legal name
- King Wealth Management Group, LLC
- Headquarters
- 270 West Circular Street, Suite 1, Saratoga Springs, NY 12866
- Phone
- 518-306-5640
- SEC file
- 801-73023
- Founded
- 2012
- Structure
- Delaware LLC
- Fiscal year end
- December
King Wealth Management Group uses Fidelity ($1.08B) as custodian for its separately managed accounts. King Wealth Management Group has custody of $287M in client assets for 191 clients.
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $1.08B100%
At year end, King Wealth Management Group’s separately managed accounts were largely in stocks (43%) and funds (39%). Its reported 13F holdings for the quarter ended 30 June 2026 total $914K across 176 positions; the largest are iShares TR Ivv (14.4%), Invesco Qqq TR (9.7%) and State Str SPDR S&P 500 ETF Spy (6.6%).
What the accounts hold
- Stocks43%
- Funds39%
- Bonds11%
- U.S. government and agency bonds8%
- State and local bonds2%
- Investment grade corporate bonds1%
- Cash7%
Reported 13F holdings
- $914K
- Reported 13F value
- 176
- Positions
- 57.6%
- In the 10 largest
- +14.3%
- Value vs. prior quarter
- iShares TR IvvETF14.4%
- Invesco Qqq TRETF9.7%
- State Str SPDR S&P 500 ETF SpyETF6.6%
- Nvidia Corporation4.7%
- Microsoft Corp.4.7%
- Apple Inc.4.7%
- iShares TR IjhETF3.5%
- iShares TR IjrETF3.4%
- Alphabet Inc. Googl · Cap Stk CL A3.1%
- JPMORGAN Chase & CO2.9%
Together, the ten largest are 57.6% of reported value.
How many clients does King Wealth Management Group have?
King Wealth Management Group has 719 clients and manages $1.08 billion for them, as of January 2026. They include 460 individual clients, 248 high-net-worth individuals, and 11 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 27 January 2026
What services does King Wealth Management Group offer?
King Wealth Management Group provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, estate planning, insurance, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does King Wealth Management Group charge?
King Wealth Management Group charges up to 1.50% a year for its Investment Management Fees. The fee is billed in advance, is negotiable and has a $500 annual minimum.
Source: KING WEALTH MANAGEMENT GROUP DISCLOSURE BROCHURE, filed 27 January 2026
Which custodians does King Wealth Management Group use?
King Wealth Management Group’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $1.08B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 January 2026
How many financial advisors does King Wealth Management Group have?
King Wealth Management Group has 8 investment adviser representatives registered with state securities authorities, out of 8 employees, and 8 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does King Wealth Management Group invest in?
At the end of its last fiscal year, King Wealth Management Group’s separately managed accounts held 43% exchange-traded equities, 39% registered funds (mutual funds, ETFs, BDCs), 8% U.S. government and agency bonds, 7% cash and equivalents, 2% state and local bonds and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns King Wealth Management Group?
King Wealth Management Group’s direct owner is Lawrence King (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 27 January 2026
How does King Wealth Management Group get paid?
King Wealth Management Group is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact King Wealth Management Group?
King Wealth Management Group’s main office is at 270 West Circular Street, Suite 1, Saratoga Springs, NY 12866. Its phone number is 518-306-5640. Its website is kingwealthmanagementgroup.com.