TCI Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers. Financial planning was provided to 3,500 clients last fiscal year.
TCI Wealth Advisors reports 3,268 clients. They include 1,899 individual clients, 1,290 high-net-worth individuals, and 49 pension and profit-sharing plans. Of its assets, 99.6% ($5.35B across 11,856 accounts) are managed with discretion; $22.5M across 7 accounts are not. Of its clients, 1% are outside the U.S. It advised 19 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 58% | 15% |
| High-net-worth individuals | 39% | 81% |
| Pension and profit-sharing plans | 1% | 2% |
| Charitable organizations | <1% | <1% |
| Corporations and other businesses | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 1,899 | $817M | 15.2% | $430K |
| High-net-worth individuals | 1,290 | $4.35B | 81.0% | $3.37M |
| Pension and profit-sharing plans | 49 | $123M | 2.3% | $2.51M |
| Charitable organizations | 8 | $45.1M | 0.8% | $5.63M |
| Corporations and other businesses | 22 | $33.8M | 0.6% | $1.54M |
| Total | 3,268 | $5.37B | 100% | $1.64M |
- Clients
- 1,899
- Regulatory AUM
- $817M
- AUM share
- 15.2%
- Avg. per client
- $430K
- Clients
- 1,290
- Regulatory AUM
- $4.35B
- AUM share
- 81.0%
- Avg. per client
- $3.37M
- Clients
- 49
- Regulatory AUM
- $123M
- AUM share
- 2.3%
- Avg. per client
- $2.51M
- Clients
- 8
- Regulatory AUM
- $45.1M
- AUM share
- 0.8%
- Avg. per client
- $5.63M
- Clients
- 22
- Regulatory AUM
- $33.8M
- AUM share
- 0.6%
- Avg. per client
- $1.54M
Total
- Clients
- 3,268
- Regulatory AUM
- $5.37B
- AUM share
- 100%
- Avg. per client
- $1.64M
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 19
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 3500
TCI Wealth Advisors charges 0.25%–1.00% a year for its Investment Management and Planning. The fee is billed in arrears. The brochure also prices 3 other services, listed under fee details.
Fee details and sources
Other fees
- Employer Sponsored Retirement Plan Advisory
- Employer plan advisory is billed annually on plan assets at 0.85% to $500,000, falling by band to 0.10% above $10 million.
- Retirement Plan Consulting
- Retirement plan consulting is billed at 0.50% annually of plan assets up to $5 million and 0.36% over $5 million.
- Stand-Alone Financial Planning and Consulting
- Stand-alone planning and consulting is negotiable, generally $500 to $1,500 on a fixed fee basis or $150 to $250 an hour.
Samuel Swift is CEO; the leadership team includes Chief Compliance Officer Simone Gehner. It has 72 employees, 45 of them in advisory roles.
Leadership
Samuel SwiftChief Executive Officer and President
Simone GehnerShareholder and Chief Compliance Officer
Ashley SwiftShareholder and Chief Operations Officer
Arturo TellezShareholder and Chief Practice Officer
Guy HolmanShareholder
Kenneth RiebeShareholder
Investment adviser representatives
46 representatives listed in the SEC register as of 9 October 2026.
- Michael Abeshaus MD
- Addison Jacob Adelberg
- Joshua James Baird
- Matthew Barkley
- Scott Schmidt Bennett
- Ashley Nicole Boykin
- Cody Andrew Cassidy
- Constance Chan
- Troy Dillon Chrane
- Christopher George Cornelison
- Andrea Frazer
- Lily Worth Graves
- Michael Anthony Grosso
- Ryan Halvorson
- Bradley Alan Hostetler
- Benjamin Eugene Kappler
- John Ryan Kilkenny
- Kyle Taylor Larson
- Vanessa Burke Lee
- Thomas Edward Logan
- Kristofer Garrett Lyons
- Jerico Rom Bernardo Maddela
- Hayley Malone
- Kayla Ashley Marjanovic
- Juan Andres Martinez Miranda
- Jennifer Means
- Colby Miller
- Casey Ready O'Donovan
- Robert Petrillo
- Michael Kullman Preis
- Joshua Rennie
- Amy Lynn Richardson
- Marshall Wellington Riebe
- Justin Ryan Rodriguez
- Robert Glenn Rynders
- Juan Diego Sicco
- John Joseph Stephens
- Scott William Styrmoe
- Adam Michael Sullivan
- Justin Matthew Thomas
- Isaac Edward Walshaw
- Lauren Williams
- Jose Luis Yanez
Staff
- 72 employees
- 45 in advisory functions
- 41 state-registered reps
- 1 soliciting firm
- Owns 50% to 75% of Tci Wealth Advisors, Inc.
Arturo Tellez
Control person · since May 2022
- Owns 50% to 75% of Tci Wealth Advisors, Inc.
Paula Tellez
since May 2022
- Owns 10% to 25% of Tci Wealth Advisors, Inc.
John J. and Kelly H. Stephens Family Trust
since March 2005
- Owns 50% to 75% of John J. and Kelly H. Stephens Family Trust
John Stephens
Control person · since November 1995
- Owns 50% to 75% of John J. and Kelly H. Stephens Family Trust
Kelly Stephens
since November 1995
- Owns 5% to 10% of Tci Wealth Advisors, Inc.
Guy Holman
Control person · since January 2012
- Owns 5% to 10% of Tci Wealth Advisors, Inc.
Michael Anthony Grosso Living Trust
since January 2015
- Owns 75% or more of Michael Anthony Grosso Living Trust
Michael Grosso
Control person · since December 2015
- Owns 5% to 10% of Tci Wealth Advisors, Inc.
Samuel Swift
Control person · since January 2023
- Owns 5% to 10% of Tci Wealth Advisors, Inc.
The Michael and Michelle Abeshaus Family Trust
since February 2021
- Owns 75% or more of The Michael and Michelle Abeshaus Family Trust
Michael Abeshaus
since August 1998
- Owns 5% to 10% of Tci Wealth Advisors, Inc.
Kenneth Riebe
since February 2021
- Owns 5% to 10% of Tci Wealth Advisors, Inc.
The Justin M & Julie A. Thomas Family Trust
since January 2023
Julie Thomas
Grantor and trustee · Control person · since January 2023
Justin Thomas
Grantor and trustee · Control person · since January 2023
TCI Wealth Advisors’ regulatory assets grew 1.7× from $3.18B (March 2021) to $5.37B (August 2026); clients rose from 2,343 to 3,268 and employees from 55 to 72. In 2015, Moss Booth Wealth Advisors joined it.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| August 2026 | $5.37B | 3,268 | 72 | 7 |
| July 2025 | $4.53B | 3,042 | 61 | 7 |
| June 2024 | $4.09B | 2,925 | 53 | 6 |
| June 2023 | $3.43B | 2,698 | 54 | 6 |
| July 2022 | $3.76B | 2,534 | 55 | 5 |
| March 2021 | $3.18B | 2,343 | 55 | 5 |
Firms that joined
20151 joined
- Moss Booth Wealth AdvisorsNo filed AUM
Firms whose SEC withdrawal reports a sale to this firm, and deals reported in the press. Teams that moved without selling a registered firm may not appear.
Besides its headquarters, TCI Wealth Advisors has 6 offices (2 private residences, listed without an address), with 5 listed addresses in Arizona, Colorado and Nevada.
Arizona · 3 listed addresses
- 4011 East Sunrise Drive, TucsonHQ
- 6929 E Greenway Parkway, Scottsdale
- 150 W. Dale Avenue, Flagstaff
Colorado · 1 listed address
- 1401 17th St, Denver
Nevada · 1 listed address
- 4757 Caughlin Parkway,, Reno
Contact and registration details
- Legal name
- Tci Wealth Advisors, Inc.
- Headquarters
- 4011 East Sunrise Drive, Tucson, AZ 85718
- Website
- tciwealth.com
- Phone
- 520-733-1477
- @tci-wealth-advisors-inc-
- SEC file
- 801-37083
- Structure
- Arizona corporation
- Fiscal year end
- December
TCI Wealth Advisors uses Charles Schwab ($4.94B) as custodian for its separately managed accounts. TCI Wealth Advisors has custody of $537M in client assets for 3,268 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $4.94B100%
At year end, TCI Wealth Advisors’ separately managed accounts were mostly in funds (91%). Its reported 13F holdings for the quarter ended 30 June 2026 total $2.31B across 266 positions; the largest are Dimensional ETF Trust (13.6%), Dimensional ETF Trust (10.0%) and Dimensional ETF Trust (9.6%).
What the accounts hold
- Stocks4%
- Funds91%
- Bonds1%
- Cash3%
Filed values cover 99%. The neutral 1% gap has no reported category.
Reported 13F holdings
- $2.31B
- Reported 13F value
- 266
- Positions
- 66.6%
- In the 10 largest
- +22.7%
- Value vs. prior quarter
- Dimensional ETF Trust · US Equi Mark ETF13.6%
- Dimensional ETF Trust · US Small Cap ETF10.0%
- Dimensional ETF Trust · US Mktwide Value9.6%
- American Centy ETF TR · US Sml CP Valu7.5%
- Dimensional ETF Trust · US High Prof ETF6.1%
- Dimensional ETF Trust · US Cor Equ 2 ETF4.6%
- Dimensional ETF Trust · Emgr Cre EQT Mng4.2%
- Dimensional ETF Trust · Internatnal Val4.2%
- Dimensional ETF Trust · Global Real Est3.5%
- American Centy ETF TR · Intl Smcp Vlu3.3%
Together, the ten largest are 66.6% of reported value.
How many clients does TCI Wealth Advisors have?
TCI Wealth Advisors has 3,268 clients and manages $5.37 billion for them, as of August 2026. They include 1,899 individual clients, 1,290 high-net-worth individuals, and 49 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 27 August 2026
What services does TCI Wealth Advisors offer?
TCI Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does TCI Wealth Advisors charge?
TCI Wealth Advisors charges 0.25%–1.00% a year for its Investment Management and Planning. The fee is billed in arrears.
Source: ADV PART 2A, filed 4 March 2026
Which custodians does TCI Wealth Advisors use?
TCI Wealth Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $4.94B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 August 2026
How many financial advisors does TCI Wealth Advisors have?
TCI Wealth Advisors has 41 investment adviser representatives registered with state securities authorities, out of 72 employees, and 45 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does TCI Wealth Advisors invest in?
At the end of its last fiscal year, TCI Wealth Advisors’ separately managed accounts held 91% registered funds (mutual funds, ETFs, BDCs), 4% exchange-traded equities, 3% cash and equivalents and 1% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns TCI Wealth Advisors?
TCI Wealth Advisors is owned through trusts by John and Kelly Stephens, Michael Grosso, and Michael Abeshaus. Its direct owners are John J. and Kelly H. Stephens Family Trust (10% to 25%), Guy Holman (5% to 10%), Michael Anthony Grosso Living Trust (5% to 10%), Samuel Swift (5% to 10%), the Michael and Michelle Abeshaus Family Trust (5% to 10%), Kenneth Riebe (5% to 10%), the Justin M & Julie A. Thomas Family Trust (5% to 10%), Arturo Tellez (50% to 75%), and Paula Tellez (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 27 August 2026
How does TCI Wealth Advisors get paid?
TCI Wealth Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact TCI Wealth Advisors?
TCI Wealth Advisors’ main office is at 4011 East Sunrise Drive, Tucson, AZ 85718. Its phone number is 520-733-1477. Its website is tciwealth.com.