Osaic Wealth: AUM & Ownership

Clients

Osaic Wealth serves 575,512 clients, 513,910 of them other individuals. The average client has about $408,000 with the firm, and high-net-worth clients hold 48% of its $234.9 billion in assets.

Regulatory assets by client type

Individuals513,910 clients48%
High-net-worth individuals55,457 clients48%
Corporations and other businesses4,024 clients2%
OtherBanking or thrift institutions, Pooled investment vehicles, Pension and profit-sharing plans, Charitable organizations, State or municipal government entities1%

Show client breakdown

Client type	Clients	Regulatory AUM	Share	Avg. per client
Individuals (other than HNW)	513,910	$113,443,277,042	48.3%	$221K
High-net-worth individuals	55,457	$113,356,048,108	48.3%	$2.04M
Banking or thrift institutions	2	$985,309	0.0%	$493K
Pooled investment vehicles	3	$224,391	0.0%	$75K
Pension and profit-sharing plans	1,251	$1,070,582,741	0.5%	$856K
Charitable organizations	855	$1,602,628,971	0.7%	$1.87M
State or municipal government entities	10	$14,408,499	0.0%	$1.44M
Corporations and other businesses	4,024	$5,370,363,679	2.3%	$1.33M
Total	575,512	$234,858,518,740	100%	$408K

Individuals (other than HNW)

Clients: 513,910
Regulatory AUM: $113,443,277,042
Share: 48.3%
Avg. per client: $221K

High-net-worth individuals

Clients: 55,457
Regulatory AUM: $113,356,048,108
Share: 48.3%
Avg. per client: $2.04M

Banking or thrift institutions

Clients: 2
Regulatory AUM: $985,309
Share: 0.0%
Avg. per client: $493K

Pooled investment vehicles

Clients: 3
Regulatory AUM: $224,391
Share: 0.0%
Avg. per client: $75K

Pension and profit-sharing plans

Clients: 1,251
Regulatory AUM: $1,070,582,741
Share: 0.5%
Avg. per client: $856K

Charitable organizations

Clients: 855
Regulatory AUM: $1,602,628,971
Share: 0.7%
Avg. per client: $1.87M

State or municipal government entities

Clients: 10
Regulatory AUM: $14,408,499
Share: 0.0%
Avg. per client: $1.44M

Corporations and other businesses

Clients: 4,024
Regulatory AUM: $5,370,363,679
Share: 2.3%
Avg. per client: $1.33M

Total

Clients: 575,512
Regulatory AUM: $234,858,518,740
Share: 100%
Avg. per client: $408K

What it does

Osaic Wealth provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers and educational seminars. It is paid through a percentage of assets, hourly charges and fixed fees.

Osaic Wealth provided financial planning to 18,000 clients last fiscal year and advises no private funds.

68.6% of assets ($161.04B across 575,960 accounts) are managed with discretion; $73.81B across 274,837 accounts are not. $58.34B sits in a wrap fee program the firm both sponsors and manages. 0% of clients are outside the U.S., and 56,660 clients received advice without assets under management last fiscal year.

What the accounts hold

Separately managed account assets by class, year end

Stocks49%
Funds46%
Bonds3%
- U.S. government and agency bonds1%
- State and local bonds1%
- Investment grade corporate bonds1%
Cash2%

Custodians

Osaic Wealth’s client accounts are held mainly at Pershing, with 51% of managed assets, and Fidelity, with 33%. Osaic Wealth has custody of $195.94B for 413,922 clients.

Managed account assets by custodian

PershingPershing LLC · Jersey City, NJ · $119.32B51%
FidelityNational Financial Services LLC · Boston, MA · $76.62B33%
All other custodians$38.92B17%

Ownership and leadership

Osaic, Inc. owns 75% or more of Osaic Wealth.

Who owns the firm

Osaic Wealth, Inc.· the adviser

Osaic, Inc.
Control person · since January 2004
Owns 75% or more of Osaic Wealth, Inc.
- Osaic Holdings, Inc.
  Control person · since May 2016
  Owns 75% or more of Osaic, Inc.
  - Ag Parent Corporation
    Control person · since August 2019
    Owns 75% or more of Osaic Holdings, Inc.
    - Osaic Financial Services, Inc.
      Control person · since May 2020
      Owns 75% or more of Ag Parent Corporation
      - Ag Intermediate Corporation
        Control person · since May 2020
        Owns 75% or more of Osaic Financial Services, Inc.

Leadership

Shannon Reid
CEO, President, Director
Shawn Mihal
SVP, Chief Compliance Officer
Erinn June Ford
Director
Christopher Mitchell
Corporate Treasurer, Financial Principal
James Price
Chairman
Matthew Schlueter
EVP, Operations and Technology Solutions, Director

Staff

8,979 employees
7,143 in advisory functions
6,297 state-registered reps
7,655 broker-dealer reps
5,447 insurance agents
176 soliciting firms

Fees

Osaic Wealth is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees).

Osaic Wealth’s fee rates are not included in this profile. Find its brochure on the SEC’s site.

Offices and registrations

Besides its headquarters, Osaic Wealth has 5,586 offices, with 26 listed addresses across 16 states.

Listed office addresses by state

Arizona · 1 listed address

18700 N. Hayden Road, Suite 255, ScottsdaleHQ

Other business names

Osaic Wealth has reported 2,292 other business names to the SEC.

1752 Financial Solutions, LLC
1865 Wealth Advisors at Bank on Buffalo
1865 Wealth Advisors at CNB Bank
1865 Wealth Advisors at Eriebank
1865 Wealth Advisors at FC Bank
1865 Wealth Advisors at Impressia Bank
1st Financial Services
1st Step Financial
2 Sisters Financial
20/20 Financial Group
20/20 Wealth Management Group
21st Century Financial Services
21st Century Securities
2nd Opinion Partners
3g Financial
3rd Coast Financial
401kconcepts
435 Financial
457 Plan Service Group
88 Prosperity Wealth Management
A Life Well Spent
A&m Financial
A&m Financial Services
A. Geoffrey Wade Financial Services LLC
A. Gray Financial
A.B. Campbell & Associates
A.M. Ginsberg Advisory Group
A2z Wealth Management
A3 Financial Planning
Abd Insurance and Financial Services
Abels Financial Services LTD
Absolute Financial Planning
Acacia Wealth Management
Academy Financial, Inc
Acerra & Associates
Acord & Fong Wealth Strategies
Acorn Consulting Services Inc
Acorn Tax and Wealth Advisors
Acosta Wealth Management
Acre Equity Advisors
Act Financial Services, Inc
Actuarial Wealth Management
Adg Financial Services
Admiral Financial
Adv
Advance Financial Group
Advanced Business Partners Cascade
Advanced Capital Strategies
Advanced Financial Consultants
Advantage Financial Group
Advantage Financial Services
Advantage Wealth Management
Advent Financial Services
Advisor Service Group LLC Wealth Management
Advisor Services Group LLC
Advisors Financial Group
Aegis Consulting
Aegis Financial Partners
Aera Advisory and Wealth Management
Afc Planning Group

Show all 2,292 names

Afr Financial Group
Agarwood Wealth
Aggregate Wealth Management
Agp Financial
Agribusiness Succession Advisors, LLC
Agrifamily Financial Solutions
Aiello Wealth Management
Ainley Financial Group
Alabama Rural Electric Wealth Advisory
All American Wealth
All in Financial
Allaire Financial Strategies
Allegiance Financial Advisors, Inc.
Allegiance Financial Partners
Allegiant Investments and Insurance
Allen Wealth Strategeis
Alliance Financial Services
Alliance Wealth Management
Alliant Financial Solutinos
Alliant Financial Solutions
Allied Asset Management
Allied Financial Partners
Allied Financial Services
Allied Wealth Management LLC
Allison Wealth Management
Alllison Wealth Management
Alpha Omega Wealth Partners
Alpine Planning Group
Alta Financial
Alter Retirement Planning
Amanda M. Bonomi, E.a., CFP
American Benefit Consultants, Inc.
American Benefit Financial Services, Inc.
American Financial Services
American Portfolios Financial Services, Inc
American Premier Financial Group
American Wealth Management
American Wealth Partners
American Wealth Strategy Group
Ameriflex
Ameriflex Financial Services
Ameriwealth Retirement Services
Ames Financial & Retirement Solutions
Amon & Associates
Amp Consulting Group
Anchor Wealth Management Inc.
Anderson Financial Services
Anderson Wealth Advisors, LLC
Anderson Wealth Management
Anderson-Hansen Team
Anderson-Vanhorne Associates
Anderson-Vanhorne Insurance & Financial
Andstead Advisors
Angela Martin Financial
Angela Miller Financial & Insurance Services
Ann M. Morocco
Anthony Giuliano
Appalachian Wealth Management
Appel Insurance Advisors, LLC
April Wilson Financial
Aquidneck Wealth Management, LLC
Araneo Tax and Financial
Arata Investment Management
Arbeiter & Badiuk
Arbor Group Advisors
Arcade Wealth Advisors
Arch Wealth Advisors
Arise Wealth Strategies
Arktos Wealth Management
Arlen Financial
Armstrong & Associates
Armstrong Wealth Management
Arre Investment Services
Arter Financial Strategies
Ascend Wealth Partners, LLC
Ascent Advisors
Ascent Wealth Solutions
Aspencross Wealth Management
Aspire Financial Group
Aspire Financial Group, LLC
Aspire Financial Partners
Asset & Wealth Management
Asset Planning & Management
Asset Wealth Management Services, Inc.
Asset and Wealth Management Group LLC
Associated Financial Consultants & Inves
Associated Financial Consultants Inc
Associated Investor Services, Inc.
Astor Financial Group
Astute Wealth Management
Astyr Wealth
Athena Fiduciary Advising LLC
Athena Wealth Strategies
Atlantic Advisors, LLC
Atlantic Partners Financial Group
Atlantis Financial
Atlantis Wealth Management
Atlas Financial
Atlas Financial Planning
Atm Financial Services
Atrium Financial Associates
Atrium Wealth Advisors
Att Financial Group
Attain Wealth Planning LLC
Atticus Wealth Management
Augustine Financial Group
Avh Invest
Aviso Wealth Management
Axion Financial Group
Azose Johnson & Associates
B & C Financial Services, LLC
B.E.S. Financial
BCF Wealth Strategies
BDL Advisors
BDL Advisors, LLC
BDM Financial Advisors
BHL Financial Services
BHT Wealth Management, LLC
BJFS, LLC
BPG Wealth Management LLC Powered by Business Planning Group
BR Wealth Advisor
BSCC Financial
BTC Financial Services
Backcountry Insurance Services
Bailey Financial Planning, LLC
Bailey Financial Services
Bailey Wealth Advisors
Baillie & Assoc Wealth Management
Bair Financial Services
Baize Financial Concepts
Baker Street Financial Services, LLC
Bala Financial Group, Inc.
Balanced Wealth Management
Baldwin & Clark Advisor Services
Balthazor & Strube Financial & Insurance Services
Bank on Buffalo Investment Advisors
Banks Wealth Management
Barbara Treadwell, LLC
Barber Financial Co
Barefoot Financial Planning
Barker Financial Services
Barnas Financial
Barone Financial Group
Barrett Financial
Barthen Financial & Insurance Services
Bartler Wealth Management Group
Bateman & Co.
Baumann Financial
Baxi Insurance and Financial Services
Baxter & Associates, Inc.
Bay Investment Group
Bay View Capital
Bayside Financial Strategies
Bc&i Wealth Management
Beach House Wealth Management
Beacon Balanced Wealth
Beaconpath Wealth Management
Beane Atkinson Financial Services
Beane Financial Consulting
Beaulieu Financial Group
Beaulieu Wealth Management
Bednar Financial Group
Belay Wealth Partners
Belcher Financial Group
Belmont Tax and Financial Services
Benchmark Financial Group, Inc
Benchmark Financial Group, LLC
Benchmark Financial Services, LLC.
Benefit Compensation Group
Benefit Concepts
Benefit Management Specialists 360
Benefit Planners & Company LLC
Benefits Plus Consulting Group Inc.
Benton & Company
Besselman Wealth Planners
Betcher Financial Group
Bethea, Angst and Hicks Wealth Managemnt
Beverly A. Wendt Financial Planning and Wealth Management
Beverly Curmanskie Financial LLC
Beverly Hills Financial Planners
Beyond Asset Management
Bga Financial
Bga Retirement Advisors
Bierals Wealth Management, LLC
Biermaier Financial Management
Big Sky Financial Planning Group
Birnbaum Advisory
Bixby Financial Services
Bjurstrom Wealth Management
Black River Associates
Blade Financial Services
Blakeney Financial Group
Blanchard Wealth Solutions
Blank Financial Group
Bliss Financial Services
Block Capital Advisors Services
Bloomfield Hills Advisory
Blosser Financial Services
Blue Water Advisors
Bluebird Wealth Partners
Bluemark Advisors
Blueprint Financial and Insurance Services, LLC
Bluestone Financial
Bob Morales, CHFC? , Clu?, Aif
Boedeker Insurance Services
Bold Value
Bolivar Investment Services
Bonczek Financial Services
Bonnie Laffie Financial Services
Book & Co.
Booth Financial Group
Boston Bay Advisors Team
Boston Partners Insurance Agency, LLC
Boston Street Private
Bottoms Financial
Bovee Wealth Management
Bowlin Financial, LLC
Boyd Investment Services
Boyer Financial Group
Bozeman Financial Advisors
Bpa Financial Advisors
Bracker Wealth Management
Brad Werner & Company
Brady Financial
Branch Development Partners
Brand & Company 401(k) Advisors and Private Wealth Management
Brandywine Financial Advisors
Branstrom Financial
Brass City Financial
Brecek and Young Financial Services
Brenda Catugno
Brenkovich Financial Management
Brennan Financial Group
Bridgehead Financial Group, LLC
Bridges Wealth Strategies
Brimley Frisch Wealth Management
Brookstone Wealth Strategies
Broom Financial Services LLC
Brown & Associates Investment Services
Brown and Brown
Browning Advisory Group
Bruno Asset Management
Bta Financial Group
Buchanan Wealth Management
Buckley Financial Group
Bulman Financial
Bulmer Financial Group
Burcham Benefits
Burcham Capital Partners
Burris Investments
Burroughs/Braley/Alibrandi Wealth MGMT
Bussa Financial Partners
Byron Young & Associates, LLC
C F G Wealth Management
C F S Wealth Advisors
C Solutions
C.B. Financial Insurance Services,
C2fa - Christopher Conti Financial Advisor
CF Professional, Inc
CFA Insurance
CFG Wealth Management
CFR Capital Group
CFS Integrated Financial Services
CFS of Puerto Rico
CML Wealth Management
CMR Associates
CP Capital Management
CRF Wealth Advisors, LLC
CTM Wealth Advisors
Cal401k
Calapooya Creek
Calderwood Financial Strategies
Calkins Wealth Strategies
Callahan Financial Strategies
Calmwealth Partners
Cambridge Financial Consultants
Cambridge Financial Services
Campbell Insurance & Financial Services
Camper Financial Group
Campisi Financial Network
Campos Financial Group
Canyon Wealth Management and Insurance Solutions
Cape Cod Wealth Strategies & Insurance Services, LLC.
Capella Financial Group
Capital Accounts
Capital Accumulation Group
Capital Benefits
Capital Business Strategies
Capital Confidence Advisors
Capital Harvest Wealth Partners
Capital Insight Financial Group
Capital Resource Management
Capital Strategies & Investments .
Capital Wealth Management, LLC
Capitol City Wealth
Caring Financial Services LLC
Carlozzi Financial Services
Carlson Financial Group
Carlton Financial Services
Carlton Partners
Carolina Wealth Stewardship Group
Carriage Trade Financial Services
Carroll Enterprises LLC
Cascade Financial
Cascadia Wealth Advisors
Caster Financial Service
Cathleen Petersen
Cavu Wealth Advisors, LLC
Cawley Wealth Management
Cedar Brook Group
Centerpointe Advisers
Centinel Financial Group, LLC
Central Finanical Group
Centruy Financial Advisors
Certified Consulting Services
Champlain Wealth Management
Chandler Financial Group
Channel Investments
Charleton Financial
Charlotte Harbor Trust Wealth Management
Charpentier Wealth Strategies
Charter Financial Group
Charter Oak Wealth Partners
Chartered Financial Planning Associates LTD
Checki Financial
Cheeseman Financial
Cherokee Investment Services
Cherrington Brotsky Conscious Capital
Chestnut Financial Group LLC
Chestnut Street Advisors
Chisholm Trail Financial Group
Choice Advisors
Chop House
Chris Rhyne Financial Management
Christo Financial Planning
Cia Companies
City of Oaks Wealth Management
Clarified Planning
Clarity Capital Management
Clarity Financial Planning
Clark & Associates
Clark & Company
Clark and Associates
Clausing Financial Group
Clay Financial
Clearview Financial Advisors
Clearview Financial Services
Clearview Wealth Management
Clearvision Wealth Management
Clements Group
Cleveland Financial Group
Client 1st Financial LLC.
Client Focused Advisors, LLC
Cline Financial Partners
Clive Financial Services
Clodfelter Financial Services
Coach for Retirees
Coactive Wealth Strategists, LLC
Coastal Financial Services
Coastal Wealth Management Group
Cobrity Financial
Coco Financial
Coda Financial Group
Coffield Capital Management
Coffman Wealth Management
Coghlan Financial Group
Cognitio Capital
Cohen Wealth Strategies
Collaborative Wealth Strategies
Collins Wealth Management
Columbia Group Wealth Management
Columbus Advisors
Comer & Greak Financial Consultants
Common Goal Financial
Community Insurance & Financial Services
Compass Consulting
Compass Financial
Compass Financial Group
Compass Financial Partners
Compass Financial by Altmeyer
Compass Strategic Planning
Comprehensive Financial Advisors, LLC
Comprehensive Wealth Solutions
Concierge Financial Organization
Confidential Brokerage Services, Inc.
Conlon Financial Planning
Conscious Capital LLC
Construction Planning Group
Consultants in Wealth Management
Consus Wealth Management, LLC
Continuum Consulting Group
Conway Financial
Cooper Investment Company
Copper Beech Financial Group, LLC
Copper State Wealth Management
Corbin Financial Inc.
Cordell Wealth Management
Core Financial
Core Financial Partners
Cornell Financial
Cornerstone Consulting
Cornerstone Financial
Cornerstone Financial Group
Cornerstone Financial Group, Inc.
Cornerstone Financial Partners
Cornerstone Investment Group
Cornerstone Wealth Advisors
Cornerstone Wealth Advisory & Insurance Services, LLC
Cornerstone Wealth Management
Corporate Financial Advisors
Corujo Advisory Group, LLC
Costanzo Financial Services
Costello and Company CPA
Cotton Mill Advisors
Covenant Capital Advisors
Cox Wealth Management, LLC
Coyle Wealth Management
Cramer Financial Consultants
Creative Benefit Concepts LLC
Creative Benefits
Creative Edge Private Client Group
Creative Financial Group
Creative Financial Strategies
Creative Pension Plans, Inc.
Creative Wealth Strategies
Creel Financial Services
Crescendo Wealth Strategies
Crest Financial Group
Crestone Wealth Advisors, LLC
Crosby, Trevino & Associates, LLC
Cross Financial
Crossroads Capital Management
Crown Financial Partners
Cue Financial Group
Cue Financial of Oklahoma
Cui Wealth Management
Curatolo Wealth Management Group
Curran Financial Services
Curtin Wealth Management
Custer Burish Financial Services
Cysner Financial Services, Inc
D&L Financial Advisors
D. Barry Iacono and Associates
D. Downs Finance
DB Wealth Management LLC
DBM Wealth Management
DL Venn Financial Services
DLH Wealth Management
DNVR Financial
DSB Wealth Management
Dahl Financial Partners
Dahlman Gahagen
Dan@lifetimeretirementpartners.com
Daniel J. Zentner
Daniel N Saxe Income Tax Inc
Danny N Hankins Financial Services
Darrel Peck Insurance
Dault Financial Services
David Ball MSF CEO
David Dick Financial
Davidson Financial Planning
Davis Associates
Davis Financial Group
Davis Williams Wealth Management
Dawson & Bertran Investment Advisors
Dean Charles Associates
Dean Financial Planning Solutions
Dean Licata & Associates
Debra L Ianucci Insurance Agency, Inc Dba Distinctive Financial
Decilio Financial Advisors
Dejong Financial Group
Del-One Federal Credit Union
Delaware Valley Financial Partners
Delich Wealth Management
Della Porta Agency, LLC
Dellinger Wealth Management
Delphi Wealth Management Group
Delta Strategies
Demore Wealth Management, LLC
Dempsey Weiss & Associates
Denali Wealth Management
Derose Financial Planning Group
Design Your Future, LLC
Diamond Financial Services
Diamond Investment Services
Dickholtz Wealth Management
Diddel & Diddel
Dierks Financial
Difederico Financial
Dimond Financial Services
Diversified Advisor Group
Diversified Financial Group
Diversified Wealth Management
Diversified Wealth Managment
Divorce Professional Network
Dixon Financial, LLC
Dluzak & Associates, Inc.
Dohmen Investments & Financial Planning
Dollars and Divorce
Dollins Financial Solutions
Dominion Eagle Advisor Group
Don B. Tonelli
Donahue Financial Management Group
Donato Financial Group LLC
Doral Asset Managers Inc.
Doty Financial Solutions
Double Diamond Financial & Insurnace
Driscoll Wealth Management
Druckman Cpas
Druckman Financial
Duart Wealth Management
Dudley Asset Management
Dunk Group Financial Advisors LTD.
Dunleavy Wealth Management
Duprez Financial
Durham Investment Services, LLC
Dylan Thompson Wealth Management
Dynamic Financial
Dynasty Wealth Management Solutions
E Financial Services
Eagle Financial Consulting
East End Financial
East End Planning, Inc.
Eastburn & Associates Wealth Management
Eastern Partners Financial Group, LLC
Economic Planning Group
Edelman Insurance Management Group, LLC
Edelman Wealth Management Group, Inc.
Educators First Financial of Pennsylvania
Efs Group Wealth Management
Egea Sri
Egr Financial
Elchert Financial Inc.
Elevate Planning Partners
Elevate360 Wealth Solutions
Elevation Capital and Retirement Strategies
Eliason Financial Associates
Elisha Sterling Financial Group LLC
Elite Wealth Strategies
Elliott Wealth Management
Elliott Wealth Management Services
Els Vision Wealth Management, PLLC
Em Financial
Embree and Company Wealth Advisory
Emerald Financial Advisors
Emerald Financial Services
Emergence Wealth Management
Emerson and Company
Emery Wealth Management
Emmendorfer & Associates Financial Servi
Empire Financial Management
Empire Financial Partners
Employee Benefits Administration
Encore Financial
Enders Wealth Management
Endurance Wealth Strategies
Engage Financial Group
Engels & Lautenschlager Financial Servic
English Financial Group
Enrich Financial Group
Envision Retirement Management
Envision Wealth Management
Equanimity Wealth Planning and Investing
Equitas America Financial Group
Equity Planning Group
Equity Strategies Group
Equity of America Financial Group
Equityedge Advisors
Era Financial Advisors
Erickson Financial Advisors
Eriebank Investment Advisors
Escape Velocity Financial
Escape Velocity Financial Planning
Eshaghi Financial and Insurance Services
Essential Financial Strategies
Estate & Financial Planning Associates
Estate & Legacy Financial Solutions
Estate and Business Solutions
Estate and Legacy Financial Solutions
Eternal Wealth Management
Ethos Logos Investments
Ethos Strategic Partners, LLC
Eton Financial Services
Eugene W. Harris & Co. , Wealth Management
Evans Financial
Ever Wealth
Evergreen Financial Group, LLC
Evergreen Financial Services
Evergreen Retirement Services
Evergreen Wealth Management
Evesham Capital Management
Evolutions Financial
Excelsior Wealth Partners
Executive Planners NC.
Executive Services,
Executive Wealth Partners
Expedition Wealth Management
F&M Investment Partners
F-Squared, LLC
FMG
FNNB Investment Center
FPG Private Wealth
FPG Private Wealth Advisors
Fair Haven Financial Planning
Faith 401k & Money Management, LLC
Faith Financial
Falcon Financial Advisors
Family Financial, Inc.
Family Investment Management
Family Wealth & Legacy LLC
Family Wealth Management Group, LLC
Family, Wealth & Legacy, LLC
Familywealth Management Group, LLC
Far Point Financial
Farm Legacy Advisors
Feeley Financial Planning
Feltheimer Cohn & Associates
Fendlay Financial Group
Ferd Garcia Wealth Management
Ferdinandsen Financial Group
Ferguson Wealth Management
Ferraro Agency LTD
Ferruso & Associates
Fevergeon Financial
Fichter Wealth Management
Fidelity Capital Management
Fiduciaryadvisor
Fiega Consulting
Fiega Consulting, LLC
Filomena Financial Network, Inc.
Financia Advisors
Financial & Insurance Services of Texas
Financial Achievement Services, Inc.
Financial Advisors Social Security Network
Financial Alliance
Financial Architects
Financial Architects of Va
Financial Center for Women
Financial Concepts
Financial Design Center
Financial Design Group
Financial Design Group Inc
Financial Designs
Financial Edge
Financial Edge Wealth Management Group
Financial Education Resources
Financial Fitness Advisors
Financial Freedom Group
Financial Freedom of Florida, Inc.
Financial Guidance for Women
Financial Independence Planning Services
Financial Insights
Financial Life Plans
Financial Management Systems
Financial Partners Group
Financial Partners Network
Financial Planning Advisory Service, Inc
Financial Planning and Wealth Management
Financial Practice Pathways
Financial Resources Solutions
Financial Services of Winona
Financial Strategies
Financial Strategies Corporation
Financial Strategies Group
Financial Strategies Institute
Financial Strategies Unlimited
Financial Strategies of Amelia
Financial Wietzdom
Financialfitness1n/A1.org
Finesco Associates
Finger Lakes Investments Corp
Finger Lakes Investments Corporation
Finturity
Firestar Capital Investments
First American Private Client Advisors
First Capital Management
First Charter Financial Corporation
First Choice Financial Resource Group
First Financial Group of the South Wealth Management
First Financial Strategies
First Heartland Financial Group
First Mate Financial Advisors
First National Investors
First Resource Group
First Responders Financial
First Signature Services
First State Financial Services
First Westroads Investment Centre
Fiscally Fit Wealth Strategies
Fissinger Investment Services
Fizal Kassim
Flathers Wealth Management
Fletcher Financial Group
Focal Point Financial
Fockler Financial
Focus Financial Group
Focus Point Planning
Folios America Financial Services
Ford Capital Management
Fordrix Advisors
Forerunner Retirement Plan Consulting
Foresight Financial Management, LLC
Foresight Financial Planners
Foresight Investment Services
Foresight Wealth Planning
Foresight Wealth Solutions
Forest Hills Wealth
Forest View Financial
Forge Financial Advisor
Fort Bend Financial
Fort Loudon Financial
Fortress Wealth & Retirement
Forward Financial LLC
Foundation Financial
Foundation Financial Solutions
Foundation Wealth Solutions
Foxcrest Wealth Management & Tax Strategies
Foxton Financial, Inc.
Fpa Private Wealth Management
Fragomeni Financial Management
Framework Financial Planning
Frank Benites Financial Group
Frank Marano BPF
Franklin Clark
Franklin Harold Financial, LLC
Fredericksburg Financial
Freedom Financial Group
Freedom Financial Group, LLC
Freedom Peak Financial
Freedom Planning & Wealth Advisors
Freeman Financial Group
French & Nelson Financial
French Insurance & Financial Services, I
Frieden Wealth Management
Friedman Agency T/A Friedman Assoc
Friedman Wealth Management
Friel Associates
Fries Financial Services
Froehlich Financial Group, LTD.
Frost Financial
Frydman Asset Management
Full Circle Financial, LLC
Fulton Financial
Fundamental Investment Services
Funkhouser Shaffer Financial Services
Furr & Associates Financial
Fury Financial Services
Fusion Wealth Advisors
Future Financial Group
Futurity First
Futurity First Insurance Group
G Ivey Financial Advisor
G T F Financial Advisors
G.S.W. Wealth Management
GBT Financial Group
GCG Advisory Partners
GMBP Wealth Management
GPS Financial Planning
Galbraith Financial
Gallant Insurance and Investments
Game Plan Retirement
Gannett Peak Wealth Strategies
Gap Financial
Garon Financial
Garry Private Wealth Resources, LLC
Garton Financial
Gary E. Utterback
Gattuso Financial Services
Gcu Wealth Advisors
Geeta Brana Wealth
Gem Wealth Planning Group
Gen2 Financial
Generation III Solutions
Generational Financial Advisors
Generations Financial Strategies, LLC
George McCleary
George Wealth Management
Georgetown Advantage
Germano Financial
Gernon, Muth & Associates
Gilliam Mease Advisors
Gist Wealth Management
Glass City Federal Credit Union Dba Glas
Glenn Mehl & Associates, Inc.
Glenwood Advisors
Global Capital Management
Gloe Financial Advisors
Glotzbach Financial Management
Gnarled Oak Financial
Go Strategic Advisory
Go for Answers
Goff, Pruitt & Associates
Going Financial
Golden Gate Financial Partners
Golden Legacy Wealth Management
Golden Sands Financial
Golden Strategies Financial Group
Goldman & Associates Wealth Management
Goldman Harris Pratt & Associates Wealth Management
Goodburn Financial
Goodman Financial Group, Inc.
Goodwin Insurance Agency
Gordon Brook Financial
Gordon Wealth Financial Life Advisors
Grace Reyes
Grace Wealth Partners
Graef Financial Group
Grand Oak Financial
Granite Capital Management
Granite Financial
Granite Vista Financial
Grant Tolman Financial Services
Gray Hawk Financial Services
Graystone Financial, LLC
Great Circle Wealth Strategies
Great Lakes Financial Management, LLC
Greco Financial Services
Greco-Nader Wealth Navigation
Greenspan Financial Planning
Gregory A Crosby, CFP
Greyhound Financial
Grothaus Financial Group
Gsa Welath Management
Guided Path Financial Services & Retirement Planning
Gunter Wealth Solutions
Gwynn, Moore, & Associates, Inc.
H.H. Scheffler Investments
HBL Group Insurance Agency
HBL Group LLC
HBL Group LLC Auto Home & Business Insurance
HFS Financial Services
HGS Wealth Management
Haas Wealth Management Center
Haber Wealth Management
Hackett Wealth Management
Haddon Planning Group
Hadley Financial
Haick Financial Services
Hairston, Johnson & Associates
Hakim Financial
Hallmann Financial Services
Hamacher Wealth Management
Hamada/Kim Financial, LLC
Hamilton Retirement Advisors
Hammerstrom Wealth Management
Hand and Tanner Financial Group, Inc.
Hannah Wealth Management
Hannes Financial Services
Hanratty Financial
Hansen Wealth Management
Harding Capital Management
Harmon and Proutey Financial Group
Harmony Financial Services
Harmony Group
Harris & Company Wealth Management
Harris & Pratt Welath Management
Harris Financial Services
Harry Katz & Associates
Hart Financial Group
Harter Financial
Hartfield Advisors Inc.
Hartwell Financial Services
Hatch Retirement Advisors
Hatter-Hanni Insurance and Financial Services
Hatteras Wealth Management
Hauser Financial Group
Hawryliak Financial Management
Hawthorn Investment Center
Hawthorn Wealth Management
Headquarters Financial Group Inc
Healing Wealth
Health & Wealth Partners LLC
Heartland Capital Management
Heartland Wealth Group
Heideman Financial Services
Heights Financial Services LLC
Heimensen Wealth Advisors
Henderson Financial Group
Hendricks & Associates
Hendrixson Pinola Financial Services
Henning Wealth Management, Insure.invest. Retire
Henry G. Mautner & Associates
Hepker and Hepker, Inc.
Heritage Advisory Group
Heritage Financial Associates
Heritage Financial Consultants, LLC
Heritage Harbor Financial Advisors
Heritage Harbor Financial Associates
Heritage Investments Hinde Asset Management
Hermann Financial
Hermitage Wealth Management
Heron Creek Benefits
Herron Consulting Benefits & Investments
Hibbard & Ruby Wealth Management
High Inflation & Slow Economic Growth
High Point Capital Group
High Point Capital Partners
High Valley Financial Planning Services
Higher Ground Insurance & Financial Serv
Highland Capital Brokerage
Hildene Financial Group
Hill & Associates
Hill Financial Group
Hill Financial Services
Hinckley Financial Services
Hines Financial Services, Inc.
Hinson Wealth Management Group
Hobble Creek Wealth
Holding Wealth Management
Holland Financial Services
Hollister Financial LLC
Holloway Investments
Holmes Management LLC
Homans Wealth Management
Hopper McMillin
Horizon Financial
Horton Financial Planning
Houston Insurance & Financial Services
Howard Investment Services
Howard Wealth Management
Huber Financial Group
Huebner Financial Services
Hughey Financial Services
Humberto Torres & Associates Inc
Huntley Financial Services, Inc
Hunzinger Financial Services
Hynes Benefits Financial Services
Icm Holistic Wealth Services
Idaho Falls Financial
Imi Wealth Management
Impact Financial Planning
Impact Planners
In Wealth Managment
Income & Asset Advisory, Inc.
Income Advisor Team
Independence Financial Partners
Independent Advisors Network
Independent Capital Management, Inc.
Indiano & Co Cpas Inc.
Infinity Financial Concepts Inc
Infinity Tax & Financial Planning
Infinity Tax and Financial Planning
Infocus Financial Solutions
Informative Financial Services
Ingleside Financial Group
Inheritance Management, Inc.
Innova Financial Wealth & Insurance Adv.
Innova Financial Wealth Advisors
Innovative Benefits Group
Innovative Financial Group
Inpower Your Future
Insight Capital Management
Insight Financial Group
Insight Financial Planning
Insightful Wealth Advisors
Insightful Wealth Management
Insignia Financial Companies LLC
Inspire Finance DSM
Integrated Capital Management
Integrated Financial MGMT.
Integrated Financial Partners, Inc.
Integrated Financial Planning Center
Integrated Investment Strategies
Integrated Wealth Management
Integrated Wealth Strategies
Integrity Financial Group, LLC
Integrity Financial Planning
Integrity Wealth Management
Integrity Wealth Services
Intentional Advisors
Interwest Advisors
Investment Center
Investment Concepts LLC
Investment Concepts, Inc.
Investment Management Associates
Investment Navigators
Investment Planning Group
Investment Services Center
Investone Retirement Specialists
Investorquest
Investors Choice Financial Services Inc.
Iowa Investment Group, LC
Iqon Wealth Management
Iron Creek Financial Services
Iron Legacy Wealth Advisors
Iron Point Financial Advisors
Island Partners Financial Group
Island Partners Financial Group, LLC
Island Time Financial Services, Inc.
Itp Partners
Itzkowitz & Goldberg Financial Advisors
J Curatolo Group
J Elchert Wealth Management
J. Allen Financial
J.A. Kroner Associates
J.F.C.
J.S. Holland & Co., Inc
J.m.hallmark and Associates
JB Financial and Insurance Services, LLC
JC Financial Services
JCD Associates Inc.
JCM Financial Services Inc
JHFN - Pacific Financial Partners
JMG Wealth Management
JMG and Associates
JMR Financial Services
JP Advising
JP Financial
JP Global Financial Services
JP Wealth Management
JRS & Associates
JSD and Associates
JSG Tax & Asset Management
JT Financial Solutions
JW Brennan Financial
Jackson Sams Wealth Strategies
Jacob Van Rossum
Jacob Young Financial
Jacobson Financial Group Investments & I
Jag Financial
Jake Jacklich Financial Planning
James C. Protigal
James Deboer
James Kuekan Insurance and Financial Planning
James R. K. Hardy & Associates
Jameson Advisors LLC.
Jaxon Strategic Management
Jeffrey Cheng
Jem Wealth Management
Jennifer A. Borislow Insurance Agency, Inc.
Jennings Cook Financial Services
Jil Financial Services, LLC
Jkfa Financial Services
Jobin Financial, Inc.
John Andersen Financial
John Azzara Associates
John Douglas Financial Group
John Jaeger
John James Registered Financial Consultant
John Stokes Financial
Johnson & Associates Investments & Wealth Management
Johnson Insurance
Johnston Prentis Investments
Joint Financial
Jonas Wealth Partners
Jones Bank Wealth Management
Jones Kirkpatrick & Associates Financial
Joseph J. Maltese Financial Services, LLC
Joseph J. Oakes Ivacorn Benefits LLC2552373NJ
Joseph McPherson, CFP
Journey Financial Planning
Journey Financial Solutions Group, LLC
Jstephens Wealth Management
K Hill Financial Planning
K&G Financial Group
K&G Financial Services
K&R Tax and Financial Services, Inc.
K2 Financial
KBK Wealth Strategies, LLC
KCL Service Co
KMK Financial Group
KND Financial
KSH Advisors
KW Wealth Management
Kaizen Financial Planning & Insurance Solutions
Kalis Financial
Kas Investment Serices, Inc.
Kasa Wealth Management
Katz Wealth Strategies
Kaufman Financial Services
Kavocs Financial Solutions
Kaylyn Financial
Kei Financial
Kekionga Financial Advisors, LLC
Keller Wealth
Kelly Steele Investment Services, Inc.
Kem Wealth Management
Kempson and Tschopp LLC
Kensington Financial Services, Inc.
Kensington Wealth Partners
Kestler Wealth Management
Kevin Miller Financial Services
Kevin Ross Financial Services
Keyes & Associates, Inc.
Keystone Benefit Solutions
Keystone Financial Group
Keystone Financial Management, LTD.
Keystone Planning Group
Kge Wealth Management
Khi Financial Solutions
Kidder Financial Group
Kiley Juergens Wealth Management
Kimberly Korf Wealth Design & Insurance Services
King Financial Partners
King Financial Services
Kingdom Wealth Strategies
Kingston Securities
Kingston Wealth Management Group
Klamath Financial Group
Klauke Investments
Klauke Investments & Insurance Services
Klaus Financial Group
Klyman Financial
Kma Wealth Management
Knight Investments Group
Knowlton Financial Group
Knox Financial Advising
Knox Grove Financial, LLC
Knox Grove Insurance Advisers LLC
Kobo Wealth Strategies
Komar Wealth Management
Kortz Advisors
Koski Financial
Kraft Investment Service
Kramer Wealth Managers
Krause Investment Advisory Group, LLC - Paul R. Krause
Kress Financial Services
Kutschenreuter Financial Services
Kyle Fukuchi
L L Financial
L&M Financial Services
L.P. Financial Advisors
Lacroix Wealth Management
Lafferty Financial Services,llc
Lake Country Asset Management, LLC
Lakeshore Wealth Advisors
Lakeview Asset Management, LLC
Landmark Financial Planning and Advisory
Landmark Insurance & Financial Group, Inc.
Lanny K. Marks & Associates
Laporte Wealth Management Group
Lauren Pedersen
Laurus Financial Group
Lawrence E. Emmons, Clu, CHFC, Investment Advisor Representative
Lawrence E. Emmons, Clu, CHFC, Investment Advisorrepresentative
Lawrence Wealth Management
Lawrencewood Financial Service
Lawry Defreitas Wealth Management
Ldshare Company, Inc
Leading Edge Financial Design
Legacy Advisor Network, LTD.
Legacy Consultants Group
Legacy Finance , Inc.
Legacy Financial Advisors, Inc.
Legacy Financial Partners, LLC
Legacy Financial Planning
Legacy Financial Services Group
Legacy Investment Services
Legacy Investment Services Inc.
Legacy Planning Solutions
Legacy Premier Advisors
Legacy Retirement Plan Services
Legacy Sentinel
Legacy USA, Inc.
Legacy Wealth Management
Legends Investments
Leissring Financial Services & Insurance
Lenze Capital
Leonardi Family Wealthcare
Leshnak Wealth
Lestrange & Son'S
Levalley Wealth Management
Lewis, Connolly Financial Services
Li Group Benefits.com
Li Wealth Management
Liang Capital Advisors
Liberty Capital Management
Liberty Capital Strategist
Liberty Capital Strategists, Inc.
Liberty Crown Financial
Liberty Tree Asset Management
Liberty United Financial
Life Well Lived Financial Group
Lifecare Affordability Planning
Lifelong Financial Planning
Lifeplan Financial Advisors
Lifepointe Financial Planning
Lifetime Capital Financial Group
Lifetime Retirement Partners
Lighthouse Benefits Network, LLC
Lighthouse Capital Associates
Lighthouse Planning Consultants
Likhtenstein Financial Planning
Lily Wealth Partners
Lincoln A. Boyle
Lincoln Wealth Management
Linda Corujo Retirement Center
Linda Kent CFP
Lindberg Financial Group
Linder Financial Resources
Lindloff Wealth Advisors
Link Financial Advisory
Liqd Investments
Live Ideal
Live Oak Wealth Management
Liveoak Wealth Management
Lodestar Wealth Advisors
Loftin Financial Services
Loftus Financial, LLC
Lomanto Provost Financial Advisors
Lombardo Financial Services
Lonano Financial Advisors
Lone Eagle Wealth Services
Long Financial Group
Long Financial Services
Long Term Solutions
Longhorn Wealth Management Group
Looking Glass Financial
Lourdes Corujo Financial Services
Lovelace and Hullum Financial Group
Lowell K. Whisler & Associates
Lowenberg Wealth Management, LLC
Lowery Financial
Lucas Capital Group
Lumen Financial Group
Lunaria Wealth Management and Financial Planning
Lutz Wealth Advisors
Lyle Fisel Financial Services
Lytle & Company
M-Squared Wealth Management Group
M. Steven Moore Company
MFC Benefits Employee Benefits & HR Solutions
MFC Private Client Group, Wealth Management Group
MG Financial Advisors
MG Retirement Advisors
MGC Financial
MHS Benefit Administrators, LLC
MHS Companies
MHS Financial Services, LLC
MHS Insurance Agency, LLC
MHS Property & Casualty, LLC
MHS Wealth & Insurance Advisors
MJ Financial Solutions
MJ Peters Wealth Management
MK Financial
MKB Associates, Inc.
MKG Financial, L.L.C.
MLW Tax & Financial Services Inc
MPC Advisers
MS Ballin Financial Strategies
Macaulay & Associates
Mach Wealth Management
Mackay Wealth Management
Macy Wealth Management
Magii, Inc.
Magis Wealth Advisors
Magnolia Capital Partners
Magnuson Wealth Management
Main Street Advisors
Mainstay Financial LLC
Mainstreet Wealth Management
Malibu Capital Management
Maller Wealth Advisors, Inc.
Mann Associates
Mansur Financial
Maquoketa Financial Group
Marathon Wealth & Protection Strategies
Marblestone Insurance Group
Marc Schulz Investment Services
Marion Management Investments and Life
Mark J. Napolin and Associates, Inc.
Mark Lodinger & Associates
Mark S Lalin and Associates
Mark Schlafer & Co.
Mark Vaimberg Financial
Mark Vaimberg, CFP
Market Share Financial
Marlin Wealth Management
Marsengill Financial Services
Marshall Wealth Advisors
Martin Financial Services, Inc
Martin Tax & Financial Services
Maryland Financial Planners, LTD.
Master Financial Group
Master Networks
Master'S Insurance and Financial Services
Masters Wealth Management
Mastro Financial Services
Matulia Financial Services
Maxworth Benefits Group, LLC
May Financial Services
Maynard & Associates Wealth Management
Mayo Money Management
McAninch Wealth
McCartin Financial Services
McClure Wealth Advisors
McKinnon & Associates Private Wealth Services
McLaughlin Investment Group
McMillan Financial Services
McMurray Whitney Financial
McNichol Financial Group
McQueen Financial Group
McWilliams Financial Group
Medicare Flyer
Meehan Financial Group
Mefford Wealth Management
Mehta and Associates
Mel Walters Investments & Insurance
Meliora Wealth Management
Mendham Wealth Management
Merchants Investment Services
Meridian Wealth Management
Meridian Wealth Management LLC
Merrimack Valley Wealth Management
Merritt Wealth Strategies
Messier Financial Advisors
Metamorphosis Finance
Method Wealth
Metrusky Retirement Services
Michael G. Miller & Associates, LLC
Michael L. Green Tax & Financial
Michael P Austin, CFP and Associates
Michigan Financial Companies - Financial Lifestyle Group
Michigan Financial Companies - Gardner Wealth Strategies
Michigan Financial Companies - Pinnacle Wealth Strategies
Michigan Financial Companies-Compass Strategic Planning
Michigan Financial Companies-Dunleavy Wealth Management
Michigan Financial Companies-Retirement Specialist Group
Michigan Financial Companies-Rochester Wealth Management
Mid Atlantic Wealth Advisors
Midamerica Financial Group
Midnight Sun Financial
Midsouth Advisors
Midtown Financial Advisors
Midwest Financial Advisors
Midwest Financial Services Group, LTD.
Midwest Pension Advisors
Midwest Retirement Consultants
Mike Ruff, CFP
Milestones
Milestones Planning
Millenia Investments
Miller & Associates
Miller & Christian Asset Management
Miller and Hurt Wealth Advisors
Million Wealth Management
Mindful Wealth Advisors
Minichino Wealth Management
Minkoff Capital
Miret Financial Group
Mirus Planning
Missouri Financial Group
Mitchell Wealth Management Group
Modern Wealth Partners
Monarch Financial Consulting
Monarch Wealth & Retirement Strategies
Money Matters of America, Inc
Money Smart Seminars
Money on Tap
Moneywise
Montclair Capital Management
Moran Wealth Advisors
Morgan Advisor Group
Morrison Nordmann Wealth Management
Morrow Financial Services
Mosaic Wealth Consulting
Mosaic Wealth Solutions
Mottau, Icenhower & Associates
Mountain Top Wealth Management
Moylan Kropp
Mpa Financial Services
Mti Financial Advisors
Muchard Financial
Murdock Wealth Management & Insurance Services
Murphy Financial Group
Murphy Financial Services
Murray and Macdonald Insurance Services, Inc.
Mutual Asset Corporation
Myers Financial Management
Mylestone Plans
Myremotefa
Myrna Kassis Financial
N Focus
NCN Financial Group
NGM Financial, LLC
NGS Financial Partners
NP Private Wealth Management
NSH Retirement Strategies
NTD Investment Services
NWF Advisory Group
Naked Creek Investments
Nancy Bidrowski Financial Services
Nanni Financial
Nansemond River Financial Services
Narrow Path Financial Group
Nash Wealth Advisory
Nasser Ahmad, CFP
Navigator Financial Group
Nelan Financial & Insurance Services
Nelson Financial & Estate Planning
New Horizons Capital Partners, Inc.
New Money, New Problems
New Thought Financial Group
New Ulm Financial Services
New Vista Financial
Newman & Associates, LLC.
Newman Financial Advising
Next Chapter Investment Solutions
Next Generation Wealth Systems
Next Phase Financial
Next Step Financial Solutions
Next Step Retirement & Insurance
Nexus Financial
Nfocus Financial Partners
Nicolas John Financial
Nissi Wealth
Nissi Wealth Group
Nittany Brokerage Service
Nittany Closing Co, LLC
Nittany Insurance Agents Inc.
Nobel Wealth Advisors
Noblemark Financial
Nolan Financial Group
Norm Hill Financial Services LLC
North Main Financial Group
North Point Advisors Inc.
North Shore Advisory Group
North Shore Benefit Services, LLC
Northeast Risk Management Group, Inc.
Northeast Wealth Planners
Northeastern Financial Partners LLC
Northern Advisory Group
Northern Pacific Asset Management
Northpoint Financial Group
Northstar Advisors LLC
Northwestern Financial Group
Norumbega Financial
Nuzzi Financial Network
O'Brien Planning Strategies
O'Connor Financial Services
O'Malley Wealth Management
Oak Brook Wealth Management
Oakbridge Advisor Group
Oakleaf Capital Partners
Oakwood Financial Services
Oakwood Wealth Partners
Oceanside Financial Strategies
Odyssey Wealth Design
Off the Bloch Financial
Ogle Wealth Management
Okun Financial Group
Old Mountain Group Wealth Management
Old Town Wealth Advisors
Oldrid Financial
Olympic Financial Strategies
Omega Financial Planning
Omega Wealth Management LLC
On Course Wealth Management
One Vision Financial
Oneota Financial
Only Finance LLC
Only Retirment
Onmark Asset Management
Onward Financial Network
Open Advisors
Optimize Wealth Strategies
Opto Professional Network
Oregon Wealth Management
Oriole Financial Services Inc
Orion Financial Services D/B/A Se
Ostapow Financial Services
Owens Wealth Advisors
PCRG - Real Estate Professional Resource
PCRG A Womens Resource
PCRG Divorce Resource
PCRG Women'S Resource
PG Financial Partners
PK Financial Group
PPS Advisors Inc.
PRJ Insurance & Wealth Management
PSG Financial
Pacific Financial Management, LLC
Pacific Financial Partners
Pacific Wealth Consulting
Pacific Wealth Group, Inc.
Pacific Wealth Strategies
Palmisano Financial Services
Pang Enterprises
Papa Wealth Management LLC
Papen Financial and Insurance Group LLC
Parable Wealth Management
Paradigm Consulting, Inc.
Paradigm Retirement Solutions
Paradigm Wealth, LLC
Paradise Financial Planning
Paradise Valley Wealth Management
Parallax Wealth Management
Paramount Wealth Advisors
Park Wealth Advisors
Parker Wealth Management
Parsons Investments
Partners Financial Services
Passmore Planning Professionals
Path Financial Partners
Pathfinder Financial Group
Pathmark Wealth Advisors
Pathway Financial Group of Central Florida
Pathways Financial
Patriot Wealth Partners
Patterson Financial Services
Pavlik Financial Group
Pawula Financial Group
Payant Wealth Management Group
Peak Financial Group
Peak Wealth Solutions
Pearson Financial Advisors
Pegasus Financial Group
Pension Investors
Pericles Financial Services
Perpetual Financial
Perry Financial Group
Perspective 6 Group
Peter Johnson Financial Services
Peter Yu
Petersen Investment Planning
Pettinelli Financial Partners
Petzold Financial Group
Phoenix Financial Group
Phronetic Retirement Advisors
Pickup & Associates
Pierce & Associates
Pierce Insurance and Investment
Pignataro Financial Group
Pillar Advisors, Inc.
Pillar Financial Group
Pillar Wealth Management
Pillar Wealth Strategies
Pilot Rock Financial Advisors
Pinnacle Consulting Group
Pinnacle Tax Advisors
Pinnacle Wealth Management
Pinola Wealth Advisory
Pisano Financial Planning LLC
Pittleman Financial Group
Pivot Financial Solutions
Plan One Financial Group
Plan Service Group
Plan Services Investments
Platinum Financial Group
Platinum Wealth Solutions - Frydman Asset Management
Platinum Wealth Solutions Advising Without Borders
Platinum Wealth Solutions of Ohio
Platinum Wealth Solutions of Texas, LLC
Platinum Wealth Solutions, LLC
Platinum Wealth Solutions-Michael A. Olson
Plummer Financial Services, LLC
Pointes North Wealth Management
Pointnorth Group
Poker Financial Group
Potomac Pension Group
Powell Financial Services
Power Women Investing
Precept Wealth Management
Preferred Financial Partners
Preferred Wealth Advisors
Premier Financial
Premier Financial Advisors, LLC
Premier Financial Management
Premier Financial Partners
Premier Wealth Services
Premiere Financial Partners
Prenger Financial Services, Inc
Prescott Financial
President'S Wealth Management
Prestige Wealth Advisors
Price Financial Services
Prime Retirement Asset Management
Prime Wealth Partners
Princeton Financial
Princeton Investment Services
Prisco Financial
Private Capital Management Group
Private Capital Solutions Group
Private Wealth Financial Partners
Private Wealth Management
Pro Financial Planner
Proactive 401k
Procel Financial
Professional Investors Advisor Network
Professional Planning of Virginia
Progressive Asset Management
Prolific Wealth
Prospera Succession Partners
Prosperity Investment Services
Providence Financial Services, LLC
Providence Partners
Provident Credit Union
Provident Wealth
Providential Partners, LLC
QRS & Associates
Quality Financial Services Company
Quantum Financial Management, LLC
Quantum Wealth Advisors, LLC
Queen City Financial Advisors
Querze Wealth Management
Quest Agency
Quest Financial & Insurance Services
Quest Financial Services
Quinones Financial Group, LLC
R Bond & Bond Associates
R. Jay Schmidt Financial Advisor
R. L. Utsey & Co.
R.E. Baxter & Associates
R.J. Welsch & Associates, Inc.
RB Financial Advisors
RJG Tax & Capital Solutions, Inc.
RL Bebo Financial Services
RSC Advisors
RVR Wealth
Ra Financial Consultants
Radicle Wealth Management
Raineri Financial
Rainier Wealth Planning
Rajah Asset Management
Rambo Wealth Management
Ramirez & Rains
Ramsay Financial Services
Randolph & Klein Financial Solutions
Randy Scritchfield and Associates
Ranieri Investment Management
Ras Wealth Management & Insurance Group
Raskin Planning Group
Ratliff and Associates Financial Services
Ravenna Capital Management
Real Estate Resource Group
Rebine Financial Group
Red Pine Investment Counsel, Inc.
Red Rock Group
Reese Yeatman Financial
Regan Financial Services
Regency Investments
Rehbine Financial Group
Reichel Financial
Reisner Hudepohl Financial Services, Inc.
Renick & Associates, Inc.
Resource Financial Planning
Resource Retirement Partners
Retire Guides
Retirement Fiduciary Group
Retirement Fiduciary Group LLC
Retirement Income Analysts, LLC
Retirement Management Associates
Retirement Options for Educators, LLC
Retirement Plan (k)onsultants, LLC
Retirement Plan Service Advisor
Retirement Planning Associates
Retirement Planning Center
Retirement Planning Group, LLC
Retirement Plans
Retirement Ready Advisers
Retirement Resource Center
Retirement Resources of Louisiana
Retirement Resources, Inc.
Retirement Security Centers
Retirement Services Group
Retirement Strategies of Michigan
Retirement Visions
Retirement Wealth Strategy
Retirementplus Financial Solutions
Retiresource
Retirewell
Retirewise Financial Services
Reuscher Financial Group
Revup Private Wealth
Reynolds Financial Advisors
Rhu Insurance and Financial Planning
Riar Wealth
Richard C. Fanch Tax & Financial
Richards Benefits and Financial Services
Ricky Kiel Letterhead
Ridgegate Investment Management
Ridgeline Wealth Partners
Right Financial Advisor
Rim Financial
Risk Strategies
Risk Wealth Retirement Advisors
Ritas Smith & Associates
River Brook LLC
River City Finanical Group
Riverbend Financial Group
Riverbend Physicians
Riverbend Wealth Management
Rivercross Partners, LLC
Riverstone Financial Group and Insurance Services
Rja Financial Services, Inc.
Rlshipp Group, LLC
Rob Johnson Financial
Robert A. Dicks, JR.
Robert B. Johnson Investment Management
Robert E. Mummey
Robert E. Payne, CFP
Robert F. Miller & Associates
Robert Javens Advisiors Wealth Strategies
Robert Javens Financial Advisors Wealth Strategies
Robert Scott Green Financial Services
Roberts Financial
Robson Planning Group
Roche Financial Group
Rockgate Financial Partners
Rockham Financial Partners
Rodriguez Financial Strategies
Rogers Financial Group, LLC.
Rogers Strategic Wealth
Rogers Wealth Planning
Rohn Hein Associates
Romana Wealth Partners
Romano Income Strategies
Ronald Kyzar Financial Services
Ronald Riggan
Rosemont Wealth Management, Inc
Rosenberg Financial Group
Rosenberg Financial Management
Rosenstock Wealth Management, LLC
Rossiter Financial Group
Rossiter Financial Group Inc.
Roszell Financial Services
Rounds Financial
Royal Financial Group
Ruby Financial Planning
Rudolf Associates Inc.
Rustad Financial
Rwa Retirement & Wealth Advisors
Ryan & Janowsky Financial Strategies Group
Ryan Financial
Ryant Wealth Management
Ryse Financial
S J Arthur Financial Services
S Squared Retirement Soluntions, LLC.
S2 Wealth Planning
SBC Investment Services
SLC Investment Services
SLM Financial Services
SRJ Wealth Strategies
SSB Investment Services Or State Street Bank Investment Services
SSR Advisorsltd
ST Croix Wealth Management LLC
Sabatini Wealth Strategies
Sabio Financial & Insurance Services
Safe Haven Advisors
Sagamore Wealth Financial
Sage Financial Innovations
Sage Wealth Management, LLC
Sagemark Consulting
Saia Financial Services
Salient Consulting Group
Salient Wealth Planning Group
Salient Wealth Solutions Group
Salt City Financial
San Clemente Wealth Management
Sati Wealth
Satterwhite Wealth Management Group
Saunders Investment & Tax Advisory Group
Saunders Retirement Advisors
Savvy Sibyl
Scenic City Financial
Schaible Russo Financial
Schamerhorn Financial Group
Scheffler & Stoimenoff Asset Management
Schlafer Wealth Management
Schmidt Associates
Schmidt Boucher Investments & Insurance Group, Inc.
Schnuelle, Witte & Associates
Schooler Financial
Schreiber Wealth Strateiges
Schuman Associates
Scissortail Executive Advisors
Scott Advisory Group
Scribner Financial
Seascape Wealth Managment
Secure Planning Strategies
Security Investment Solutions
Seegert & Seegert Financial Advisors
Select Financial Services
Select Wealth Partners
Selective Managment Group, Inc.
Sentinel Financial Group
Sentinel Strategic Wealth
Sentinel Wealth Strategies
Sequoia Financial Advisors
Ses Financial Benefits Consulting LLC
Sexton Financial Group - Planning & Investments
Shaffer Financial Services
Shaffer Wealth Advisors
Shallcross Financial Planning
Sharp Financial Services
Sharpe Wealth Management
Shavlik Financial Services
Shayne Corriea Financial Group
Shea & McMurdie Retirement
Shea Wealth Management
Sheeler Insurance & Investments
Sheets Financial Group
Shelter Rock Financial Group
Shepherd Financial Group
Sherick Financial Group
Sherpa Finnancial Services
Shield Financial Solutions
Shorelight Wealth Group
Shrader and Associates
Shrom Associates
Si Wealth Management
Sierra Consulting Group
Signature Advisory
Signature Comprehensive Insurance Services (scis)
Signature Comprehensive Insurance Services, LLC
Signature Estate & Insurance Services, LLC
Signature Estate & Investment Advisors, LLC
Signature Financial Brokerage
Signature Financial Partners, LLC
Signature Financial Services Group, LLC
Signature Financial Solutions
Signature Intelligent Portfolios, LLC
Signature Investment Advisors
Signature Private
Signature Wealth Management
Silver Oak Financial Group
Simmons Financial
Simon Financial Group
Simple Ira
Simpre Ira
Single Point Financial Advisors
Singletrack Financial
Skains Investment Partners
Skrabo Financial Services
Slater Financial Services
Slayton Wealth Management
Sligo Creek Financial Advisors
Smeraldo Financial
Smith, Gatschet & Kobrin Financial Group
Snyder Wealth Group
Social Media
Solano Strategic Financial Advisors
Solennial Wealth Management
Solid Ground Wealth Management
Solid Rock Financial Wealth Management
Song View Financial
South Florida Group
Southeastern Financial Advisors
Southern Financial
Southern Financial Consultants, Inc
Southern Wealth Strategies
Southwest Business Consultants
Spear Financial
Spectrum Financial
Spectrum Financial Planning Group
Spectrum Investment Advisors, LLC
Spencer Financial LLC
Spiegel Financial
Spinnaker Private Wealth Services
Splitrock Financial Group
Spring Creek Management LLC
Spring Financial Group
Springlake Financial
Stafford Wealth Management
Stan W Kaut, CFP
Stanek & Associates
Star Advisers
Starr Capital
Start Financial Planning
State Street Bank Investment Services
Steadfast Financial
Steadwise Wealth Advisors
Stecher Financial Group
Steelview Wealth Management
Steinberg Anna Wealth Management
Steinkuhler Financial Group
Stellar Advisor
Stephen Mueller Investment Services
Sterling Endeavor Wealth Management
Sterling Financial Group
Steve Beck
Steve Sloan Financial Services Inc
Steves Investment Management
Stewart Financial
Stitzinger Financial Solutions
Stokes Financial Services
Stone Bridge Advisors
Stone Consulting Group
Stone Financial Retirement Planning
Stone Point Financial
Stonebridge Advisors
Stonebridge Advisors, Inc
Stonebridge Financial Advisors
Stonebridge Financial Services Group
Stonemark Investment Group
Storm Investment Services
Stortz Financial Services
Stottlemyre Christin Investments
Strait Financial Advice
Strategery Advisers
Strategic Capital Advisors
Strategic Financial Group LLC
Strategic Financial Partners
Strategic Financial Planning
Strategic Financial Resources, LLC - Travis Frey
Strategic Investment Services
Strategic Legacy Advisors
Strategic Private Advisory Group
Strategic Private Wealth Advisory
Strategic Wealth Inc
Strategic Wealth Legacy Advisors
Strategic Wealth Partners
Strategist Wealth Advisors
Street Wealth Management
Strellner Agency Group
Strong Advisory Group
Stroyne Financial
Structured Wealth Advisors
Success Education Consultants
Successful Financial Management
Suerth Financial Services
Summit Edge Advisors
Summit Financial Advisors
Summit Financial Advisors Hawaii
Summit Planning Group
Sunrise Financial
Sunset Wealth Advisors
Superiorland Financial Partners
Susan Swinehart & Associates Financial Planning and Investments
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Registration details

Legal name: Osaic Wealth, Inc.
Headquarters: 18700 N. Hayden Road, Suite 255, Scottsdale, AZ 85255
Phone: 800-821-5100
Website: osaic.com
SEC file: 801-54859
Structure: Delaware corporation
Fiscal year end: December

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov

Common questions

How many clients does Osaic Wealth have?

Osaic Wealth has 575,512 clients and manages $234.9 billion for them, as of September 2026. They include 513,910 other individuals, 55,457 high-net-worth individuals and 4,024 corporations and other businesses.

Source: Form ADV Part 1A, Items 5.D and 5.F, filed 29 September 2026

What services does Osaic Wealth offer?

Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file

Which custodians does Osaic Wealth use?

Osaic Wealth’s separately managed account assets are held at Pershing LLC (Jersey City, NJ), with $119,317,508,293 and National Financial Services LLC (Boston, MA), with $76,619,301,616. Only custodians holding at least a tenth of those assets are named.

Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 September 2026

How many financial advisors does Osaic Wealth have?

Osaic Wealth has 6,297 investment adviser representatives registered with state securities authorities, out of 8,979 employees, and 7,143 perform investment advisory functions. 7,655 are registered representatives of a broker-dealer and 5,447 are licensed insurance agents.

Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file

What does Osaic Wealth invest in?

At the end of its last fiscal year, Osaic Wealth’s separately managed accounts held 49% exchange-traded equities, 46% registered funds (mutual funds, ETFs, BDCs), 2% cash and equivalents, 1% U.S. government and agency bonds, 1% state and local bonds and 1% investment grade corporate bonds. It advises no private funds of its own.

Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file

Who owns Osaic Wealth?

Osaic Wealth is owned through a chain of holding companies by Treasurer of the State of North Carolina. Its direct owner is Osaic, Inc. (75% or more).

Source: Form ADV Part 1A, Schedules A and B, filed 29 September 2026

How does Osaic Wealth get paid?

Osaic Wealth is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.

Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file