Samuel Swift has been Chief Executive Officer and President of TCI Wealth Advisors since January 2023, is a control person of the firm and directly owns between 5% and 10% of it. Samuel Swift holds a Bachelor of Science in Finance from the University of Arizona.
Tci Wealth Advisors, Inc. is a Tucson, AZ firm with $5.37B under management, 3,268 clients and 45 advisers across 7 offices, as of its August 2026 filing.
Sam Swift is Chief Executive Officer, an Advisor and a Shareholder of TCI Wealth Advisors, based in Tucson.
- Tci Wealth Advisors, Inc.Current– present · 18 yearsTucson, AZ · Adviser representative · Firm CRD 107373
Professional designations
Listed by TCI Wealth Advisors
- CFA
- CFP®
- AIF®
Investment adviser representative registrations
Samuel Swift is registered as an investment adviser representative in Arizona, since July 2008.
- ArizonaSince 21 July 2008
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 16 July 2008 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Samuel Thomas Swift
- CRD
- 5495465
- Firm
- TCI Wealth Advisors · CRD 107373
- Role
- Chief Executive Officer and President
- Office
- 4011 EAST SUNRISE DRIVE, Tucson, AZ 85718
- Registration
- Investment adviser registration
- In the industry since
- July 2008
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- tciwealth.com
Where does Samuel Swift work?
Samuel Swift has been Chief Executive Officer and President of Tci Wealth Advisors, Inc. since January 2023, and is a control person of the firm.
Is Samuel Swift a financial advisor?
Yes. Samuel Swift has a current investment-adviser registration in Arizona, through TCI Wealth Advisors since July 2008.
How many years of experience does Samuel Swift have?
Samuel Swift has 18 years in the financial industry, since July 2008, across 1 adviser firm.
What exams has Samuel Swift passed?
Samuel Swift passed the Series 65 in July 2008.
Where is Samuel Swift based?
Samuel Swift’s registered office is in Tucson, AZ.
Is Samuel Swift registered with FINRA?
No. Samuel Swift has no current broker registration.
Is Samuel Swift a CFP?
TCI Wealth Advisors lists Samuel Swift with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
Is Samuel Swift a CFA charterholder?
TCI Wealth Advisors lists Samuel Swift with the CFA credential (“CFA”) on its website. CFA Institute confirms certification status.
How can I verify Samuel Swift’s record?
Search CRD 5495465 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Samuel Swift’s full registration record.
